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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - Allergan plc
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 05 May 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,807,133 | 1.16% | 2,955,375 | 0.90% | ||
| (2) | Derivatives (other than options): | ||||
| 2,887,345 | 0.88% | 2,433,331 | 0.74% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 180,200 | 0.05% | 139,000 | 0.04% | |
| TOTAL: | |||||
| 6,874,678 | 2.09% | 5,527,706 | 1.68% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 11 | 189.5300 USD |
| Purchase | 15 | 191.7500 USD |
| Purchase | 30 | 191.3586 USD |
| Purchase | 50 | 191.9100 USD |
| Purchase | 100 | 192.4800 USD |
| Purchase | 100 | 192.7700 USD |
| Purchase | 100 | 192.4700 USD |
| Purchase | 100 | 193.3100 USD |
| Purchase | 103 | 191.3200 USD |
| Purchase | 108 | 193.2140 USD |
| Purchase | 241 | 191.4919 USD |
| Purchase | 300 | 191.8550 USD |
| Purchase | 315 | 192.5950 USD |
| Purchase | 400 | 191.8150 USD |
| Purchase | 760 | 191.5347 USD |
| Purchase | 900 | 191.2777 USD |
| Purchase | 900 | 191.8811 USD |
| Purchase | 1,060 | 191.6184 USD |
| Purchase | 1,700 | 192.2650 USD |
| Purchase | 1,705 | 190.3037 USD |
| Purchase | 1,732 | 191.5012 USD |
| Purchase | 1,799 | 192.5323 USD |
| Purchase | 1,872 | 191.6161 USD |
| Purchase | 1,939 | 191.4657 USD |
| Purchase | 2,000 | 192.3467 USD |
| Purchase | 2,450 | 192.4075 USD |
| Purchase | 2,969 | 192.5627 USD |
| Purchase | 3,093 | 191.5632 USD |
| Purchase | 3,378 | 191.6948 USD |
| Purchase | 3,468 | 191.5940 USD |
| Purchase | 4,171 | 192.2532 USD |
| Purchase | 4,357 | 192.7302 USD |
| Purchase | 4,399 | 192.1850 USD |
| Purchase | 4,655 | 192.6809 USD |
| Purchase | 4,706 | 192.6067 USD |
| Purchase | 5,033 | 192.3724 USD |
| Purchase | 7,583 | 192.5834 USD |
| Purchase | 9,800 | 191.6090 USD |
| Purchase | 10,600 | 192.5936 USD |
| Purchase | 10,789 | 192.7800 USD |
| Purchase | 12,475 | 191.7365 USD |
| Purchase | 13,244 | 192.5495 USD |
| Purchase | 20,276 | 191.9249 USD |
| Purchase | 20,300 | 191.5453 USD |
| Purchase | 23,079 | 192.5672 USD |
| Purchase | 23,299 | 192.6029 USD |
| Purchase | 27,300 | 192.0730 USD |
| Purchase | 41,530 | 191.4736 USD |
| Purchase | 47,178 | 191.2829 USD |
| Sale | 1 | 191.7100 USD |
| Sale | 1 | 191.6900 USD |
| Sale | 1 | 191.5100 USD |
| Sale | 1 | 191.3400 USD |
| Sale | 2 | 192.2950 USD |
| Sale | 2 | 192.2600 USD |
| Sale | 2 | 192.0900 USD |
| Sale | 5 | 191.8600 USD |
| Sale | 7 | 191.8685 USD |
| Sale | 7 | 189.4300 USD |
| Sale | 15 | 191.7500 USD |
| Sale | 46 | 193.5800 USD |
| Sale | 69 | 191.0000 USD |
| Sale | 100 | 193.3600 USD |
| Sale | 100 | 193.1900 USD |
| Sale | 100 | 191.1000 USD |
| Sale | 103 | 191.3200 USD |
| Sale | 111 | 189.4850 USD |
| Sale | 170 | 191.5044 USD |
| Sale | 202 | 191.3236 USD |
| Sale | 300 | 193.1700 USD |
| Sale | 326 | 192.1269 USD |
| Sale | 371 | 192.1867 USD |
| Sale | 491 | 191.3790 USD |
| Sale | 502 | 191.0556 USD |
| Sale | 568 | 191.0027 USD |
| Sale | 587 | 191.2453 USD |
| Sale | 600 | 192.9208 USD |
| Sale | 600 | 193.2166 USD |
| Sale | 605 | 193.2192 USD |
| Sale | 679 | 191.3014 USD |
| Sale | 1,400 | 190.0000 USD |
| Sale | 1,611 | 192.6804 USD |
| Sale | 1,658 | 193.1542 USD |
| Sale | 1,800 | 191.3158 USD |
| Sale | 2,061 | 191.1670 USD |
| Sale | 2,183 | 192.6849 USD |
| Sale | 2,464 | 191.3067 USD |
| Sale | 2,700 | 191.6737 USD |
| Sale | 3,163 | 192.4181 USD |
| Sale | 3,748 | 191.1102 USD |
| Sale | 4,400 | 193.2780 USD |
| Sale | 4,949 | 191.2700 USD |
| Sale | 5,900 | 192.8369 USD |
| Sale | 6,490 | 191.2347 USD |
| Sale | 7,100 | 191.5844 USD |
| Sale | 7,479 | 192.0893 USD |
| Sale | 7,700 | 191.9362 USD |
| Sale | 10,667 | 191.2195 USD |
| Sale | 11,500 | 192.5884 USD |
| Sale | 11,700 | 191.2125 USD |
| Sale | 18,501 | 191.5677 USD |
| Sale | 19,566 | 192.7800 USD |
| Sale | 73,500 | 192.5669 USD |
| Sale | 92,085 | 191.7317 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Selling | 100 | 190 USD | American | 15 May 2020 | 3.6000 USD |
| Call Option | Selling | 100 | 190 USD | American | 15 Jan 2021 | 9.3000 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 May 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,400 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,700 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC