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Barclays PLC M&A Activity 2020
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M&A Activity
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FORM 8.3 - ALLERGAN PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,212,855 | 1.28% | 3,105,202 | 0.95% | ||
| (2) | Derivatives (other than options): | ||||
| 3,021,382 | 0.92% | 2,841,208 | 0.87% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 513,500 | 0.16% | 258,500 | 0.08% | |
| (4) | TOTAL: | ||||
| 7,747,737 | 2.36% | 6,204,910 | 1.89% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 189.1900 USD |
| Purchase | 44 | 189.2200 USD |
| Purchase | 50 | 189.3400 USD |
| Purchase | 72 | 188.8791 USD |
| Purchase | 100 | 188.8450 USD |
| Purchase | 100 | 189.2900 USD |
| Purchase | 100 | 189.0200 USD |
| Purchase | 101 | 189.2292 USD |
| Purchase | 153 | 188.9805 USD |
| Purchase | 200 | 189.3050 USD |
| Purchase | 200 | 189.3695 USD |
| Purchase | 200 | 189.3175 USD |
| Purchase | 200 | 189.2300 USD |
| Purchase | 201 | 189.4100 USD |
| Purchase | 218 | 189.3101 USD |
| Purchase | 245 | 188.8400 USD |
| Purchase | 297 | 189.0067 USD |
| Purchase | 300 | 189.2033 USD |
| Purchase | 300 | 189.2366 USD |
| Purchase | 300 | 189.2367 USD |
| Purchase | 300 | 189.1766 USD |
| Purchase | 372 | 188.9559 USD |
| Purchase | 400 | 189.0450 USD |
| Purchase | 400 | 188.8425 USD |
| Purchase | 400 | 188.9275 USD |
| Purchase | 414 | 189.2233 USD |
| Purchase | 500 | 188.8532 USD |
| Purchase | 600 | 189.0116 USD |
| Purchase | 600 | 188.8558 USD |
| Purchase | 600 | 189.2150 USD |
| Purchase | 600 | 189.3950 USD |
| Purchase | 669 | 189.2379 USD |
| Purchase | 800 | 188.8462 USD |
| Purchase | 1,056 | 189.3397 USD |
| Purchase | 1,065 | 189.1268 USD |
| Purchase | 1,243 | 188.9908 USD |
| Purchase | 1,511 | 189.3245 USD |
| Purchase | 1,530 | 188.8004 USD |
| Purchase | 1,600 | 188.8787 USD |
| Purchase | 3,000 | 189.2708 USD |
| Purchase | 3,400 | 189.2517 USD |
| Purchase | 4,516 | 189.1837 USD |
| Purchase | 5,282 | 189.3261 USD |
| Purchase | 5,809 | 189.2302 USD |
| Purchase | 6,207 | 189.3427 USD |
| Purchase | 8,710 | 189.3934 USD |
| Purchase | 11,032 | 188.8000 USD |
| Purchase | 14,996 | 189.0290 USD |
| Sale | 1 | 189.1900 USD |
| Sale | 2 | 189.1100 USD |
| Sale | 4 | 189.2775 USD |
| Sale | 51 | 189.3905 USD |
| Sale | 100 | 189.4000 USD |
| Sale | 139 | 189.3815 USD |
| Sale | 150 | 189.4016 USD |
| Sale | 200 | 189.2300 USD |
| Sale | 200 | 189.3850 USD |
| Sale | 200 | 189.2200 USD |
| Sale | 254 | 189.3848 USD |
| Sale | 300 | 189.2033 USD |
| Sale | 300 | 189.3833 USD |
| Sale | 365 | 189.2141 USD |
| Sale | 372 | 189.3944 USD |
| Sale | 430 | 189.4065 USD |
| Sale | 500 | 188.8400 USD |
| Sale | 545 | 188.9418 USD |
| Sale | 550 | 189.3954 USD |
| Sale | 600 | 189.3950 USD |
| Sale | 800 | 189.2862 USD |
| Sale | 1,100 | 189.0445 USD |
| Sale | 1,200 | 189.1608 USD |
| Sale | 1,202 | 189.1517 USD |
| Sale | 1,509 | 189.3907 USD |
| Sale | 1,667 | 189.1835 USD |
| Sale | 2,500 | 189.2822 USD |
| Sale | 2,700 | 189.3194 USD |
| Sale | 3,393 | 189.1872 USD |
| Sale | 4,355 | 189.3934 USD |
| Sale | 5,219 | 188.9968 USD |
| Sale | 6,017 | 189.1959 USD |
| Sale | 13,116 | 188.8000 USD |
| Sale | 14,176 | 189.1017 USD |
| Sale | 14,671 | 189.2848 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 5,000 | 189.2355 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 23,100 | 175 USD | American | 21 Jan 2022 | 17.8582 USD |
| Call Option | Purchasing | 3,100 | 190 USD | American | 21 Aug 2020 | 5.9000 USD |
| Call Option | Selling | 23,100 | 165 USD | American | 21 Jan 2022 | 25.9978 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -30,100 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 30,100 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,500 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 6,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 190.0000 | American | Jan 31, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 192.5000 | American | Jan 31, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,100 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,100 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 190.0000 | American | Jan 31, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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