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Barclays PLC M&A Activity 2020
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M&A Activity
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FORM 8.3 - ALLERGAN PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 31 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,999,712 | 1.22% | 3,173,408 | 0.97% | ||
| (2) | Derivatives (other than options): | ||||
| 2,877,200 | 0.88% | 2,187,711 | 0.67% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 812,500 | 0.25% | 488,900 | 0.15% | |
| (4) | TOTAL: | ||||
| 7,689,412 | 2.34% | 5,850,019 | 1.78% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 10 | 190.3200 USD |
| Purchase | 19 | 190.3800 USD |
| Purchase | 27 | 190.7140 USD |
| Purchase | 100 | 190.3550 USD |
| Purchase | 100 | 190.7900 USD |
| Purchase | 100 | 190.6500 USD |
| Purchase | 100 | 190.6200 USD |
| Purchase | 100 | 190.4050 USD |
| Purchase | 109 | 190.4900 USD |
| Purchase | 200 | 190.3900 USD |
| Purchase | 276 | 190.4008 USD |
| Purchase | 400 | 190.6550 USD |
| Purchase | 500 | 190.6820 USD |
| Purchase | 500 | 190.5360 USD |
| Purchase | 1,116 | 190.6478 USD |
| Purchase | 1,236 | 190.5538 USD |
| Purchase | 2,519 | 190.7199 USD |
| Purchase | 2,835 | 190.5887 USD |
| Purchase | 3,177 | 190.6003 USD |
| Purchase | 5,466 | 190.3987 USD |
| Purchase | 7,274 | 191.1700 USD |
| Purchase | 7,390 | 191.1484 USD |
| Purchase | 7,403 | 190.4449 USD |
| Purchase | 17,130 | 190.6835 USD |
| Purchase | 30,935 | 190.9797 USD |
| Sale | 7 | 190.7600 USD |
| Sale | 10 | 190.3200 USD |
| Sale | 11 | 190.6600 USD |
| Sale | 56 | 190.6796 USD |
| Sale | 100 | 190.4500 USD |
| Sale | 100 | 191.1500 USD |
| Sale | 100 | 190.6500 USD |
| Sale | 100 | 190.7900 USD |
| Sale | 109 | 190.4900 USD |
| Sale | 172 | 190.4400 USD |
| Sale | 200 | 190.7150 USD |
| Sale | 200 | 190.4350 USD |
| Sale | 200 | 190.7700 USD |
| Sale | 200 | 190.7800 USD |
| Sale | 200 | 191.2400 USD |
| Sale | 269 | 190.6466 USD |
| Sale | 400 | 190.6550 USD |
| Sale | 500 | 190.6820 USD |
| Sale | 1,200 | 190.2432 USD |
| Sale | 1,200 | 191.0871 USD |
| Sale | 1,476 | 190.7255 USD |
| Sale | 1,867 | 190.4965 USD |
| Sale | 4,300 | 191.1537 USD |
| Sale | 7,044 | 191.1700 USD |
| Sale | 10,295 | 191.1019 USD |
| Sale | 28,262 | 190.8748 USD |
| Sale | 31,924 | 190.6215 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Purchasing | 200 | 183 USD | American | 3 Jan 2020 | 0.0500 USD |
| Put Option | Selling | 200 | 178 USD | American | 3 Jan 2020 | 0.1500 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 177.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 192.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Call Options | Written | -29,200 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 105,900 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 33,000 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 187.5000 | American | Jan 3, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | Jan 3, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 190.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -19,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -5,600 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 182.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 185.0000 | American | Jan 10, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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