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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - ALLERGAN PLC AMENDMENT
Ap19
FORM 8.3 Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 07 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,178,319 | 1.27% | 2,895,047 | 0.88% | ||
| (2) | Derivatives (other than options): | ||||
| 2,687,345 | 0.82% | 2,844,446 | 0.86% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 234,300 | 0.07% | 162,500 | 0.05% | |
| TOTAL: | |||||
| 7,099,964 | 2.16% | 5,901,993 | 1.79% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 4 | 180.0200 USD |
| Purchase | 40 | 179.7700 USD |
| Purchase | 90 | 179.8500 USD |
| Purchase | 100 | 180.4100 USD |
| Purchase | 100 | 178.8700 USD |
| Purchase | 100 | 180.4400 USD |
| Purchase | 112 | 180.5087 USD |
| Purchase | 113 | 178.2798 USD |
| Purchase | 200 | 180.7025 USD |
| Purchase | 200 | 180.7100 USD |
| Purchase | 200 | 180.8400 USD |
| Purchase | 200 | 178.3675 USD |
| Purchase | 200 | 180.8450 USD |
| Purchase | 200 | 180.5925 USD |
| Purchase | 202 | 179.9600 USD |
| Purchase | 259 | 180.2468 USD |
| Purchase | 279 | 179.4873 USD |
| Purchase | 298 | 179.4317 USD |
| Purchase | 300 | 180.6133 USD |
| Purchase | 340 | 179.7414 USD |
| Purchase | 402 | 180.6871 USD |
| Purchase | 456 | 179.9400 USD |
| Purchase | 535 | 180.8171 USD |
| Purchase | 634 | 180.4901 USD |
| Purchase | 638 | 179.1944 USD |
| Purchase | 900 | 180.4388 USD |
| Purchase | 925 | 180.0183 USD |
| Purchase | 989 | 180.1173 USD |
| Purchase | 1,100 | 179.3290 USD |
| Purchase | 1,100 | 180.3140 USD |
| Purchase | 1,103 | 179.7673 USD |
| Purchase | 1,108 | 179.9788 USD |
| Purchase | 1,200 | 180.2511 USD |
| Purchase | 1,273 | 180.3551 USD |
| Purchase | 1,351 | 180.3488 USD |
| Purchase | 1,454 | 180.6798 USD |
| Purchase | 1,470 | 180.1053 USD |
| Purchase | 1,553 | 180.6143 USD |
| Purchase | 1,706 | 180.3890 USD |
| Purchase | 1,899 | 180.1172 USD |
| Purchase | 2,342 | 180.2603 USD |
| Purchase | 3,175 | 180.5010 USD |
| Purchase | 3,477 | 178.2600 USD |
| Purchase | 3,715 | 180.1288 USD |
| Purchase | 11,232 | 180.4944 USD |
| Purchase | 14,538 | 180.3615 USD |
| Purchase | 14,923 | 179.6859 USD |
| Purchase | 15,066 | 178.4830 USD |
| Purchase | 15,997 | 179.8898 USD |
| Purchase | 20,925 | 179.9135 USD |
| Purchase | 23,085 | 179.4518 USD |
| Purchase | 56,100 | 180.1619 USD |
| Purchase | 200,275 | 180.3484 USD |
| Sale | 1 | 180.6700 USD |
| Sale | 7 | 179.8000 USD |
| Sale | 10 | 180.9600 USD |
| Sale | 75 | 180.7800 USD |
| Sale | 100 | 179.7400 USD |
| Sale | 100 | 178.8700 USD |
| Sale | 113 | 178.2798 USD |
| Sale | 200 | 178.3675 USD |
| Sale | 200 | 180.7875 USD |
| Sale | 200 | 180.4400 USD |
| Sale | 200 | 180.6900 USD |
| Sale | 200 | 180.7400 USD |
| Sale | 206 | 180.6724 USD |
| Sale | 278 | 180.6600 USD |
| Sale | 300 | 180.4083 USD |
| Sale | 373 | 180.4712 USD |
| Sale | 400 | 179.8525 USD |
| Sale | 400 | 180.4825 USD |
| Sale | 416 | 179.9400 USD |
| Sale | 437 | 180.0429 USD |
| Sale | 469 | 180.6848 USD |
| Sale | 473 | 179.5920 USD |
| Sale | 500 | 180.6770 USD |
| Sale | 548 | 180.6507 USD |
| Sale | 587 | 180.2480 USD |
| Sale | 605 | 180.3361 USD |
| Sale | 700 | 180.3314 USD |
| Sale | 820 | 180.4360 USD |
| Sale | 948 | 179.3176 USD |
| Sale | 1,001 | 180.1818 USD |
| Sale | 1,444 | 180.1172 USD |
| Sale | 1,600 | 180.1684 USD |
| Sale | 1,900 | 180.4815 USD |
| Sale | 3,671 | 180.1487 USD |
| Sale | 5,000 | 180.0009 USD |
| Sale | 5,059 | 178.2600 USD |
| Sale | 5,580 | 179.8733 USD |
| Sale | 6,200 | 179.6829 USD |
| Sale | 6,425 | 179.9072 USD |
| Sale | 6,723 | 180.4379 USD |
| Sale | 7,271 | 180.0909 USD |
| Sale | 7,722 | 180.2276 USD |
| Sale | 8,000 | 180.3258 USD |
| Sale | 8,433 | 180.4427 USD |
| Sale | 9,202 | 179.1943 USD |
| Sale | 15,020 | 180.0475 USD |
| Sale | 19,065 | 180.4835 USD |
| Sale | 25,337 | 180.3484 USD |
| Sale | 28,189 | 179.4037 USD |
| Sale | 29,100 | 180.3595 USD |
| Sale | 49,500 | 180.2141 USD |
| Sale | 59,491 | 180.0111 USD |
| Sale | 84,520 | 180.2901 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 6,800 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 35,500 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 177.5000 | American | Apr 17, 2020 |
| Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,200 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 23,900 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC