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Barclays PLC M&A Activity 2020
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M&A Activity
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Form 8.3 - Allergan plc
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 16 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,991,032 | 1.21% | 3,315,214 | 1.01% | ||
| (2) | Derivatives (other than options): | ||||
| 3,007,529 | 0.91% | 2,594,630 | 0.79% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 528,400 | 0.16% | 264,900 | 0.08% | |
| TOTAL: | |||||
| 7,526,961 | 2.29% | 6,174,744 | 1.88% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 169.7800 USD |
| Purchase | 27 | 167.7096 USD |
| Purchase | 36 | 166.7050 USD |
| Purchase | 50 | 165.2550 USD |
| Purchase | 82 | 170.0400 USD |
| Purchase | 100 | 174.6800 USD |
| Purchase | 100 | 174.9600 USD |
| Purchase | 100 | 175.1600 USD |
| Purchase | 100 | 165.6250 USD |
| Purchase | 100 | 165.7600 USD |
| Purchase | 100 | 166.6400 USD |
| Purchase | 100 | 166.6600 USD |
| Purchase | 100 | 167.1800 USD |
| Purchase | 100 | 168.9800 USD |
| Purchase | 100 | 169.3200 USD |
| Purchase | 100 | 171.3600 USD |
| Purchase | 100 | 171.4650 USD |
| Purchase | 100 | 174.1700 USD |
| Purchase | 100 | 174.5100 USD |
| Purchase | 118 | 168.7303 USD |
| Purchase | 200 | 166.5650 USD |
| Purchase | 200 | 166.7800 USD |
| Purchase | 200 | 166.7591 USD |
| Purchase | 200 | 168.0625 USD |
| Purchase | 200 | 168.1850 USD |
| Purchase | 300 | 166.7666 USD |
| Purchase | 300 | 167.1400 USD |
| Purchase | 300 | 168.0833 USD |
| Purchase | 360 | 167.5597 USD |
| Purchase | 366 | 164.9304 USD |
| Purchase | 366 | 164.9305 USD |
| Purchase | 400 | 172.6225 USD |
| Purchase | 427 | 166.4128 USD |
| Purchase | 500 | 172.5000 USD |
| Purchase | 500 | 166.5020 USD |
| Purchase | 700 | 168.3860 USD |
| Purchase | 700 | 171.2371 USD |
| Purchase | 749 | 167.6218 USD |
| Purchase | 800 | 168.4137 USD |
| Purchase | 850 | 171.4067 USD |
| Purchase | 900 | 167.3577 USD |
| Purchase | 972 | 168.1679 USD |
| Purchase | 976 | 168.3746 USD |
| Purchase | 1,000 | 168.8590 USD |
| Purchase | 1,041 | 167.1865 USD |
| Purchase | 1,065 | 171.1648 USD |
| Purchase | 1,084 | 171.4927 USD |
| Purchase | 1,200 | 168.0358 USD |
| Purchase | 1,249 | 168.3149 USD |
| Purchase | 1,259 | 167.1513 USD |
| Purchase | 1,375 | 167.6846 USD |
| Purchase | 1,943 | 167.6990 USD |
| Purchase | 2,017 | 168.4018 USD |
| Purchase | 2,200 | 171.8740 USD |
| Purchase | 2,300 | 166.8404 USD |
| Purchase | 2,364 | 168.3892 USD |
| Purchase | 2,400 | 167.4933 USD |
| Purchase | 2,400 | 168.5521 USD |
| Purchase | 2,405 | 171.2715 USD |
| Purchase | 2,733 | 168.3410 USD |
| Purchase | 2,819 | 165.9841 USD |
| Purchase | 2,959 | 168.3699 USD |
| Purchase | 3,574 | 171.2827 USD |
| Purchase | 3,705 | 171.6330 USD |
| Purchase | 3,778 | 173.5504 USD |
| Purchase | 3,800 | 171.3973 USD |
| Purchase | 4,300 | 166.6913 USD |
| Purchase | 4,600 | 168.0184 USD |
| Purchase | 5,060 | 171.3972 USD |
| Purchase | 6,000 | 168.7360 USD |
| Purchase | 8,587 | 168.6500 USD |
| Purchase | 9,243 | 170.3861 USD |
| Purchase | 9,263 | 164.7000 USD |
| Purchase | 10,111 | 172.7022 USD |
| Purchase | 11,989 | 164.7425 USD |
| Purchase | 12,129 | 171.3575 USD |
| Purchase | 14,299 | 170.2938 USD |
| Purchase | 15,628 | 171.3301 USD |
| Purchase | 29,153 | 172.4539 USD |
| Purchase | 45,400 | 167.6827 USD |
| Purchase | 46,000 | 167.9703 USD |
| Purchase | 50,000 | 172.0000 USD |
| Purchase | 66,230 | 170.0883 USD |
| Purchase | 90,687 | 168.9556 USD |
| Sale | 3 | 167.0000 USD |
| Sale | 10 | 168.1000 USD |
| Sale | 12 | 168.2250 USD |
| Sale | 12 | 167.0925 USD |
| Sale | 16 | 165.5200 USD |
| Sale | 20 | 167.8250 USD |
| Sale | 28 | 167.8685 USD |
| Sale | 31 | 168.0232 USD |
| Sale | 67 | 172.1150 USD |
| Sale | 100 | 168.0400 USD |
| Sale | 100 | 168.0300 USD |
| Sale | 100 | 171.2000 USD |
| Sale | 100 | 167.8700 USD |
| Sale | 100 | 167.4700 USD |
| Sale | 100 | 167.0600 USD |
| Sale | 100 | 173.4700 USD |
| Sale | 100 | 172.0100 USD |
| Sale | 100 | 167.8800 USD |
| Sale | 100 | 168.6900 USD |
| Sale | 106 | 168.1418 USD |
| Sale | 110 | 168.6590 USD |
| Sale | 160 | 166.4900 USD |
| Sale | 200 | 168.5900 USD |
| Sale | 203 | 168.3410 USD |
| Sale | 225 | 171.0166 USD |
| Sale | 259 | 166.5630 USD |
| Sale | 300 | 168.1630 USD |
| Sale | 325 | 171.5783 USD |
| Sale | 331 | 167.2728 USD |
| Sale | 400 | 167.8980 USD |
| Sale | 418 | 169.0146 USD |
| Sale | 500 | 172.1090 USD |
| Sale | 552 | 173.3449 USD |
| Sale | 576 | 168.5270 USD |
| Sale | 577 | 166.1993 USD |
| Sale | 600 | 169.7770 USD |
| Sale | 601 | 169.3236 USD |
| Sale | 651 | 174.3907 USD |
| Sale | 675 | 172.3896 USD |
| Sale | 732 | 164.9304 USD |
| Sale | 800 | 172.9243 USD |
| Sale | 800 | 173.0887 USD |
| Sale | 836 | 166.5034 USD |
| Sale | 918 | 168.8289 USD |
| Sale | 932 | 168.5410 USD |
| Sale | 1,025 | 172.0641 USD |
| Sale | 1,116 | 166.4749 USD |
| Sale | 1,151 | 170.0999 USD |
| Sale | 1,200 | 166.6229 USD |
| Sale | 1,224 | 168.0659 USD |
| Sale | 1,279 | 166.1936 USD |
| Sale | 1,510 | 171.2856 USD |
| Sale | 1,600 | 173.5068 USD |
| Sale | 1,626 | 168.6910 USD |
| Sale | 1,629 | 166.0852 USD |
| Sale | 1,905 | 166.5519 USD |
| Sale | 2,117 | 168.7672 USD |
| Sale | 2,202 | 166.4797 USD |
| Sale | 2,513 | 171.9353 USD |
| Sale | 2,549 | 169.3774 USD |
| Sale | 2,600 | 168.4868 USD |
| Sale | 2,642 | 167.3028 USD |
| Sale | 2,700 | 167.4357 USD |
| Sale | 3,065 | 166.1656 USD |
| Sale | 3,381 | 171.7968 USD |
| Sale | 3,500 | 167.3627 USD |
| Sale | 3,616 | 168.1186 USD |
| Sale | 4,048 | 172.2481 USD |
| Sale | 4,404 | 172.6259 USD |
| Sale | 4,600 | 168.0184 USD |
| Sale | 5,800 | 168.7439 USD |
| Sale | 6,554 | 171.7987 USD |
| Sale | 9,108 | 170.8807 USD |
| Sale | 11,157 | 169.2452 USD |
| Sale | 11,400 | 168.8112 USD |
| Sale | 26,855 | 164.7000 USD |
| Sale | 29,824 | 169.9421 USD |
| Sale | 35,100 | 167.7617 USD |
| Sale | 44,501 | 170.2819 USD |
| Sale | 45,850 | 168.1678 USD |
| Sale | 91,280 | 170.4379 USD |
| Sale | 100,000 | 172.0000 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 600 | 180 USD | American | 19 Jun 2020 | 8.6500 USD |
| Call Option | Purchasing | 1,000 | 180 USD | American | 21 Aug 2020 | 8.5900 USD |
| Call Option | Purchasing | 300 | 220 USD | American | 21 Jan 2022 | 2.2833 USD |
| Call Option | Selling | 1,000 | 190 USD | American | 21 Aug 2020 | 6.0900 USD |
| Call Option | Selling | 100 | 195 USD | American | 13 Mar 2020 | 0.1000 USD |
| Put Option | Purchasing | 100 | 100 USD | American | 15 Jan 2021 | 2.4200 USD |
| Put Option | Purchasing | 100 | 105 USD | American | 15 Jan 2021 | 2.3900 USD |
| Put Option | Purchasing | 100 | 120 USD | American | 15 Jan 2021 | 2.2500 USD |
| Put Option | Purchasing | 600 | 130 USD | American | 20 Mar 2020 | 0.4900 USD |
| Put Option | Purchasing | 300 | 140 USD | American | 20 Mar 2020 | 0.9900 USD |
| Put Option | Purchasing | 2,000 | 160 USD | American | 20 Mar 2020 | 2.5000 USD |
| Put Option | Purchasing | 16,600 | 165 USD | American | 20 Mar 2020 | 2.6875 USD |
| Put Option | Purchasing | 100 | 170 USD | American | 17 Apr 2020 | 11.2300 USD |
| Put Option | Purchasing | 400 | 170 USD | American | 19 Jun 2020 | 12.2000 USD |
| Put Option | Purchasing | 100 | 170 USD | American | 21 Aug 2020 | 13.0000 USD |
| Put Option | Purchasing | 1,900 | 180 USD | American | 15 Jan 2021 | 18.4200 USD |
| Put Option | Purchasing | 500 | 185 USD | American | 15 May 2020 | 17.4000 USD |
| Put Option | Purchasing | 1,000 | 190 USD | American | 15 May 2020 | 19.8500 USD |
| Put Option | Selling | 1,400 | 150 USD | American | 20 Mar 2020 | 2.3900 USD |
| Put Option | Selling | 16,600 | 160 USD | American | 17 Apr 2020 | 7.3327 USD |
| Put Option | Selling | 1,900 | 160 USD | American | 15 Jan 2021 | 11.2700 USD |
| Put Option | Selling | 1,100 | 180 USD | American | 13 Mar 2020 | 2.3700 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 145.0000 | American | May 15, 2020 |
| Put Options | Written | 3,400 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 130.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Mar 27, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -13,100 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 17,600 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,800 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 155.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 180.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,900 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 4,300 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 180.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -5,500 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 160.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 155.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 207.5000 | American | Apr 9, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -3,000 | 190.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,700 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Put Options | Written | 13,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 182.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -34,200 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 22,000 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 202.5000 | American | Mar 27, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -400 | 185.0000 | American | Apr 17, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
| Put Options | Written | 900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -14,300 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,100 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 177.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 17,300 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 2,100 | 187.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 51,800 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 180.0000 | American | Mar 27, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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