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Barclays PLC M&A Activity 2020

Mar 18, 2020

5250_rns_2020-03-18_1f666dec-b046-4201-bae5-5c83540567bd.html

M&A Activity

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FORM 8.3 - ABBVIE INC - Amendment

FORM 8.3 - Amendment to Purchase and sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
2,540,070 0.17% 4,195,460 0.28%
(2) Derivatives (other than options):
2,172,880 0.15% 552,566 0.04%
(3) Options and agreements to
purchase/sell: 1,677,700 0.11% 1,510,700 0.10%
TOTAL:
6,390,650 0.43% 6,258,726 0.42%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase 12 85.3700 USD
Purchase 20 77.6460 USD
Purchase 47 80.9900 USD
Purchase 50 77.1700 USD
Purchase 65 78.6677 USD
Purchase 72 79.0634 USD
Purchase 91 78.0200 USD
Purchase 99 81.0900 USD
Purchase 100 77.1900 USD
Purchase 100 77.4600 USD
Purchase 100 75.9600 USD
Purchase 100 81.0800 USD
Purchase 100 78.4000 USD
Purchase 100 78.0100 USD
Purchase 100 78.0000 USD
Purchase 100 77.9300 USD
Purchase 105 76.2504 USD
Purchase 111 74.6500 USD
Purchase 114 76.8931 USD
Purchase 123 78.1463 USD
Purchase 125 75.9040 USD
Purchase 161 76.8963 USD
Purchase 185 77.9154 USD
Purchase 200 73.9850 USD
Purchase 200 76.9300 USD
Purchase 200 81.1000 USD
Purchase 200 74.6550 USD
Purchase 241 76.9111 USD
Purchase 245 76.6891 USD
Purchase 300 77.1966 USD
Purchase 300 76.6766 USD
Purchase 300 74.6466 USD
Purchase 300 76.8900 USD
Purchase 327 79.1551 USD
Purchase 335 77.5438 USD
Purchase 335 77.6150 USD
Purchase 400 77.4862 USD
Purchase 400 77.4425 USD
Purchase 401 81.0850 USD
Purchase 410 77.6346 USD
Purchase 439 74.5744 USD
Purchase 500 77.6050 USD
Purchase 500 76.6450 USD
Purchase 500 77.1890 USD
Purchase 588 74.3495 USD
Purchase 600 75.9483 USD
Purchase 600 74.6100 USD
Purchase 627 74.2607 USD
Purchase 665 74.5084 USD
Purchase 687 74.4760 USD
Purchase 722 78.2857 USD
Purchase 759 77.7119 USD
Purchase 800 77.9212 USD
Purchase 800 77.5225 USD
Purchase 847 81.0832 USD
Purchase 899 76.6323 USD
Purchase 900 77.4788 USD
Purchase 900 76.5988 USD
Purchase 900 76.7444 USD
Purchase 912 77.5107 USD
Purchase 1,161 78.5088 USD
Purchase 1,178 74.3387 USD
Purchase 1,190 76.7128 USD
Purchase 1,200 74.7600 USD
Purchase 1,200 76.8083 USD
Purchase 1,252 78.1021 USD
Purchase 1,285 75.7331 USD
Purchase 1,327 77.7531 USD
Purchase 1,350 78.5955 USD
Purchase 1,527 80.2130 USD
Purchase 1,600 74.3256 USD
Purchase 1,600 79.8825 USD
Purchase 1,652 74.3570 USD
Purchase 1,716 76.4765 USD
Purchase 1,795 76.6244 USD
Purchase 1,835 76.9319 USD
Purchase 1,880 76.9434 USD
Purchase 1,903 78.5377 USD
Purchase 2,052 78.5217 USD
Purchase 2,100 77.6700 USD
Purchase 2,141 78.3134 USD
Purchase 2,300 75.5278 USD
Purchase 2,331 78.2570 USD
Purchase 2,559 78.0946 USD
Purchase 2,871 76.2637 USD
Purchase 2,950 74.4557 USD
Purchase 3,049 74.2241 USD
Purchase 3,488 78.2172 USD
Purchase 4,087 76.2359 USD
Purchase 4,400 78.0214 USD
Purchase 5,093 76.2323 USD
Purchase 5,210 76.5203 USD
Purchase 5,700 76.0311 USD
Purchase 5,932 78.3415 USD
Purchase 7,482 75.5506 USD
Purchase 7,699 76.6574 USD
Purchase 7,996 77.5798 USD
Purchase 10,101 74.6775 USD
Purchase 11,742 79.0507 USD
Purchase 11,924 76.3507 USD
Purchase 17,430 77.1864 USD
Purchase 18,064 77.9900 USD
Purchase 20,141 75.7212 USD
Purchase 20,141 75.7213 USD
Purchase 22,222 80.2170 USD
Purchase 39,413 77.2055 USD
Purchase 46,608 75.4098 USD
Purchase 47,626 77.2642 USD
Purchase 48,017 74.2700 USD
Purchase 57,934 80.3033 USD
Purchase 60,800 79.5436 USD
Purchase 60,900 77.6735 USD
Purchase 70,300 74.7200 USD
Purchase 86,600 81.8606 USD
Purchase 87,038 77.7764 USD
Purchase 107,464 77.3788 USD
Purchase 174,841 74.4390 USD
Purchase 270,546 78.0625 USD
Sale 8 77.2800 USD
Sale 8 78.6700 USD
Sale 10 78.6300 USD
Sale 12 85.3700 USD
Sale 42 78.6500 USD
Sale 81 76.9870 USD
Sale 100 78.7000 USD
Sale 100 75.7050 USD
Sale 100 78.3900 USD
Sale 100 76.3100 USD
Sale 100 76.1300 USD
Sale 100 75.9200 USD
Sale 100 75.9000 USD
Sale 100 75.8800 USD
Sale 100 78.5000 USD
Sale 100 75.0050 USD
Sale 100 74.2800 USD
Sale 100 80.4000 USD
Sale 100 79.3400 USD
Sale 101 76.1742 USD
Sale 123 78.8731 USD
Sale 161 76.8963 USD
Sale 200 78.1475 USD
Sale 200 73.9850 USD
Sale 200 81.3850 USD
Sale 200 79.6700 USD
Sale 200 74.3800 USD
Sale 200 76.0150 USD
Sale 200 76.0200 USD
Sale 200 73.9375 USD
Sale 232 78.5100 USD
Sale 266 78.4921 USD
Sale 300 78.7733 USD
Sale 300 78.8083 USD
Sale 300 78.3450 USD
Sale 300 78.2366 USD
Sale 300 75.2633 USD
Sale 300 73.8700 USD
Sale 300 73.8533 USD
Sale 300 79.9466 USD
Sale 300 80.6366 USD
Sale 321 76.5172 USD
Sale 335 77.6150 USD
Sale 335 77.5438 USD
Sale 344 78.4872 USD
Sale 387 76.4891 USD
Sale 399 76.3030 USD
Sale 400 79.9675 USD
Sale 400 76.5100 USD
Sale 423 79.5648 USD
Sale 550 80.0390 USD
Sale 561 74.7278 USD
Sale 562 76.3612 USD
Sale 600 75.7366 USD
Sale 600 79.7008 USD
Sale 600 76.0616 USD
Sale 656 79.9778 USD
Sale 698 78.8702 USD
Sale 700 74.6814 USD
Sale 700 79.5003 USD
Sale 800 74.7693 USD
Sale 846 76.7539 USD
Sale 847 81.0832 USD
Sale 847 81.0833 USD
Sale 900 80.2766 USD
Sale 900 78.4847 USD
Sale 938 76.1636 USD
Sale 1,000 78.1815 USD
Sale 1,000 78.0940 USD
Sale 1,200 74.1491 USD
Sale 1,200 80.2170 USD
Sale 1,300 76.0203 USD
Sale 1,400 76.7548 USD
Sale 1,400 73.8564 USD
Sale 1,683 80.1687 USD
Sale 1,927 79.5513 USD
Sale 2,150 80.1197 USD
Sale 2,201 74.4106 USD
Sale 2,212 77.5837 USD
Sale 2,304 79.6208 USD
Sale 2,400 76.4020 USD
Sale 2,508 74.3120 USD
Sale 2,600 75.7257 USD
Sale 2,700 78.4216 USD
Sale 3,000 74.1866 USD
Sale 3,200 76.6080 USD
Sale 3,375 80.2349 USD
Sale 3,507 80.2418 USD
Sale 3,701 80.2931 USD
Sale 3,767 79.6387 USD
Sale 3,800 80.2806 USD
Sale 4,010 76.9823 USD
Sale 4,400 78.0214 USD
Sale 4,500 73.8260 USD
Sale 4,528 79.7743 USD
Sale 4,901 77.0933 USD
Sale 5,010 80.0044 USD
Sale 5,196 76.6984 USD
Sale 5,574 79.4935 USD
Sale 5,691 77.3809 USD
Sale 5,700 76.0311 USD
Sale 6,928 75.3410 USD
Sale 7,376 79.5688 USD
Sale 8,221 75.9635 USD
Sale 8,310 80.2312 USD
Sale 8,776 80.8892 USD
Sale 9,564 79.3941 USD
Sale 10,020 75.4796 USD
Sale 10,121 76.8159 USD
Sale 10,440 79.0130 USD
Sale 12,361 77.6945 USD
Sale 13,300 77.0693 USD
Sale 14,535 74.3794 USD
Sale 17,468 75.4442 USD
Sale 18,131 77.2378 USD
Sale 18,649 77.2457 USD
Sale 20,141 75.7213 USD
Sale 22,125 79.3346 USD
Sale 27,000 78.5105 USD
Sale 31,900 76.9650 USD
Sale 43,300 81.1271 USD
Sale 43,300 81.8606 USD
Sale 48,317 74.2700 USD
Sale 61,810 77.1029 USD
Sale 64,873 76.1028 USD
Sale 70,300 74.7200 USD
Sale 88,254 79.0390 USD
Sale 146,499 78.7432 USD
Sale 159,443 74.3158 USD
Sale 291,486 77.3223 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD
Nature of transaction

(Note 6)
Number of relevant securities

(Note 7)
Price per unit

(Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing 100 60 USD American 19 Jun 2020 22.5000 USD
Call Option Purchasing 400 70 USD American 18 Sep 2020 16.0200 USD
Call Option Purchasing 1,000 83 USD American 27 Mar 2020 3.2200 USD
Call Option Purchasing 1,500 85 USD American 13 Mar 2020 0.6300 USD
Call Option Purchasing 200 85 USD American 1 May 2020 3.0600 USD
Call Option Purchasing 2,000 85 USD American 21 Jan 2022 9.3000 USD
Call Option Purchasing 100 88 USD American 27 Mar 2020 0.3900 USD
Call Option Purchasing 200 90 USD American 13 Mar 2020 0.0100 USD
Call Option Purchasing 200 91 USD American 13 Mar 2020 0.0300 USD
Call Option Purchasing 3,800 94 USD American 13 Mar 2020 0.3100 USD
Call Option Purchasing 100 94 USD American 20 Mar 2020 0.1000 USD
Call Option Purchasing 300 95 USD American 13 Mar 2020 0.0700 USD
Call Option Purchasing 100 98 USD American 20 Mar 2020 0.0300 USD
Call Option Purchasing 1,800 100 USD American 13 Mar 2020 0.0100 USD
Call Option Purchasing 200 105 USD American 13 Mar 2020 0.0600 USD
Call Option Purchasing 7 USD 0.0100 USD
Call Option Purchasing 4 USD 0.1000 USD
Call Option Purchasing 15 USD 0.1300 USD
Call Option Purchasing 1 USD 0.4200 USD
Call Option Selling 200 80 USD American 1 May 2020 7.2800 USD
Call Option Selling 100 81 USD American 20 Mar 2020 2.3300 USD
Call Option Selling 1,000 81 USD American 3 Apr 2020 5.3500 USD
Call Option Selling 100 83 USD American 20 Mar 2020 2.1800 USD
Call Option Selling 200 84 USD American 13 Mar 2020 0.6300 USD
Call Option Selling 400 85 USD American 13 Mar 2020 0.4100 USD
Call Option Selling 4,600 87 USD American 13 Mar 2020 0.1000 USD
Call Option Selling 2,400 88 USD American 13 Mar 2020 0.0500 USD
Call Option Selling 200 89 USD American 13 Mar 2020 0.0700 USD
Call Option Selling 100 93 USD American 20 Mar 2020 0.5300 USD
Call Option Selling 200 93 USD American 9 Apr 2020 0.5500 USD
Call Option Selling 100 93 USD American 21 Aug 2020 2.9000 USD
Call Option Selling 100 115 USD American 21 Aug 2020 0.4100 USD
Call Option Selling 300 125 USD American 21 Aug 2020 0.3200 USD
Call Option Selling 1 USD 0.0500 USD
Call Option Selling 3 USD 8.5000 USD
Put Option Purchasing 200 55 USD American 19 Jun 2020 2.7000 USD
Put Option Purchasing 500 65 USD American 19 Jun 2020 3.0000 USD
Put Option Purchasing 23,700 80 USD American 13 Mar 2020 0.3000 USD
Put Option Purchasing 2,100 80 USD American 13 Mar 2020 0.6500 USD
Put Option Purchasing 100 81 USD American 13 Mar 2020 0.9300 USD
Put Option Purchasing 500 83 USD American 17 Apr 2020 9.2700 USD
Put Option Purchasing 500 88 USD American 13 Mar 2020 3.4600 USD
Put Option Purchasing 600 90 USD American 13 Mar 2020 6.5500 USD
Put Option Purchasing 2,400 92 USD American 13 Mar 2020 5.3000 USD
Put Option Selling 1,000 80 USD American 20 Mar 2020 2.5000 USD
Put Option Selling 400 83 USD American 13 Mar 2020 0.8000 USD
Put Option Selling 1,000 84 USD American 13 Mar 2020 2.8300 USD
Put Option Selling 100 85 USD American 13 Mar 2020 1.5000 USD
Put Option Selling 500 85 USD American 20 Mar 2020 9.2200 USD
Put Option Selling 17,200 86 USD American 13 Mar 2020 2.0300 USD
Put Option Selling 500 87 USD American 13 Mar 2020 0.9000 USD
Put Option Selling 700 95 USD American 13 Mar 2020 11.0100 USD

(ii) Exercising

Product name,

e.g. call option
Number of securities Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)
Details Price per unit

(if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Mar 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased 1,000 83.0000 American Mar 27, 2020
Call Options Purchased 300 50.0000 American Jan 15, 2021
Put Options Written 3,100 75.0000 American Jun 19, 2020
Put Options Written 100 75.0000 American Apr 3, 2020
Put Options Written 101,800 60.0000 American Jun 19, 2020
Call Options Purchased 5,500 97.5000 American Jan 15, 2021
Call Options Purchased 1,400 87.5000 American Jan 15, 2021
Call Options Purchased 3,100 115.0000 American Sep 18, 2020
Put Options Written 1,200 85.0000 American Jun 19, 2020
Put Options Written 2,700 37.5000 American Jan 21, 2022
Call Options Purchased 500 97.5000 American Jan 21, 2022
Put Options Written 400 82.5000 American Jan 15, 2021
Call Options Purchased 1,500 100.0000 American Mar 20, 2020
Call Options Purchased 13,200 87.5000 American May 15, 2020
Call Options Purchased 300 67.5000 American Sep 18, 2020
Call Options Purchased 500 75.0000 American May 15, 2020
Call Options Purchased 100 103.0000 American Mar 20, 2020
Call Options Purchased 6,300 105.0000 American Apr 17, 2020
Put Options Written 2,100 70.0000 American May 15, 2020
Call Options Purchased 1,000 72.5000 American Jan 15, 2021
Call Options Purchased 100 72.5000 American Sep 18, 2020
Put Options Written 9,300 80.0000 American May 15, 2020
Call Options Written -800 105.0000 American Jan 21, 2022
Call Options Written -16,000 90.0000 American Jun 19, 2020
Put Options Purchased -600 55.0000 American Sep 18, 2020
Call Options Written -1,100 82.5000 American Jan 21, 2022
Put Options Purchased -3,000 135.0000 American Jan 15, 2021
Call Options Written -100 93.5000 American Mar 20, 2020
Put Options Purchased -48,100 85.0000 American May 15, 2020
Call Options Written -3,700 130.0000 American Jan 15, 2021
Call Options Written -100 85.0000 American Mar 20, 2020
Call Options Written -200 95.0000 American Mar 27, 2020
Call Options Written -100 90.5000 American Mar 20, 2020
Put Options Purchased -600 105.0000 American Jan 15, 2021
Put Options Purchased -2,200 50.0000 American Jan 21, 2022
Call Options Written -5,000 80.0000 American Jan 21, 2022
Put Options Purchased -1,000 130.0000 American Jan 15, 2021
Put Options Purchased -5,000 47.5000 American Jun 19, 2020
Call Options Written -200 100.0000 American Aug 21, 2020
Call Options Written -4,500 115.0000 American Jan 21, 2022
Call Options Written -1,400 135.0000 American Jan 15, 2021
Call Options Written -2,400 120.0000 American Jan 15, 2021
Put Options Purchased -3,300 50.0000 American Jan 15, 2021
Call Options Written -100 110.0000 American Jan 21, 2022
Call Options Written -19,200 110.0000 American Mar 20, 2020
Put Options Written 100 92.5000 American May 15, 2020
Put Options Written 100 94.5000 American Apr 3, 2020
Call Options Purchased 1,000 145.0000 American Jun 19, 2020
Put Options Written 1,400 82.5000 American Mar 20, 2020
Put Options Written 700 62.5000 American Sep 18, 2020
Call Options Purchased 100 92.5000 American Apr 17, 2020
Put Options Written 302,100 60.0000 American Jan 15, 2021
Call Options Purchased 18,900 95.0000 American May 15, 2020
Call Options Purchased 900 85.0000 American Aug 21, 2020
Call Options Purchased 5,400 87.5000 American Mar 20, 2020
Call Options Purchased 3,100 92.5000 American May 15, 2020
Call Options Purchased 1,300 72.5000 American Jun 19, 2020
Call Options Purchased 400 72.5000 American May 15, 2020
Put Options Written 4,000 57.5000 American Jan 15, 2021
Put Options Written 500 65.0000 American Mar 20, 2020
Put Options Written 4,100 87.5000 American Aug 21, 2020
Put Options Written 900 82.5000 American Sep 18, 2020
Call Options Purchased 8,900 95.0000 American Sep 18, 2020
Call Options Purchased 3,700 90.0000 American Mar 20, 2020
Put Options Written 700 78.0000 American Mar 20, 2020
Put Options Purchased -500 97.5000 American May 15, 2020
Put Options Purchased -8,200 80.0000 American Mar 20, 2020
Call Options Written -200 94.0000 American Apr 3, 2020
Put Options Purchased -200 85.0000 American Apr 17, 2020
Call Options Written -1,500 100.0000 American Mar 27, 2020
Put Options Purchased -1,500 75.0000 American Sep 18, 2020
Put Options Purchased -34,500 95.0000 American Jun 19, 2020
Call Options Written -100 91.5000 American Apr 3, 2020
Put Options Purchased -4,300 55.0000 American Jan 15, 2021
Put Options Purchased -1,000 47.5000 American Jan 15, 2021
Call Options Written -100 90.0000 American Mar 27, 2020
Call Options Written -5,400 125.0000 American Aug 21, 2020
Call Options Written -100 115.0000 American Aug 21, 2020
Put Options Purchased -30,100 62.5000 American Jan 15, 2021
Call Options Written -16,800 110.0000 American Jan 15, 2021
Put Options Purchased -20,100 85.0000 American Sep 18, 2020
Put Options Purchased -700 70.0000 American Apr 17, 2020
Put Options Purchased -100 89.5000 American Apr 3, 2020
Call Options Written -13,100 115.0000 American Mar 20, 2020
Call Options Purchased 100 60.0000 American Jun 19, 2020
Put Options Written 2,200 82.5000 American May 15, 2020
Put Options Written 200 95.0000 American Mar 20, 2020
Call Options Purchased 400 70.0000 American Jun 19, 2020
Call Options Purchased 100 96.0000 American Apr 3, 2020
Call Options Purchased 21,500 97.5000 American May 15, 2020
Call Options Purchased 10,200 97.5000 American Mar 20, 2020
Call Options Purchased 1,400 97.5000 American Sep 18, 2020
Put Options Written 300 75.0000 American Mar 20, 2020
Put Options Written 7,400 75.0000 American May 15, 2020
Put Options Written 34,400 90.0000 American Aug 21, 2020
Call Options Purchased 2,200 105.0000 American Jun 19, 2020
Put Options Written 100 65.0000 American Aug 21, 2020
Put Options Purchased -3,500 50.0000 American Jun 19, 2020
Call Options Written -2,700 85.0000 American Jun 19, 2020
Call Options Written -700 96.0000 American Mar 27, 2020
Call Options Written -4,500 85.0000 American May 15, 2020
Call Options Written -100 100.0000 American Jan 21, 2022
Put Options Purchased -600 42.5000 American Sep 18, 2020
Put Options Purchased -10,600 77.5000 American Mar 20, 2020
Call Options Written -1,200 110.0000 American Jun 19, 2020
Put Options Purchased -6,000 90.0000 American Sep 18, 2020
Put Options Purchased -100 65.0000 American Jan 21, 2022
Call Options Written -1,000 81.0000 American Apr 3, 2020
Put Options Purchased -500 82.5000 American Apr 17, 2020
Put Options Purchased -4,800 40.0000 American Jan 21, 2022
Call Options Written -100 140.0000 American Jun 19, 2020
Put Options Purchased -2,000 45.0000 American Sep 18, 2020
Call Options Written -2,800 75.0000 American Jan 15, 2021
Call Options Written -2,500 100.0000 American Apr 3, 2020
Put Options Purchased -2,600 110.0000 American Jan 15, 2021
Put Options Purchased -1,300 50.0000 American Sep 18, 2020
Put Options Written 200 37.5000 American Jan 15, 2021
Put Options Written 2,600 80.0000 American Jun 19, 2020
Call Options Purchased 1,100 95.0000 American Apr 17, 2020
Put Options Written 1,000 42.5000 American Jan 21, 2022
Call Options Purchased 400 94.0000 American Mar 20, 2020
Call Options Purchased 100 105.0000 American Aug 21, 2020
Put Options Written 6,400 77.5000 American Jan 15, 2021
Put Options Written 2,200 80.0000 American Aug 21, 2020
Put Options Written 176,700 80.0000 American Jan 15, 2021
Call Options Purchased 3,000 67.5000 American Jan 15, 2021
Put Options Written 1,900 85.0000 American May 15, 2020
Put Options Written 100 95.0000 American May 15, 2020
Call Options Purchased 1,100 85.0000 American Apr 17, 2020
Call Options Purchased 400 75.0000 American Jan 21, 2022
Put Options Written 400 32.5000 American Sep 18, 2020
Call Options Purchased 1,000 65.0000 American Sep 18, 2020
Put Options Written 7,800 72.5000 American Jun 19, 2020
Call Options Purchased 4,100 87.5000 American Jun 19, 2020
Call Options Purchased 1,800 92.5000 American Sep 18, 2020
Put Options Written 100 89.0000 American Mar 20, 2020
Put Options Written 154,600 65.0000 American Jun 19, 2020
Put Options Written 700 70.0000 American Mar 20, 2020
Put Options Written 37,300 57.5000 American Jun 19, 2020
Call Options Purchased 11,700 90.0000 American Sep 18, 2020
Put Options Written 1,600 96.0000 American Mar 20, 2020
Call Options Purchased 6,700 80.0000 American May 15, 2020
Put Options Written 2,500 47.5000 American Jan 21, 2022
Put Options Written 1,800 70.0000 American Aug 21, 2020
Put Options Written 300 90.0000 American Jun 19, 2020
Call Options Purchased 3,200 55.0000 American Jan 15, 2021
Call Options Purchased 500 98.0000 American Mar 20, 2020
Call Options Purchased 4,900 90.0000 American Aug 21, 2020
Call Options Purchased 600 110.0000 American Aug 21, 2020
Put Options Purchased -500 82.0000 American Apr 3, 2020
Call Options Written -50,100 92.5000 American Jan 15, 2021
Call Options Written -300 91.0000 American Mar 20, 2020
Put Options Purchased -352,100 87.5000 American Jan 15, 2021
Call Options Written -76,900 70.0000 American Jan 15, 2021
Put Options Purchased -1,100 67.5000 American Sep 18, 2020
Call Options Written -600 92.5000 American Mar 20, 2020
Put Options Purchased -2,500 70.0000 American Jan 15, 2021
Put Options Purchased -200 88.0000 American Mar 20, 2020
Call Options Written -1,700 95.0000 American Mar 20, 2020
Call Options Written -2,100 97.5000 American Jun 19, 2020
Call Options Written -100 92.0000 American Mar 20, 2020
Put Options Purchased -1,500 105.0000 American Jun 19, 2020
Call Options Written -2,100 100.0000 American Jan 15, 2021
Put Options Purchased -1,200 72.5000 American Sep 18, 2020
Call Options Written -800 125.0000 American Sep 18, 2020
Call Options Written -2,300 95.0000 American Apr 3, 2020
Call Options Written -100 110.0000 American Sep 18, 2020
Put Options Purchased -100 95.0000 American Apr 9, 2020
Call Options Written -300 70.0000 American Jan 21, 2022
Put Options Purchased -300 80.0000 American Mar 27, 2020
Put Options Purchased -2,200 40.0000 American Sep 18, 2020
Put Options Purchased -5,000 42.5000 American Jun 19, 2020
Call Options Purchased 1,000 91.0000 American Apr 3, 2020
Call Options Purchased 1,200 80.0000 American Apr 17, 2020
Put Options Written 22,500 90.0000 American Mar 20, 2020
Call Options Purchased 16,100 90.0000 American May 15, 2020
Call Options Purchased 1,100 60.0000 American Jan 15, 2021
Put Options Written 300 65.0000 American May 15, 2020
Put Options Written 1,100 82.5000 American Jun 19, 2020
Call Options Purchased 500 82.5000 American Sep 18, 2020
Call Options Purchased 7,400 87.5000 American Sep 18, 2020
Call Options Purchased 100 88.0000 American Mar 27, 2020
Put Options Written 100 77.5000 American May 15, 2020
Call Options Purchased 600 77.5000 American Sep 18, 2020
Call Options Purchased 300 93.0000 American Mar 20, 2020
Put Options Written 28,300 62.5000 American Jun 19, 2020
Put Options Written 1,800 77.5000 American Sep 18, 2020
Put Options Written 800 67.5000 American May 15, 2020
Call Options Purchased 200 85.0000 American May 1, 2020
Call Options Purchased 13,900 75.0000 American Sep 18, 2020
Put Options Purchased -100 70.0000 American Apr 24, 2020
Put Options Purchased -600 77.5000 American Jan 15, 2021
Put Options Purchased -900 60.0000 American Sep 18, 2020
Put Options Purchased -700 42.5000 American Jan 15, 2021
Call Options Written -2,700 115.0000 American Jun 19, 2020
Put Options Purchased -4,800 55.0000 American May 15, 2020
Put Options Purchased -2,000 84.0000 American Mar 20, 2020
Put Options Purchased -500 77.5000 American Aug 21, 2020
Put Options Purchased -2,100 100.0000 American Jan 15, 2021
Call Options Written -1,300 92.5000 American Jun 19, 2020
Put Options Purchased -1,400 80.0000 American Apr 17, 2020
Put Options Purchased -4,700 35.0000 American Jan 15, 2021
Put Options Purchased -21,100 95.0000 American Jan 15, 2021
Call Options Written -200 93.0000 American Apr 9, 2020
Call Options Written -900 105.0000 American Mar 27, 2020
Call Options Written -2,700 125.0000 American Jan 15, 2021
Call Options Written -5,200 130.0000 American Jun 19, 2020
Put Options Purchased -70,000 67.5000 American Jan 15, 2021
Put Options Written 300 35.0000 American Sep 18, 2020
Put Options Written 90,000 50.0000 American Jun 19, 2020
Put Options Written 100 95.0000 American Sep 18, 2020
Put Options Written 1,700 75.0000 American Jan 15, 2021
Call Options Purchased 100 75.0000 American Jun 19, 2020
Call Options Purchased 2,100 100.0000 American Apr 17, 2020
Call Options Purchased 400 96.0000 American Mar 20, 2020
Call Options Purchased 100 125.0000 American Jan 21, 2022
Put Options Written 2,000 57.5000 American Sep 18, 2020
Call Options Purchased 1,000 100.0000 American Sep 18, 2020
Put Options Written 1,500 62.5000 American May 15, 2020
Put Options Written 9,100 87.5000 American May 15, 2020
Put Options Written 2,300 90.0000 American May 15, 2020
Put Options Written 5,200 55.0000 American Jun 19, 2020
Call Options Purchased 1,500 90.0000 American Jan 15, 2021
Put Options Written 30,200 70.0000 American Jun 19, 2020
Put Options Purchased -7,900 75.0000 American Apr 17, 2020
Put Options Purchased -1,900 40.0000 American Jan 15, 2021
Put Options Purchased -100 92.0000 American Mar 20, 2020
Call Options Written -2,100 115.0000 American Jan 15, 2021
Put Options Purchased -10,300 72.5000 American Jan 15, 2021
Put Options Purchased -300 60.0000 American Jan 21, 2022
Put Options Purchased -5,100 77.5000 American Apr 17, 2020
Call Options Written -33,400 95.0000 American Jun 19, 2020
Call Options Written -4,700 120.0000 American Jan 21, 2022
Put Options Purchased -100,000 92.5000 American Jan 15, 2021
Put Options Purchased -700 92.5000 American Jun 19, 2020
Put Options Purchased -1,600 88.0000 American Apr 3, 2020
Put Options Purchased -400 75.0000 American Mar 27, 2020
Put Options Purchased -2,300 87.5000 American Mar 20, 2020
Call Options Purchased 3,700 105.0000 American May 15, 2020
Call Options Purchased 1,600 85.0000 American Sep 18, 2020
Call Options Purchased 1,400 105.0000 American Sep 18, 2020
Call Options Purchased 400 70.0000 American Sep 18, 2020
Call Options Purchased 200 72.5000 American Jan 21, 2022
Put Options Written 100 130.0000 American Jun 19, 2020
Call Options Purchased 100 82.5000 American Mar 20, 2020
Put Options Written 900 77.5000 American Jun 19, 2020
Put Options Written 20,400 90.0000 American Jan 15, 2021
Put Options Written 8,400 87.5000 American Jun 19, 2020
Put Options Written 1,000 87.5000 American Sep 18, 2020
Put Options Written 100 97.5000 American Apr 3, 2020
Call Options Purchased 900 110.0000 American Apr 17, 2020
Call Options Purchased 300 55.0000 American Jan 21, 2022
Put Options Written 500 45.0000 American Jan 15, 2021
Put Options Written 100 100.0000 American Jan 21, 2022
Call Options Purchased 100 67.5000 American Jan 21, 2022
Call Options Purchased 4,200 80.0000 American Jun 19, 2020
Put Options Written 275,000 70.0000 American Jan 15, 2021
Call Options Purchased 4,400 90.0000 American Apr 17, 2020
Put Options Written 2,600 65.0000 American Jan 15, 2021
Put Options Written 500 45.0000 American Jan 21, 2022
Put Options Written 100 90.0000 American Mar 27, 2020
Put Options Written 100 92.5000 American Sep 18, 2020
Put Options Written 100 97.5000 American Jan 21, 2022
Put Options Written 14,000 67.5000 American Jun 19, 2020
Put Options Written 1,100 65.0000 American Sep 18, 2020
Put Options Purchased -200 100.0000 American Sep 18, 2020
Call Options Written -2,200 95.0000 American Aug 21, 2020
Put Options Purchased -100 80.0000 American Jan 21, 2022
Call Options Written -6,000 100.0000 American Jun 19, 2020
Call Options Written -14,600 82.5000 American May 15, 2020
Put Options Purchased -100 87.0000 American Mar 27, 2020
Call Options Written -6,700 105.0000 American Jan 15, 2021
Put Options Purchased -900 40.0000 American Jun 19, 2020
Call Options Written -500 94.0000 American Mar 27, 2020
Put Options Purchased -300 67.5000 American Jan 21, 2022
Put Options Purchased -1,000 115.0000 American Jan 21, 2022
Call Options Written -500 81.0000 American Mar 20, 2020
Call Options Written -19,400 105.0000 American Mar 20, 2020
Call Options Written -100 93.5000 American Mar 27, 2020
Put Options Purchased -4,100 75.0000 American Jan 21, 2022
Call Options Purchased 12,900 100.0000 American May 15, 2020
Call Options Purchased 2,400 85.0000 American Jan 21, 2022
Call Options Purchased 500 90.0000 American Jan 21, 2022
Call Options Purchased 1,600 82.5000 American Jun 19, 2020
Call Options Purchased 7,100 77.5000 American Jan 15, 2021
Call Options Purchased 1,700 57.5000 American Jan 15, 2021
Call Options Purchased 1,700 80.0000 American Sep 18, 2020
Put Options Written 1,100 67.5000 American Jan 15, 2021
Put Options Written 7,500 92.5000 American Mar 20, 2020
Call Options Purchased 200 90.0000 American Apr 3, 2020
Call Options Purchased 12,700 85.0000 American Jan 15, 2021
Put Options Written 3,300 72.5000 American May 15, 2020
Put Options Written 2,900 92.5000 American Jan 15, 2021
Call Options Purchased 700 97.5000 American Apr 17, 2020
Put Options Written 1,100 45.0000 American Jun 19, 2020
Call Options Written -3,700 95.0000 American Jan 15, 2021
Put Options Purchased -250,800 85.0000 American Jan 15, 2021
Call Options Written -1,100 120.0000 American Jun 19, 2020
Call Options Written -200 80.0000 American May 1, 2020
Call Options Written -500 80.0000 American Jan 15, 2021
Put Options Purchased -1,500 90.0000 American Apr 3, 2020
Put Options Purchased -21,000 85.0000 American Mar 20, 2020
Call Options Written -60,000 87.5000 American Jan 15, 2021
Call Options Written -1,000 97.5000 American Aug 21, 2020
Call Options Written -4,700 140.0000 American Jan 15, 2021
Call Options Written -500 87.5000 American Jan 21, 2022
Call Options Written -2,100 82.5000 American Jan 15, 2021
Call Options Written -3,100 110.0000 American May 15, 2020
Put Options Purchased -100 55.0000 American Jan 21, 2022
Call Options Written -700 95.0000 American Apr 9, 2020
Call Options Written -700 92.5000 American Aug 21, 2020
Put Options Purchased -500 47.5000 American Sep 18, 2020
Put Options Purchased -200 92.5000 American Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

BARCLAYS PLC

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