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Barclays PLC M&A Activity 2020
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M&A Activity
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Form 8.3 - ALLERGAN PLC - AMENDMENT
Ap19
FORM 8.3 - Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,202,277 | 1.28% | 3,425,270 | 1.04% | ||
| (2) | Derivatives (other than options): | ||||
| 3,347,027 | 1.02% | 2,571,455 | 0.78% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 527,700 | 0.16% | 277,800 | 0.08% | |
| TOTAL: | |||||
| 8,077,004 | 2.46% | 6,274,525 | 1.91% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 187.7300 USD |
| Purchase | 2 | 187.8900 USD |
| Purchase | 50 | 187.7900 USD |
| Purchase | 72 | 186.6700 USD |
| Purchase | 100 | 187.7800 USD |
| Purchase | 100 | 188.3500 USD |
| Purchase | 100 | 187.9300 USD |
| Purchase | 100 | 188.2800 USD |
| Purchase | 103 | 188.4122 USD |
| Purchase | 200 | 187.6550 USD |
| Purchase | 200 | 187.7750 USD |
| Purchase | 200 | 187.9600 USD |
| Purchase | 211 | 187.9993 USD |
| Purchase | 300 | 188.3800 USD |
| Purchase | 313 | 188.1300 USD |
| Purchase | 496 | 188.3633 USD |
| Purchase | 500 | 188.1000 USD |
| Purchase | 500 | 187.5400 USD |
| Purchase | 511 | 188.1585 USD |
| Purchase | 600 | 187.8933 USD |
| Purchase | 600 | 187.7516 USD |
| Purchase | 626 | 188.3888 USD |
| Purchase | 653 | 188.0535 USD |
| Purchase | 1,000 | 188.1172 USD |
| Purchase | 1,265 | 188.2332 USD |
| Purchase | 1,300 | 188.0484 USD |
| Purchase | 1,400 | 188.3445 USD |
| Purchase | 1,434 | 188.1927 USD |
| Purchase | 1,800 | 187.5979 USD |
| Purchase | 1,812 | 188.3161 USD |
| Purchase | 2,635 | 188.3538 USD |
| Purchase | 2,883 | 188.1657 USD |
| Purchase | 3,161 | 188.0245 USD |
| Purchase | 3,920 | 188.2762 USD |
| Purchase | 8,680 | 188.2499 USD |
| Purchase | 8,736 | 188.1834 USD |
| Purchase | 9,220 | 187.6201 USD |
| Purchase | 11,071 | 188.4400 USD |
| Purchase | 48,386 | 188.3450 USD |
| Purchase | 334,340 | 188.4266 USD |
| Sale | 2 | 186.8600 USD |
| Sale | 2 | 187.8900 USD |
| Sale | 2 | 188.0450 USD |
| Sale | 3 | 187.1900 USD |
| Sale | 100 | 188.3100 USD |
| Sale | 100 | 188.3900 USD |
| Sale | 100 | 188.3300 USD |
| Sale | 106 | 187.7700 USD |
| Sale | 113 | 188.1300 USD |
| Sale | 135 | 188.2507 USD |
| Sale | 200 | 188.4150 USD |
| Sale | 200 | 187.5700 USD |
| Sale | 200 | 188.2925 USD |
| Sale | 200 | 187.9600 USD |
| Sale | 237 | 187.8630 USD |
| Sale | 300 | 188.2358 USD |
| Sale | 325 | 187.2691 USD |
| Sale | 385 | 187.8569 USD |
| Sale | 400 | 188.1000 USD |
| Sale | 568 | 187.4970 USD |
| Sale | 585 | 188.1161 USD |
| Sale | 700 | 187.9900 USD |
| Sale | 707 | 188.0733 USD |
| Sale | 711 | 187.0434 USD |
| Sale | 900 | 187.9750 USD |
| Sale | 903 | 188.0857 USD |
| Sale | 910 | 187.6818 USD |
| Sale | 972 | 188.1065 USD |
| Sale | 1,000 | 187.1910 USD |
| Sale | 1,360 | 188.4025 USD |
| Sale | 1,400 | 187.4551 USD |
| Sale | 1,960 | 188.2762 USD |
| Sale | 2,000 | 188.3685 USD |
| Sale | 3,161 | 188.0245 USD |
| Sale | 3,487 | 188.0633 USD |
| Sale | 6,218 | 188.0259 USD |
| Sale | 16,285 | 188.4400 USD |
| Sale | 24,491 | 187.9711 USD |
| Sale | 44,632 | 188.3739 USD |
| Sale | 331,525 | 188.4366 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 12,300 | 175 USD | American | 21 Jan 2022 | 17.0939 USD |
| Call Option | Purchasing | 100 | 195 USD | American | 21 Feb 2020 | 0.3400 USD |
| Call Option | Selling | 12,300 | 165 USD | American | 21 Jan 2022 | 25.2439 USD |
| Put Option | Purchasing | 900 | 188 USD | American | 31 Jan 2020 | 1.5000 USD |
| Put Option | Selling | 1,000 | 125 USD | American | 15 Jan 2021 | 1.5000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
Is a Supplemental Form 8 attached? (Note 9) YES/NO
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,400 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,600 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,500 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 7,700 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 185.0000 | American | Feb 7, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,100 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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