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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - ABBVIE PLC AMENDMENT
Ap19
FORM 8.3 Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 06 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,302,451 | 0.16% | 4,093,427 | 0.28% | ||
| (2) | Derivatives (other than options): | ||||
| 2,087,024 | 0.14% | 516,901 | 0.04% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 1,284,300 | 0.09% | 1,397,100 | 0.09% | |
| TOTAL: | |||||
| 5,673,775 | 0.38% | 6,007,428 | 0.41% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 75.1500 USD |
| Purchase | 2 | 75.7750 USD |
| Purchase | 15 | 75.7400 USD |
| Purchase | 15 | 75.9340 USD |
| Purchase | 28 | 76.6100 USD |
| Purchase | 31 | 75.4800 USD |
| Purchase | 46 | 76.0839 USD |
| Purchase | 73 | 76.2900 USD |
| Purchase | 100 | 74.9200 USD |
| Purchase | 100 | 75.6400 USD |
| Purchase | 100 | 75.7800 USD |
| Purchase | 100 | 76.1500 USD |
| Purchase | 100 | 75.9000 USD |
| Purchase | 100 | 75.8800 USD |
| Purchase | 100 | 76.0600 USD |
| Purchase | 198 | 76.0074 USD |
| Purchase | 200 | 76.6800 USD |
| Purchase | 200 | 74.9400 USD |
| Purchase | 200 | 74.9900 USD |
| Purchase | 200 | 75.0100 USD |
| Purchase | 200 | 75.0175 USD |
| Purchase | 200 | 75.0550 USD |
| Purchase | 200 | 75.7100 USD |
| Purchase | 200 | 76.0000 USD |
| Purchase | 200 | 76.0200 USD |
| Purchase | 200 | 76.3850 USD |
| Purchase | 201 | 74.8959 USD |
| Purchase | 201 | 75.1814 USD |
| Purchase | 230 | 76.0565 USD |
| Purchase | 258 | 75.0600 USD |
| Purchase | 270 | 74.5600 USD |
| Purchase | 273 | 75.8650 USD |
| Purchase | 296 | 75.6327 USD |
| Purchase | 297 | 75.5453 USD |
| Purchase | 300 | 76.0633 USD |
| Purchase | 300 | 76.0833 USD |
| Purchase | 300 | 75.6408 USD |
| Purchase | 300 | 74.9433 USD |
| Purchase | 301 | 75.0869 USD |
| Purchase | 323 | 76.0123 USD |
| Purchase | 400 | 75.0000 USD |
| Purchase | 409 | 76.0099 USD |
| Purchase | 419 | 76.1998 USD |
| Purchase | 511 | 75.7527 USD |
| Purchase | 539 | 75.8723 USD |
| Purchase | 560 | 76.0356 USD |
| Purchase | 700 | 75.2857 USD |
| Purchase | 824 | 76.0122 USD |
| Purchase | 916 | 75.3202 USD |
| Purchase | 932 | 75.8342 USD |
| Purchase | 970 | 76.0226 USD |
| Purchase | 1,300 | 75.2959 USD |
| Purchase | 1,306 | 76.1080 USD |
| Purchase | 1,321 | 75.1296 USD |
| Purchase | 1,334 | 76.1185 USD |
| Purchase | 1,381 | 75.1555 USD |
| Purchase | 1,623 | 75.7411 USD |
| Purchase | 1,800 | 75.4521 USD |
| Purchase | 2,349 | 75.1109 USD |
| Purchase | 2,505 | 75.6444 USD |
| Purchase | 2,947 | 75.1059 USD |
| Purchase | 3,548 | 75.8845 USD |
| Purchase | 3,963 | 75.9219 USD |
| Purchase | 4,379 | 75.4500 USD |
| Purchase | 5,233 | 75.7088 USD |
| Purchase | 5,800 | 76.0535 USD |
| Purchase | 7,085 | 75.7091 USD |
| Purchase | 7,100 | 75.6768 USD |
| Purchase | 7,123 | 75.7882 USD |
| Purchase | 7,800 | 75.4318 USD |
| Purchase | 8,280 | 75.6748 USD |
| Purchase | 8,312 | 75.4625 USD |
| Purchase | 9,188 | 75.7531 USD |
| Purchase | 10,453 | 76.0686 USD |
| Purchase | 10,720 | 75.5108 USD |
| Purchase | 11,022 | 76.2723 USD |
| Purchase | 12,879 | 75.7424 USD |
| Purchase | 13,711 | 75.5514 USD |
| Purchase | 17,200 | 75.0800 USD |
| Purchase | 28,566 | 75.8153 USD |
| Purchase | 28,628 | 75.7739 USD |
| Purchase | 33,371 | 75.5515 USD |
| Purchase | 36,585 | 75.9075 USD |
| Purchase | 36,914 | 75.5584 USD |
| Purchase | 43,632 | 75.4104 USD |
| Purchase | 48,800 | 75.7326 USD |
| Purchase | 50,912 | 75.7300 USD |
| Purchase | 231,444 | 75.8253 USD |
| Sale | 1 | 75.8100 USD |
| Sale | 1 | 75.7400 USD |
| Sale | 28 | 76.6100 USD |
| Sale | 53 | 75.2700 USD |
| Sale | 54 | 76.8611 USD |
| Sale | 88 | 75.8734 USD |
| Sale | 100 | 76.0000 USD |
| Sale | 100 | 75.8700 USD |
| Sale | 100 | 75.2850 USD |
| Sale | 100 | 75.0400 USD |
| Sale | 100 | 74.8600 USD |
| Sale | 100 | 75.5400 USD |
| Sale | 100 | 76.1350 USD |
| Sale | 100 | 75.6650 USD |
| Sale | 100 | 76.0900 USD |
| Sale | 100 | 76.0800 USD |
| Sale | 106 | 76.1094 USD |
| Sale | 107 | 75.1106 USD |
| Sale | 113 | 75.6081 USD |
| Sale | 142 | 75.1170 USD |
| Sale | 193 | 75.3618 USD |
| Sale | 198 | 76.1502 USD |
| Sale | 200 | 75.5150 USD |
| Sale | 200 | 76.1150 USD |
| Sale | 200 | 75.1400 USD |
| Sale | 200 | 75.4200 USD |
| Sale | 200 | 74.9700 USD |
| Sale | 241 | 75.4493 USD |
| Sale | 270 | 74.5600 USD |
| Sale | 299 | 75.5524 USD |
| Sale | 300 | 75.6033 USD |
| Sale | 300 | 75.0866 USD |
| Sale | 300 | 75.0766 USD |
| Sale | 300 | 75.6383 USD |
| Sale | 307 | 75.3840 USD |
| Sale | 328 | 76.1374 USD |
| Sale | 400 | 75.2075 USD |
| Sale | 400 | 76.1200 USD |
| Sale | 500 | 75.9280 USD |
| Sale | 501 | 75.0618 USD |
| Sale | 588 | 75.8839 USD |
| Sale | 800 | 75.5462 USD |
| Sale | 860 | 75.5869 USD |
| Sale | 915 | 75.5570 USD |
| Sale | 949 | 76.0789 USD |
| Sale | 1,306 | 75.5653 USD |
| Sale | 1,421 | 75.7542 USD |
| Sale | 1,500 | 75.5386 USD |
| Sale | 1,632 | 75.4318 USD |
| Sale | 1,740 | 75.7267 USD |
| Sale | 1,806 | 76.1080 USD |
| Sale | 1,965 | 76.1190 USD |
| Sale | 2,101 | 76.1760 USD |
| Sale | 2,116 | 76.3853 USD |
| Sale | 2,300 | 75.1100 USD |
| Sale | 2,332 | 76.2207 USD |
| Sale | 2,413 | 76.0782 USD |
| Sale | 2,417 | 75.7877 USD |
| Sale | 3,157 | 76.6412 USD |
| Sale | 3,478 | 75.7044 USD |
| Sale | 4,734 | 75.7242 USD |
| Sale | 5,360 | 75.5108 USD |
| Sale | 6,412 | 75.6210 USD |
| Sale | 6,700 | 75.7304 USD |
| Sale | 6,741 | 75.4753 USD |
| Sale | 8,312 | 75.4625 USD |
| Sale | 8,990 | 75.6232 USD |
| Sale | 9,916 | 76.0416 USD |
| Sale | 10,067 | 75.6067 USD |
| Sale | 10,316 | 76.0924 USD |
| Sale | 14,198 | 75.9617 USD |
| Sale | 14,787 | 75.5281 USD |
| Sale | 17,200 | 75.0800 USD |
| Sale | 19,256 | 75.4622 USD |
| Sale | 24,227 | 75.6632 USD |
| Sale | 26,000 | 75.8302 USD |
| Sale | 26,713 | 76.3259 USD |
| Sale | 28,281 | 75.7494 USD |
| Sale | 30,200 | 75.6345 USD |
| Sale | 35,058 | 75.7374 USD |
| Sale | 39,018 | 75.8238 USD |
| Sale | 44,298 | 75.7741 USD |
| Sale | 57,205 | 75.9350 USD |
| Sale | 75,258 | 75.7300 USD |
| Sale | 148,442 | 75.5417 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 65 USD | American | 3 Apr 2020 | 7.8000 USD |
| Call Option | Purchasing | 2,500 | 70 USD | American | 3 Apr 2020 | 3.0300 USD |
| Call Option | Purchasing | 1,400 | 73 USD | American | 3 Apr 2020 | 0.3300 USD |
| Call Option | Purchasing | 200 | 75 USD | American | 3 Apr 2020 | 1.6500 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 19 Jun 2020 | 4.8000 USD |
| Call Option | Purchasing | 800 | 81 USD | American | 3 Apr 2020 | 0.2200 USD |
| Call Option | Purchasing | 200 | 85 USD | American | 15 May 2020 | 0.8500 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 15 Jan 2021 | 2.3500 USD |
| Call Option | Purchasing | 400 | 100 USD | American | 15 Jan 2021 | 1.5200 USD |
| Call Option | Purchasing | 200 | 105 USD | American | 15 Jan 2021 | 1.0300 USD |
| Call Option | Purchasing | 100 | 120 USD | American | 15 Jan 2021 | 0.3200 USD |
| Call Option | Purchasing | 26 | USD | 0.0100 USD | ||
| Call Option | Purchasing | 9 | USD | 0.0200 USD | ||
| Call Option | Purchasing | 2 | USD | 0.0600 USD | ||
| Call Option | Purchasing | 22 | USD | 0.1000 USD | ||
| Call Option | Purchasing | 5 | USD | 0.4000 USD | ||
| Call Option | Purchasing | 2 | USD | 1.6100 USD | ||
| Call Option | Selling | 1,000 | 73 USD | American | 19 Jun 2020 | 7.0000 USD |
| Call Option | Selling | 500 | 75 USD | American | 15 May 2020 | 3.7100 USD |
| Call Option | Selling | 400 | 78 USD | American | 3 Apr 2020 | 0.0700 USD |
| Call Option | Selling | 1,100 | 80 USD | American | 3 Apr 2020 | 0.0300 USD |
| Call Option | Selling | 300 | 80 USD | American | 17 Apr 2020 | 0.6000 USD |
| Call Option | Selling | 1,000 | 83 USD | American | 3 Apr 2020 | 0.0400 USD |
| Call Option | Selling | 100 | 90 USD | American | 21 Aug 2020 | 1.5000 USD |
| Call Option | Selling | 100 | 93 USD | American | 15 May 2020 | 0.1500 USD |
| Call Option | Selling | 100 | 95 USD | American | 15 May 2020 | 0.1500 USD |
| Call Option | Selling | 11 | USD | 0.0100 USD | ||
| Call Option | Selling | 1 | USD | 12.9000 USD | ||
| Call Option | Selling | 15 | USD | 14.3000 USD | ||
| Put Option | Purchasing | 1,000 | 45 USD | American | 3 Apr 2020 | 0.0800 USD |
| Put Option | Purchasing | 100 | 58 USD | American | 19 Jun 2020 | 1.2500 USD |
| Put Option | Purchasing | 10,000 | 65 USD | American | 3 Apr 2020 | 0.0100 USD |
| Put Option | Purchasing | 3,400 | 66 USD | American | 3 Apr 2020 | 0.1000 USD |
| Put Option | Purchasing | 300 | 75 USD | American | 19 Jun 2020 | 6.3000 USD |
| Put Option | Selling | 100 | 70 USD | American | 15 Jan 2021 | 8.8500 USD |
| Put Option | Selling | 100 | 75 USD | American | 3 Apr 2020 | 1.3500 USD |
| Put Option | Selling | 500 | 82 USD | American | 3 Apr 2020 | 8.5800 USD |
| Put Option | Selling | 1,600 | 88 USD | American | 3 Apr 2020 | 12.3000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 6,300 | 105.0000 | American | Apr 17, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,500 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 9,300 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 2,700 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 54,600 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,100 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 13,200 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 2,800 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,500 | 70.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -12,200 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -5,000 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 82.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -10,200 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 301,500 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,800 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 16,700 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,700 | 85.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 8,900 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,800 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 5,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 6,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,900 | 92.5000 | American | May 15, 2020 |
| Put Options | Purchased | -32,000 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,300 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -21,800 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,700 | 95.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -20,100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -34,500 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,400 | 125.0000 | American | Aug 21, 2020 |
| Call Options | Written | -8,600 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 34,400 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Written | 2,200 | 82.5000 | American | May 15, 2020 |
| Call Options | Purchased | 16,800 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 97.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,700 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -6,000 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,800 | 100.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,900 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,900 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,300 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 151,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,900 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,900 | 70.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,300 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 150,000 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,800 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 26,900 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,900 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,200 | 80.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,100 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,400 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -14,300 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -25,000 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,800 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 60.0000 | American | Apr 24, 2020 |
| Call Options | Written | -77,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -352,300 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,700 | 90.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 6,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,900 | 80.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 16,600 | 90.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 60.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -11,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,100 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -5,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 80.0000 | American | Apr 17, 2020 |
| Put Options | Written | 1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,200 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 45,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Call Options | Written | -31,300 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 77.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -100,000 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,900 | 75.0000 | American | Apr 17, 2020 |
| Call Options | Written | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -10,300 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 175,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 9,300 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 22,400 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 14,500 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,400 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -15,900 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 95.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,300 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -14,600 | 82.5000 | American | May 15, 2020 |
| Put Options | Written | 15,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 6,300 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,500 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,900 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -250,000 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -4,200 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -6,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -60,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,100 | 120.0000 | American | Jun 19, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC