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Barclays PLC M&A Activity 2020
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M&A Activity
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Form 8.3 - ALLERGAN PLC - AMENDMENT
FORM 8.3 - Amendment to Purchases
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 14 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,208,524 | 1.28% | 3,142,473 | 0.96% | ||
| (2) | Derivatives (other than options): | ||||
| 3,929,982 | 1.20% | 2,521,893 | 0.77% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 814,100 | 0.25% | 497,000 | 0.15% | |
| TOTAL: | |||||
| 8,952,605 | 2.73% | 6,161,366 | 1.88% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 191.0900 USD |
| Purchase | 5 | 192.5720 USD |
| Purchase | 6 | 192.3500 USD |
| Purchase | 38 | 191.8650 USD |
| Purchase | 40 | 191.9400 USD |
| Purchase | 83 | 191.8260 USD |
| Purchase | 85 | 192.4700 USD |
| Purchase | 87 | 191.9000 USD |
| Purchase | 100 | 192.2400 USD |
| Purchase | 100 | 192.4800 USD |
| Purchase | 100 | 192.3950 USD |
| Purchase | 100 | 192.3700 USD |
| Purchase | 100 | 192.2850 USD |
| Purchase | 100 | 192.0600 USD |
| Purchase | 104 | 192.2710 USD |
| Purchase | 136 | 191.7470 USD |
| Purchase | 165 | 191.8349 USD |
| Purchase | 174 | 191.7675 USD |
| Purchase | 200 | 192.5550 USD |
| Purchase | 200 | 191.8850 USD |
| Purchase | 200 | 192.5750 USD |
| Purchase | 200 | 192.4150 USD |
| Purchase | 200 | 191.9625 USD |
| Purchase | 200 | 191.8400 USD |
| Purchase | 231 | 192.3132 USD |
| Purchase | 234 | 192.0507 USD |
| Purchase | 300 | 192.3466 USD |
| Purchase | 316 | 191.6040 USD |
| Purchase | 416 | 192.3339 USD |
| Purchase | 517 | 192.1058 USD |
| Purchase | 566 | 192.5894 USD |
| Purchase | 597 | 192.1710 USD |
| Purchase | 600 | 191.4367 USD |
| Purchase | 618 | 192.2820 USD |
| Purchase | 802 | 192.2692 USD |
| Purchase | 977 | 191.8214 USD |
| Purchase | 1,333 | 192.0833 USD |
| Purchase | 1,337 | 192.5376 USD |
| Purchase | 1,360 | 191.9235 USD |
| Purchase | 1,370 | 191.6664 USD |
| Purchase | 1,673 | 192.3505 USD |
| Purchase | 1,788 | 191.8028 USD |
| Purchase | 1,874 | 192.4200 USD |
| Purchase | 2,700 | 192.3277 USD |
| Purchase | 3,158 | 191.9768 USD |
| Purchase | 3,200 | 192.1367 USD |
| Purchase | 3,426 | 191.6487 USD |
| Purchase | 3,450 | 192.2035 USD |
| Purchase | 3,900 | 191.9835 USD |
| Purchase | 4,100 | 191.8746 USD |
| Purchase | 4,691 | 192.2586 USD |
| Purchase | 4,947 | 192.3701 USD |
| Purchase | 5,321 | 191.8487 USD |
| Purchase | 5,498 | 191.9834 USD |
| Purchase | 5,607 | 191.8218 USD |
| Purchase | 5,704 | 192.1377 USD |
| Purchase | 6,045 | 191.9499 USD |
| Purchase | 6,750 | 192.3110 USD |
| Purchase | 6,990 | 191.8033 USD |
| Purchase | 8,458 | 192.0043 USD |
| Purchase | 9,400 | 192.0987 USD |
| Purchase | 19,069 | 192.1300 USD |
| Purchase | 19,609 | 191.7606 USD |
| Purchase | 20,000 | 192.3141 USD |
| Purchase | 21,002 | 191.6947 USD |
| Purchase | 22,500 | 191.7087 USD |
| Purchase | 23,321 | 191.8636 USD |
| Purchase | 24,327 | 191.5767 USD |
| Purchase | 26,012 | 192.5400 USD |
| Purchase | 28,500 | 191.8533 USD |
| Purchase | 28,632 | 192.2995 USD |
| Purchase | 35,525 | 192.2872 USD |
| Purchase | 47,338 | 192.2674 USD |
| Purchase | 105,341 | 192.2492 USD |
| Sale | 1 | 191.0900 USD |
| Sale | 6 | 192.3500 USD |
| Sale | 17 | 192.4300 USD |
| Sale | 38 | 191.8650 USD |
| Sale | 100 | 192.3000 USD |
| Sale | 100 | 192.3200 USD |
| Sale | 100 | 192.3700 USD |
| Sale | 100 | 191.3950 USD |
| Sale | 100 | 191.3000 USD |
| Sale | 100 | 192.4100 USD |
| Sale | 100 | 191.8300 USD |
| Sale | 100 | 192.2700 USD |
| Sale | 100 | 192.2200 USD |
| Sale | 100 | 192.4800 USD |
| Sale | 100 | 192.4200 USD |
| Sale | 100 | 191.8000 USD |
| Sale | 104 | 192.2710 USD |
| Sale | 174 | 192.5587 USD |
| Sale | 200 | 191.8850 USD |
| Sale | 200 | 192.1700 USD |
| Sale | 200 | 192.4000 USD |
| Sale | 200 | 192.3525 USD |
| Sale | 200 | 192.4450 USD |
| Sale | 217 | 192.3668 USD |
| Sale | 219 | 191.4395 USD |
| Sale | 250 | 191.7464 USD |
| Sale | 286 | 192.1099 USD |
| Sale | 300 | 192.3933 USD |
| Sale | 345 | 192.3400 USD |
| Sale | 369 | 191.7441 USD |
| Sale | 400 | 191.6500 USD |
| Sale | 400 | 192.3562 USD |
| Sale | 476 | 192.2671 USD |
| Sale | 566 | 192.5894 USD |
| Sale | 600 | 191.4366 USD |
| Sale | 600 | 192.3950 USD |
| Sale | 700 | 191.5071 USD |
| Sale | 786 | 191.4992 USD |
| Sale | 900 | 191.9133 USD |
| Sale | 928 | 192.6314 USD |
| Sale | 983 | 192.4635 USD |
| Sale | 1,487 | 192.6254 USD |
| Sale | 2,200 | 192.2435 USD |
| Sale | 2,600 | 191.8857 USD |
| Sale | 3,456 | 192.1414 USD |
| Sale | 4,056 | 192.3487 USD |
| Sale | 4,600 | 192.3536 USD |
| Sale | 7,200 | 191.6539 USD |
| Sale | 7,836 | 191.6978 USD |
| Sale | 7,900 | 192.2877 USD |
| Sale | 11,310 | 191.2233 USD |
| Sale | 11,751 | 192.0409 USD |
| Sale | 17,600 | 191.8129 USD |
| Sale | 23,871 | 192.5184 USD |
| Sale | 24,552 | 192.5400 USD |
| Sale | 36,838 | 192.2900 USD |
| Sale | 53,859 | 192.2063 USD |
| Sale | 90,000 | 192.2117 USD |
| Sale | 104,071 | 191.6981 USD |
| Sale | 105,341 | 192.2492 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 10,000 | 191.9660 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 300 | 185 USD | American | 21 Feb 2020 | 9.0900 USD |
| Call Option | Purchasing | 100 | 190 USD | American | 17 Jan 2020 | 1.6500 USD |
| Call Option | Selling | 100 | 195 USD | American | 17 Jan 2020 | 0.3200 USD |
| Put Option | Purchasing | 300 | 165 USD | American | 21 Feb 2020 | 0.9000 USD |
| Put Option | Selling | 300 | 185 USD | American | 21 Feb 2020 | 3.4900 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 192.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,200 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,500 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,900 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 192.5000 | American | Jan 24, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 190.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,900 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Written | -29,200 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 105,900 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 33,000 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 50,200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,900 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 192.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,200 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,000 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,200 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -19,400 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,100 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100,000 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 200.0000 | American | Jan 24, 2020 |
| Call Options | Written | -500 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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