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Barclays PLC M&A Activity 2020
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M&A Activity
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National Storage Mechanism | Additional information
Form 8.3 - ALLERGAN PLC AMENDMENT
Ap19
FORM 8.3 Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,161,202 | 1.26% | 2,879,105 | 0.88% | ||
| (2) | Derivatives (other than options): | ||||
| 2,687,345 | 0.82% | 2,844,446 | 0.86% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 242,400 | 0.07% | 168,500 | 0.05% | |
| TOTAL: | |||||
| 7,090,947 | 2.15% | 5,892,051 | 1.79% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 176.8600 USD |
| Purchase | 1 | 177.1000 USD |
| Purchase | 7 | 176.1028 USD |
| Purchase | 8 | 175.1450 USD |
| Purchase | 10 | 174.8400 USD |
| Purchase | 34 | 174.6100 USD |
| Purchase | 100 | 197.5000 USD |
| Purchase | 100 | 175.4840 USD |
| Purchase | 100 | 175.4200 USD |
| Purchase | 100 | 175.1600 USD |
| Purchase | 100 | 174.9500 USD |
| Purchase | 100 | 176.1950 USD |
| Purchase | 100 | 176.9900 USD |
| Purchase | 104 | 175.5553 USD |
| Purchase | 107 | 176.0557 USD |
| Purchase | 119 | 177.0200 USD |
| Purchase | 138 | 174.8700 USD |
| Purchase | 200 | 177.0650 USD |
| Purchase | 258 | 175.9009 USD |
| Purchase | 299 | 174.9483 USD |
| Purchase | 300 | 175.0233 USD |
| Purchase | 300 | 175.2266 USD |
| Purchase | 300 | 175.7333 USD |
| Purchase | 313 | 175.7668 USD |
| Purchase | 386 | 175.4535 USD |
| Purchase | 462 | 175.9524 USD |
| Purchase | 491 | 175.0883 USD |
| Purchase | 534 | 174.9928 USD |
| Purchase | 577 | 175.1544 USD |
| Purchase | 592 | 175.0258 USD |
| Purchase | 600 | 175.0483 USD |
| Purchase | 650 | 174.9992 USD |
| Purchase | 773 | 175.9529 USD |
| Purchase | 805 | 174.8693 USD |
| Purchase | 917 | 174.9086 USD |
| Purchase | 1,200 | 175.7622 USD |
| Purchase | 1,212 | 175.0391 USD |
| Purchase | 1,400 | 175.0857 USD |
| Purchase | 1,411 | 176.3402 USD |
| Purchase | 1,738 | 177.2194 USD |
| Purchase | 2,338 | 175.4457 USD |
| Purchase | 2,400 | 176.4738 USD |
| Purchase | 3,170 | 174.9016 USD |
| Purchase | 5,225 | 177.0092 USD |
| Purchase | 5,304 | 174.9169 USD |
| Purchase | 5,400 | 174.8910 USD |
| Purchase | 6,952 | 174.9198 USD |
| Purchase | 7,805 | 174.9012 USD |
| Purchase | 8,500 | 175.3898 USD |
| Purchase | 8,632 | 177.2142 USD |
| Purchase | 9,433 | 177.1578 USD |
| Purchase | 20,762 | 174.8130 USD |
| Purchase | 25,217 | 175.0196 USD |
| Purchase | 37,958 | 175.7100 USD |
| Purchase | 123,751 | 176.0140 USD |
| Purchase | 126,022 | 177.5954 USD |
| Sale | 1 | 176.8600 USD |
| Sale | 8 | 176.3300 USD |
| Sale | 8 | 175.1450 USD |
| Sale | 10 | 174.8400 USD |
| Sale | 30 | 175.5100 USD |
| Sale | 100 | 176.2200 USD |
| Sale | 100 | 175.7200 USD |
| Sale | 110 | 174.9290 USD |
| Sale | 114 | 174.8700 USD |
| Sale | 119 | 177.0200 USD |
| Sale | 200 | 177.1750 USD |
| Sale | 200 | 174.9000 USD |
| Sale | 300 | 175.7333 USD |
| Sale | 350 | 176.0857 USD |
| Sale | 365 | 175.3300 USD |
| Sale | 400 | 175.5962 USD |
| Sale | 500 | 175.0000 USD |
| Sale | 579 | 175.0652 USD |
| Sale | 1,000 | 175.3767 USD |
| Sale | 2,039 | 176.6355 USD |
| Sale | 2,117 | 175.7704 USD |
| Sale | 2,200 | 170.0000 USD |
| Sale | 3,381 | 175.9460 USD |
| Sale | 4,619 | 175.9369 USD |
| Sale | 5,733 | 176.2477 USD |
| Sale | 6,000 | 175.0737 USD |
| Sale | 6,800 | 175.3782 USD |
| Sale | 6,907 | 175.8111 USD |
| Sale | 12,650 | 175.7101 USD |
| Sale | 15,765 | 175.8067 USD |
| Sale | 23,050 | 175.6550 USD |
| Sale | 26,304 | 175.7100 USD |
| Sale | 26,428 | 177.0795 USD |
| Sale | 61,786 | 176.2454 USD |
| Sale | 77,415 | 174.9192 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Purchasing | 2,500 | 140 USD | American | 19 Jun 2020 | 2.5000 USD |
| Put Option | Purchasing | 700 | 160 USD | American | 19 Jun 2020 | 4.9071 USD |
| Put Option | Purchasing | 2,400 | 165 USD | American | 19 Jun 2020 | 5.7291 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 7 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 600 | 172.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 7,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 170.0000 | American | Apr 3, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,400 | 185.0000 | American | Apr 3, 2020 |
| Put Options | Written | 200 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 177.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 35,500 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 167.5000 | American | Apr 3, 2020 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 1,400 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,800 | 192.5000 | American | Apr 3, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 157.5000 | American | Apr 3, 2020 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 177.5000 | American | Apr 17, 2020 |
| Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 180.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 175.0000 | American | Apr 3, 2020 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 24,000 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200407005701/en/
BARCLAYS PLC