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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - Allergan plc
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 24 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,063,526 | 1.24% | 3,039,878 | 0.92% | ||
| (2) | Derivatives (other than options): | ||||
| 2,887,345 | 0.88% | 2,673,331 | 0.81% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 185,000 | 0.06% | 144,800 | 0.04% | |
| TOTAL: | |||||
| 7,135,871 | 2.17% | 5,858,009 | 1.78% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 186.1900 USD |
| Purchase | 5 | 186.7700 USD |
| Purchase | 10 | 185.3000 USD |
| Purchase | 10 | 185.4800 USD |
| Purchase | 19 | 185.6600 USD |
| Purchase | 100 | 185.5900 USD |
| Purchase | 100 | 185.5050 USD |
| Purchase | 100 | 185.3600 USD |
| Purchase | 100 | 186.8100 USD |
| Purchase | 100 | 185.3500 USD |
| Purchase | 100 | 186.5500 USD |
| Purchase | 100 | 186.3800 USD |
| Purchase | 100 | 185.7700 USD |
| Purchase | 192 | 185.7812 USD |
| Purchase | 200 | 185.8150 USD |
| Purchase | 200 | 185.7300 USD |
| Purchase | 200 | 185.3962 USD |
| Purchase | 200 | 186.2250 USD |
| Purchase | 200 | 186.0301 USD |
| Purchase | 255 | 186.2256 USD |
| Purchase | 300 | 185.9116 USD |
| Purchase | 400 | 186.0425 USD |
| Purchase | 900 | 186.1552 USD |
| Purchase | 920 | 186.1690 USD |
| Purchase | 1,193 | 186.2199 USD |
| Purchase | 1,300 | 185.4546 USD |
| Purchase | 1,792 | 185.4860 USD |
| Purchase | 2,000 | 186.0140 USD |
| Purchase | 2,000 | 185.7735 USD |
| Purchase | 2,677 | 186.0471 USD |
| Purchase | 2,771 | 186.0841 USD |
| Purchase | 5,045 | 185.8896 USD |
| Purchase | 5,180 | 186.1157 USD |
| Purchase | 5,274 | 186.0895 USD |
| Purchase | 5,741 | 185.9471 USD |
| Purchase | 7,187 | 185.8726 USD |
| Purchase | 7,900 | 186.0695 USD |
| Purchase | 10,721 | 186.1471 USD |
| Purchase | 12,286 | 186.2262 USD |
| Purchase | 18,906 | 186.0866 USD |
| Purchase | 19,387 | 186.9000 USD |
| Purchase | 41,400 | 186.0590 USD |
| Purchase | 42,200 | 186.0592 USD |
| Sale | 1 | 186.3000 USD |
| Sale | 4 | 186.6600 USD |
| Sale | 5 | 186.7700 USD |
| Sale | 6 | 186.2500 USD |
| Sale | 8 | 186.2400 USD |
| Sale | 9 | 186.4900 USD |
| Sale | 10 | 185.3000 USD |
| Sale | 11 | 185.5445 USD |
| Sale | 11 | 186.4163 USD |
| Sale | 15 | 186.3206 USD |
| Sale | 19 | 186.3289 USD |
| Sale | 19 | 185.6600 USD |
| Sale | 22 | 185.4200 USD |
| Sale | 26 | 186.2373 USD |
| Sale | 58 | 186.2867 USD |
| Sale | 76 | 186.1000 USD |
| Sale | 100 | 185.5800 USD |
| Sale | 100 | 186.2000 USD |
| Sale | 100 | 186.3700 USD |
| Sale | 100 | 186.8100 USD |
| Sale | 100 | 186.2700 USD |
| Sale | 100 | 186.3500 USD |
| Sale | 178 | 186.0739 USD |
| Sale | 200 | 185.4250 USD |
| Sale | 200 | 185.4000 USD |
| Sale | 200 | 186.0500 USD |
| Sale | 205 | 186.2100 USD |
| Sale | 227 | 186.2064 USD |
| Sale | 228 | 185.9254 USD |
| Sale | 300 | 186.2200 USD |
| Sale | 300 | 185.9800 USD |
| Sale | 300 | 186.4000 USD |
| Sale | 377 | 186.8712 USD |
| Sale | 400 | 185.9350 USD |
| Sale | 400 | 186.2575 USD |
| Sale | 415 | 186.1738 USD |
| Sale | 460 | 186.1690 USD |
| Sale | 500 | 185.6160 USD |
| Sale | 598 | 185.9729 USD |
| Sale | 600 | 186.4666 USD |
| Sale | 701 | 186.2209 USD |
| Sale | 900 | 186.4729 USD |
| Sale | 1,300 | 185.7369 USD |
| Sale | 2,000 | 185.9645 USD |
| Sale | 3,584 | 185.4860 USD |
| Sale | 4,024 | 186.0355 USD |
| Sale | 6,257 | 186.1456 USD |
| Sale | 6,300 | 185.8454 USD |
| Sale | 6,718 | 186.8097 USD |
| Sale | 13,381 | 186.9000 USD |
| Sale | 17,500 | 186.0795 USD |
| Sale | 24,700 | 186.0449 USD |
| Sale | 36,000 | 186.0949 USD |
| Sale | 62,481 | 186.0884 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Selling | 600 | 145 USD | American | 15 May 2020 | 0.5000 USD |
| Put Option | Selling | 6,000 | 150 USD | American | 15 Jan 2021 | 3.0000 USD |
| Put Option | Selling | 300 | 165 USD | American | 15 May 2020 | 2.0000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 33,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -32,300 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,200 | 145.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 195.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC