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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - ABBVIE INC - AMENDMENT
Ap19
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 13 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,269,255 | 0.15% | 4,037,278 | 0.27% | ||
| (2) | Derivatives (other than options): | ||||
| 2,085,765 | 0.14% | 956,601 | 0.06% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 1,464,400 | 0.10% | 1,390,000 | 0.09% | |
| TOTAL: | |||||
| 5,819,420 | 0.39% | 6,383,879 | 0.43% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 79.4650 USD |
| Purchase | 5 | 80.3700 USD |
| Purchase | 17 | 80.5900 USD |
| Purchase | 18 | 80.6400 USD |
| Purchase | 32 | 80.3100 USD |
| Purchase | 42 | 80.6100 USD |
| Purchase | 58 | 80.2389 USD |
| Purchase | 99 | 79.4000 USD |
| Purchase | 100 | 80.1700 USD |
| Purchase | 100 | 78.7200 USD |
| Purchase | 100 | 80.4800 USD |
| Purchase | 100 | 79.6600 USD |
| Purchase | 100 | 80.2800 USD |
| Purchase | 100 | 80.0100 USD |
| Purchase | 100 | 80.1500 USD |
| Purchase | 136 | 79.8039 USD |
| Purchase | 173 | 80.1701 USD |
| Purchase | 200 | 80.3800 USD |
| Purchase | 200 | 80.3850 USD |
| Purchase | 200 | 79.5500 USD |
| Purchase | 200 | 80.4000 USD |
| Purchase | 200 | 79.4350 USD |
| Purchase | 200 | 80.1800 USD |
| Purchase | 204 | 80.3902 USD |
| Purchase | 297 | 80.1958 USD |
| Purchase | 300 | 79.8901 USD |
| Purchase | 300 | 79.8166 USD |
| Purchase | 324 | 80.2875 USD |
| Purchase | 391 | 79.8909 USD |
| Purchase | 400 | 79.9575 USD |
| Purchase | 500 | 79.7320 USD |
| Purchase | 783 | 79.4188 USD |
| Purchase | 800 | 80.3987 USD |
| Purchase | 1,020 | 79.7520 USD |
| Purchase | 1,200 | 80.3541 USD |
| Purchase | 1,240 | 80.4077 USD |
| Purchase | 1,333 | 79.6834 USD |
| Purchase | 1,663 | 80.3601 USD |
| Purchase | 2,100 | 79.9654 USD |
| Purchase | 2,300 | 80.2017 USD |
| Purchase | 3,369 | 79.5773 USD |
| Purchase | 4,300 | 79.6486 USD |
| Purchase | 4,800 | 79.5198 USD |
| Purchase | 5,117 | 79.7265 USD |
| Purchase | 6,315 | 80.3000 USD |
| Purchase | 9,147 | 80.2938 USD |
| Purchase | 10,383 | 79.8114 USD |
| Purchase | 19,088 | 79.7342 USD |
| Purchase | 24,273 | 80.2611 USD |
| Purchase | 25,613 | 80.1323 USD |
| Purchase | 26,102 | 79.9353 USD |
| Purchase | 28,250 | 79.2941 USD |
| Purchase | 40,000 | 79.8253 USD |
| Purchase | 88,148 | 80.2244 USD |
| Sale | 1 | 79.2600 USD |
| Sale | 3 | 80.3700 USD |
| Sale | 3 | 80.0200 USD |
| Sale | 4 | 80.2350 USD |
| Sale | 4 | 80.3350 USD |
| Sale | 6 | 79.7450 USD |
| Sale | 6 | 80.1983 USD |
| Sale | 7 | 80.2528 USD |
| Sale | 8 | 80.0550 USD |
| Sale | 9 | 80.0622 USD |
| Sale | 14 | 80.4607 USD |
| Sale | 91 | 79.4269 USD |
| Sale | 99 | 80.4300 USD |
| Sale | 100 | 79.1200 USD |
| Sale | 100 | 80.4200 USD |
| Sale | 100 | 80.2500 USD |
| Sale | 100 | 79.6700 USD |
| Sale | 100 | 80.0300 USD |
| Sale | 100 | 79.4500 USD |
| Sale | 100 | 79.3700 USD |
| Sale | 103 | 79.6640 USD |
| Sale | 118 | 79.8179 USD |
| Sale | 142 | 79.9269 USD |
| Sale | 147 | 79.8000 USD |
| Sale | 173 | 79.7078 USD |
| Sale | 200 | 79.4350 USD |
| Sale | 200 | 80.2100 USD |
| Sale | 200 | 79.6850 USD |
| Sale | 201 | 79.6242 USD |
| Sale | 235 | 79.6600 USD |
| Sale | 300 | 79.9066 USD |
| Sale | 300 | 79.9100 USD |
| Sale | 495 | 79.2902 USD |
| Sale | 500 | 79.1980 USD |
| Sale | 505 | 79.2595 USD |
| Sale | 619 | 79.9507 USD |
| Sale | 700 | 79.6335 USD |
| Sale | 700 | 80.0792 USD |
| Sale | 765 | 79.7630 USD |
| Sale | 979 | 79.2375 USD |
| Sale | 1,011 | 79.2256 USD |
| Sale | 1,196 | 79.3475 USD |
| Sale | 1,259 | 80.0517 USD |
| Sale | 1,300 | 79.6665 USD |
| Sale | 1,430 | 80.1719 USD |
| Sale | 1,549 | 79.2546 USD |
| Sale | 1,892 | 80.0277 USD |
| Sale | 2,846 | 80.1059 USD |
| Sale | 3,024 | 79.2883 USD |
| Sale | 5,000 | 79.9335 USD |
| Sale | 5,200 | 79.3536 USD |
| Sale | 5,300 | 80.1300 USD |
| Sale | 5,712 | 80.3787 USD |
| Sale | 6,254 | 79.2871 USD |
| Sale | 6,315 | 80.3000 USD |
| Sale | 6,475 | 80.1900 USD |
| Sale | 7,336 | 79.2873 USD |
| Sale | 9,164 | 80.2943 USD |
| Sale | 10,030 | 80.1119 USD |
| Sale | 13,600 | 79.7622 USD |
| Sale | 21,000 | 79.9866 USD |
| Sale | 21,271 | 80.2998 USD |
| Sale | 23,977 | 79.8419 USD |
| Sale | 26,881 | 80.3477 USD |
| Sale | 27,786 | 80.1993 USD |
| Sale | 38,500 | 79.8327 USD |
| Sale | 50,598 | 79.9217 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 2,100 | 90 USD | American | 19 Jun 2020 | 1.4061 USD |
| Call Option | Purchasing | 200 | 93 USD | American | 19 Jun 2020 | 0.9000 USD |
| Call Option | Purchasing | 10,600 | 95 USD | American | 19 Jun 2020 | 0.6477 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 15 Jan 2021 | 3.0500 USD |
| Call Option | Purchasing | 1,800 | 98 USD | American | 19 Jun 2020 | 0.4222 USD |
| Call Option | Purchasing | 1,500 | 100 USD | American | 15 Jan 2021 | 2.1166 USD |
| Call Option | Selling | 400 | 85 USD | American | 21 Aug 2020 | 3.9300 USD |
| Call Option | Selling | 200 | 90 USD | American | 21 Aug 2020 | 2.2800 USD |
| Put Option | Purchasing | 300 | 70 USD | American | 15 May 2020 | 1.5000 USD |
| Put Option | Purchasing | 400 | 75 USD | American | 19 Jun 2020 | 4.0125 USD |
| Put Option | Purchasing | 600 | 80 USD | American | 19 Jun 2020 | 5.7533 USD |
| Put Option | Purchasing | 300 | 83 USD | American | 19 Jun 2020 | 7.5000 USD |
| Put Option | Selling | 200 | 50 USD | American | 18 Sep 2020 | 1.1100 USD |
| Put Option | Selling | 100 | 68 USD | American | 18 Sep 2020 | 3.5000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 15 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 9,300 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 99,100 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 800 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,000 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 2,500 | 70.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,800 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 301,500 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,700 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,300 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 700 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 12,200 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -31,200 | 62.5000 | American | Jan 15, 2021 |
| Call Options | Written | -7,100 | 105.0000 | American | May 15, 2020 |
| Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,700 | 95.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -21,800 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 16,800 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,600 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,800 | 100.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,300 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,000 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,700 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,700 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 1,800 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Written | 800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 176,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,300 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,000 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,000 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 26,900 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 150,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -352,300 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -50,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
| Call Options | Written | -77,300 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 90.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -14,200 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 16,500 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 800 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 6,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -11,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Written | -5,000 | 60.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 77.5000 | American | May 15, 2020 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,200 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,200 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -19,900 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Put Options | Written | 9,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 14,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,300 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -14,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Written | -15,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,300 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,000 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 15,100 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,200 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -6,100 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -60,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,600 | 95.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200415005371/en/
BARCLAYS PLC