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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - ALLERGAN PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,049,936 | 1.23% | 3,060,039 | 0.93% | ||
| (2) | Derivatives (other than options): | ||||
| 3,672,345 | 1.12% | 2,984,446 | 0.91% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 187,300 | 0.06% | 154,300 | 0.05% | |
| TOTAL: | |||||
| 7,909,581 | 2.40% | 6,198,785 | 1.88% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 187.8800 USD |
| Purchase | 4 | 187.5250 USD |
| Purchase | 5 | 187.9700 USD |
| Purchase | 17 | 187.7258 USD |
| Purchase | 30 | 186.0900 USD |
| Purchase | 61 | 187.8100 USD |
| Purchase | 89 | 188.5100 USD |
| Purchase | 100 | 187.5200 USD |
| Purchase | 100 | 187.9000 USD |
| Purchase | 100 | 186.4000 USD |
| Purchase | 100 | 186.3700 USD |
| Purchase | 100 | 186.3300 USD |
| Purchase | 100 | 186.8950 USD |
| Purchase | 101 | 187.5323 USD |
| Purchase | 140 | 187.6600 USD |
| Purchase | 158 | 187.3063 USD |
| Purchase | 200 | 188.0200 USD |
| Purchase | 200 | 187.6700 USD |
| Purchase | 200 | 187.8150 USD |
| Purchase | 250 | 188.1580 USD |
| Purchase | 300 | 187.7966 USD |
| Purchase | 300 | 188.0133 USD |
| Purchase | 300 | 186.9716 USD |
| Purchase | 373 | 187.6093 USD |
| Purchase | 400 | 186.3650 USD |
| Purchase | 443 | 187.2276 USD |
| Purchase | 500 | 187.8480 USD |
| Purchase | 500 | 188.1230 USD |
| Purchase | 520 | 187.5696 USD |
| Purchase | 700 | 187.7442 USD |
| Purchase | 803 | 187.3841 USD |
| Purchase | 808 | 187.5705 USD |
| Purchase | 900 | 186.3433 USD |
| Purchase | 930 | 188.0825 USD |
| Purchase | 932 | 187.4024 USD |
| Purchase | 1,002 | 187.7000 USD |
| Purchase | 1,011 | 188.1005 USD |
| Purchase | 1,025 | 187.9821 USD |
| Purchase | 1,418 | 187.3101 USD |
| Purchase | 2,129 | 187.9382 USD |
| Purchase | 2,200 | 187.4798 USD |
| Purchase | 2,900 | 187.8610 USD |
| Purchase | 4,343 | 187.9365 USD |
| Purchase | 5,621 | 187.7171 USD |
| Purchase | 6,153 | 187.4265 USD |
| Purchase | 7,011 | 188.1773 USD |
| Purchase | 7,960 | 187.8798 USD |
| Purchase | 19,582 | 187.4410 USD |
| Purchase | 31,500 | 187.8170 USD |
| Purchase | 35,209 | 187.3377 USD |
| Purchase | 88,389 | 187.2581 USD |
| Purchase | 298,629 | 187.3900 USD |
| Sale | 1 | 188.2700 USD |
| Sale | 1 | 187.8800 USD |
| Sale | 11 | 187.6500 USD |
| Sale | 29 | 187.3000 USD |
| Sale | 31 | 187.6512 USD |
| Sale | 50 | 187.3100 USD |
| Sale | 79 | 187.3063 USD |
| Sale | 100 | 186.2400 USD |
| Sale | 100 | 186.2300 USD |
| Sale | 100 | 187.9200 USD |
| Sale | 100 | 187.9100 USD |
| Sale | 125 | 187.2860 USD |
| Sale | 500 | 187.4470 USD |
| Sale | 500 | 187.7860 USD |
| Sale | 591 | 187.1633 USD |
| Sale | 600 | 187.8133 USD |
| Sale | 757 | 187.2135 USD |
| Sale | 800 | 186.3575 USD |
| Sale | 800 | 187.4662 USD |
| Sale | 990 | 187.0095 USD |
| Sale | 1,400 | 187.7332 USD |
| Sale | 1,400 | 187.4876 USD |
| Sale | 1,592 | 186.8098 USD |
| Sale | 1,975 | 187.2808 USD |
| Sale | 2,183 | 186.8346 USD |
| Sale | 2,413 | 186.9065 USD |
| Sale | 2,711 | 187.0610 USD |
| Sale | 3,215 | 187.1306 USD |
| Sale | 3,362 | 186.9466 USD |
| Sale | 4,642 | 187.0123 USD |
| Sale | 6,697 | 187.3515 USD |
| Sale | 7,498 | 187.0602 USD |
| Sale | 9,586 | 187.4221 USD |
| Sale | 13,000 | 187.9027 USD |
| Sale | 15,700 | 187.7601 USD |
| Sale | 15,800 | 187.8777 USD |
| Sale | 16,619 | 187.3184 USD |
| Sale | 17,236 | 187.1149 USD |
| Sale | 32,783 | 187.7484 USD |
| Sale | 44,943 | 187.5216 USD |
| Sale | 309,982 | 187.3900 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 5,800 | 253 USD | American | 26 Feb 2016 | 0.0500 USD |
| Put Option | Purchasing | 23,900 | 160 USD | American | 17 Apr 2020 | 0.0100 USD |
| Put Option | Purchasing | 14,800 | 165 USD | American | 17 Apr 2020 | 0.1000 USD |
| Put Option | Purchasing | 1,000 | 195 USD | American | 19 Jun 2020 | 11.5000 USD |
| Put Option | Selling | 3,200 | 170 USD | American | 17 Apr 2020 | 0.0500 USD |
| Put Option | Selling | 100 | 170 USD | American | 15 Jan 2021 | 6.2500 USD |
| Put Option | Selling | 1,100 | 175 USD | American | 15 May 2020 | 2.0000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 140.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 34,800 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,500 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,200 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,000 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC