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Barclays PLC M&A Activity 2020
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M&A Activity
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Form 8.3 - ABBVIE INC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 17 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,208,265 | 0.22% | 3,973,295 | 0.27% | ||
| (2) | Derivatives (other than options): | ||||
| 2,251,961 | 0.15% | 779,700 | 0.05% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 1,747,200 | 0.12% | 1,280,400 | 0.09% | |
| TOTAL: | |||||
| 7,207,426 | 0.49% | 6,033,395 | 0.41% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 88.2200 USD |
| Purchase | 1 | 88.1700 USD |
| Purchase | 1 | 88.0700 USD |
| Purchase | 4 | 88.0925 USD |
| Purchase | 90 | 88.2600 USD |
| Purchase | 100 | 88.6000 USD |
| Purchase | 100 | 89.1500 USD |
| Purchase | 100 | 88.2100 USD |
| Purchase | 100 | 88.1800 USD |
| Purchase | 100 | 88.0800 USD |
| Purchase | 102 | 88.0355 USD |
| Purchase | 105 | 88.0957 USD |
| Purchase | 105 | 88.1266 USD |
| Purchase | 200 | 88.0250 USD |
| Purchase | 200 | 88.4700 USD |
| Purchase | 200 | 88.1900 USD |
| Purchase | 200 | 87.9962 USD |
| Purchase | 200 | 88.4500 USD |
| Purchase | 200 | 88.4100 USD |
| Purchase | 247 | 88.3098 USD |
| Purchase | 282 | 88.1929 USD |
| Purchase | 300 | 88.3600 USD |
| Purchase | 300 | 87.8833 USD |
| Purchase | 330 | 87.9863 USD |
| Purchase | 350 | 88.5857 USD |
| Purchase | 400 | 88.1976 USD |
| Purchase | 400 | 88.0675 USD |
| Purchase | 400 | 87.8800 USD |
| Purchase | 496 | 88.0175 USD |
| Purchase | 500 | 88.1020 USD |
| Purchase | 600 | 88.2283 USD |
| Purchase | 600 | 88.0300 USD |
| Purchase | 607 | 88.0400 USD |
| Purchase | 629 | 88.3387 USD |
| Purchase | 640 | 88.1993 USD |
| Purchase | 978 | 88.2065 USD |
| Purchase | 1,005 | 88.0405 USD |
| Purchase | 1,089 | 88.0723 USD |
| Purchase | 1,099 | 88.2304 USD |
| Purchase | 1,199 | 88.0141 USD |
| Purchase | 1,300 | 88.4723 USD |
| Purchase | 1,500 | 88.4566 USD |
| Purchase | 1,600 | 88.0309 USD |
| Purchase | 1,700 | 88.1135 USD |
| Purchase | 1,811 | 88.0972 USD |
| Purchase | 2,611 | 88.2092 USD |
| Purchase | 2,893 | 88.0227 USD |
| Purchase | 3,400 | 88.1235 USD |
| Purchase | 3,611 | 88.0818 USD |
| Purchase | 4,100 | 88.1156 USD |
| Purchase | 5,064 | 89.0800 USD |
| Purchase | 5,340 | 88.0980 USD |
| Purchase | 6,500 | 88.0713 USD |
| Purchase | 6,567 | 88.0506 USD |
| Purchase | 6,971 | 88.1665 USD |
| Purchase | 7,968 | 88.0526 USD |
| Purchase | 8,700 | 87.9700 USD |
| Purchase | 14,227 | 88.0310 USD |
| Purchase | 15,035 | 88.1276 USD |
| Purchase | 30,999 | 88.0850 USD |
| Purchase | 31,500 | 88.1656 USD |
| Purchase | 34,997 | 88.1655 USD |
| Purchase | 40,100 | 88.1469 USD |
| Purchase | 50,977 | 88.2494 USD |
| Purchase | 87,139 | 88.1011 USD |
| Purchase | 144,573 | 88.8865 USD |
| Purchase | 206,745 | 88.0000 USD |
| Sale | 25 | 88.1236 USD |
| Sale | 47 | 87.9900 USD |
| Sale | 100 | 87.8500 USD |
| Sale | 100 | 88.7600 USD |
| Sale | 191 | 88.1274 USD |
| Sale | 300 | 88.2533 USD |
| Sale | 400 | 88.1725 USD |
| Sale | 401 | 87.9978 USD |
| Sale | 600 | 88.1750 USD |
| Sale | 600 | 88.2125 USD |
| Sale | 631 | 88.0937 USD |
| Sale | 700 | 88.0717 USD |
| Sale | 912 | 88.0971 USD |
| Sale | 1,000 | 88.0290 USD |
| Sale | 1,105 | 88.1247 USD |
| Sale | 1,294 | 88.0778 USD |
| Sale | 1,435 | 88.1613 USD |
| Sale | 1,600 | 87.9925 USD |
| Sale | 1,813 | 88.1990 USD |
| Sale | 1,900 | 88.1589 USD |
| Sale | 1,900 | 87.9973 USD |
| Sale | 2,000 | 88.1455 USD |
| Sale | 2,579 | 88.0704 USD |
| Sale | 2,777 | 88.1123 USD |
| Sale | 2,900 | 88.1026 USD |
| Sale | 3,020 | 88.1002 USD |
| Sale | 3,606 | 88.0482 USD |
| Sale | 4,102 | 88.1278 USD |
| Sale | 5,250 | 89.0800 USD |
| Sale | 6,000 | 88.2110 USD |
| Sale | 6,000 | 88.1544 USD |
| Sale | 8,117 | 88.0351 USD |
| Sale | 8,134 | 88.1706 USD |
| Sale | 8,800 | 87.9700 USD |
| Sale | 12,174 | 88.0951 USD |
| Sale | 14,037 | 88.2086 USD |
| Sale | 14,125 | 88.0310 USD |
| Sale | 22,300 | 88.1399 USD |
| Sale | 24,300 | 88.1626 USD |
| Sale | 32,800 | 88.1439 USD |
| Sale | 65,353 | 88.0630 USD |
| Sale | 119,842 | 88.1803 USD |
| Sale | 148,823 | 88.8750 USD |
| Sale | 206,888 | 88.0000 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 5,600 | 89 USD | American | 24 Jan 2020 | 0.5491 USD |
| Call Option | Purchasing | 600 | 89 USD | American | 31 Jan 2020 | 1.0900 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 24 Jan 2020 | 0.4400 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 24 Jan 2020 | 0.5100 USD |
| Call Option | Purchasing | 5,900 | 90 USD | American | 31 Jan 2020 | 0.5925 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 21 Feb 2020 | 1.6400 USD |
| Call Option | Purchasing | 1,000 | 91 USD | American | 24 Jan 2020 | 0.1500 USD |
| Call Option | Purchasing | 4,500 | 91 USD | American | 24 Jan 2020 | 0.2300 USD |
| Call Option | Purchasing | 1,000 | 91 USD | American | 31 Jan 2020 | 0.3300 USD |
| Call Option | Purchasing | 3,900 | 93 USD | American | 20 Mar 2020 | 1.4697 USD |
| Call Option | Purchasing | 1,700 | 95 USD | American | 21 Feb 2020 | 0.4535 USD |
| Call Option | Selling | 3,900 | 85 USD | American | 20 Mar 2020 | 5.1748 USD |
| Call Option | Selling | 100 | 88 USD | American | 17 Jan 2020 | 0.3300 USD |
| Call Option | Selling | 1,200 | 89 USD | American | 17 Jan 2020 | 0.1050 USD |
| Call Option | Selling | 600 | 89 USD | American | 24 Jan 2020 | 0.4900 USD |
| Call Option | Selling | 4,600 | 90 USD | American | 17 Jan 2020 | 0.0197 USD |
| Call Option | Selling | 200 | 90 USD | American | 24 Jan 2020 | 0.9000 USD |
| Call Option | Selling | 200 | 91 USD | American | 17 Jan 2020 | 0.0300 USD |
| Call Option | Selling | 4,800 | 93 USD | American | 7 Feb 2020 | 0.6016 USD |
| Call Option | Selling | 1,500 | 93 USD | American | 21 Feb 2020 | 0.9726 USD |
| Call Option | Selling | 800 | 100 USD | American | 21 Feb 2020 | 0.1200 USD |
| Call Option | Selling | 500 | 105 USD | American | 21 Jan 2022 | 4.7900 USD |
| Put Option | Purchasing | 100 | 80 USD | American | 21 Feb 2020 | 0.4100 USD |
| Put Option | Purchasing | 3,400 | 85 USD | American | 17 Jan 2020 | 0.0100 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 24 Jan 2020 | 0.1200 USD |
| Put Option | Purchasing | 300 | 85 USD | American | 24 Jan 2020 | 0.1366 USD |
| Put Option | Purchasing | 2,600 | 86 USD | American | 17 Jan 2020 | 0.0200 USD |
| Put Option | Purchasing | 300 | 86 USD | American | 24 Jan 2020 | 0.1800 USD |
| Put Option | Purchasing | 1,300 | 86 USD | American | 24 Jan 2020 | 0.2230 USD |
| Put Option | Purchasing | 1,200 | 87 USD | American | 24 Jan 2020 | 0.3225 USD |
| Put Option | Purchasing | 300 | 87 USD | American | 24 Jan 2020 | 0.4400 USD |
| Put Option | Purchasing | 1,500 | 87 USD | American | 31 Jan 2020 | 0.8000 USD |
| Put Option | Purchasing | 1,600 | 88 USD | American | 17 Jan 2020 | 0.0900 USD |
| Put Option | Purchasing | 800 | 88 USD | American | 24 Jan 2020 | 0.5962 USD |
| Put Option | Purchasing | 1,700 | 88 USD | American | 24 Jan 2020 | 0.6335 USD |
| Put Option | Purchasing | 1,600 | 89 USD | American | 17 Jan 2020 | 0.7900 USD |
| Put Option | Purchasing | 600 | 89 USD | American | 24 Jan 2020 | 0.8733 USD |
| Put Option | Purchasing | 100 | 89 USD | American | 31 Jan 2020 | 1.7800 USD |
| Put Option | Purchasing | 100 | 90 USD | American | 24 Jan 2020 | 1.3900 USD |
| Put Option | Purchasing | 5,700 | 95 USD | American | 17 Jan 2020 | 5.8500 USD |
| Put Option | Selling | 100 | 78 USD | American | 21 Feb 2020 | 0.2600 USD |
| Put Option | Selling | 800 | 86 USD | American | 24 Jan 2020 | 0.2600 USD |
| Put Option | Selling | 100 | 88 USD | American | 24 Jan 2020 | 0.4700 USD |
| Put Option | Selling | 100 | 88 USD | American | 31 Jan 2020 | 1.0300 USD |
| Put Option | Selling | 300 | 88 USD | American | 15 Jan 2021 | 10.0500 USD |
| Put Option | Selling | 100 | 89 USD | American | 17 Jan 2020 | 0.5900 USD |
| Put Option | Selling | 100 | 98 USD | American | 21 Jan 2022 | 21.2700 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 20 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,600 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 11,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 8,500 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 4,500 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Written | 13,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 89.5000 | American | Jan 24, 2020 |
| Put Options | Written | 11,700 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,900 | 70.0000 | American | May 15, 2020 |
| Call Options | Written | -1,200 | 87.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -7,800 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,100 | 89.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 84.5000 | American | Jan 24, 2020 |
| Call Options | Written | -800 | 90.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 84.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 86.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -20,000 | 92.0000 | American | Feb 7, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 31, 2020 |
| Call Options | Written | -3,700 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,900 | 85.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,800 | 92.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -11,700 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 105.0000 | American | Jan 21, 2022 |
| Call Options | Written | -3,300 | 93.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -300 | 85.5000 | American | Jan 24, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,000 | 62.5000 | American | Jan 15, 2021 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,400 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 2,600 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,800 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 800 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,700 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 19,600 | 92.0000 | American | Jan 31, 2020 |
| Put Options | Written | 4,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,200 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,000 | 89.0000 | American | Jan 24, 2020 |
| Call Options | Written | -200 | 91.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 89.0000 | American | Jan 31, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 82.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 95.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 87.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 87.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 24, 2020 |
| Call Options | Written | -300 | 88.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -12,100 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 90.5000 | American | Feb 28, 2020 |
| Call Options | Purchased | 3,000 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 22,200 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,200 | 95.0000 | American | Mar 20, 2020 |
| Put Options | Written | 900 | 88.5000 | American | Jan 31, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 87.5000 | American | Feb 7, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Jan 24, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -23,300 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,000 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 90.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,200 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,800 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,700 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 177,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 85.0000 | American | Feb 7, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,900 | 92.5000 | American | Mar 20, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,500 | 89.0000 | American | Jan 24, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,500 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,600 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -16,000 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 87.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,500 | 85.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 4,300 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,700 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 35,400 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 13,800 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,300 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 7,100 | 86.5000 | American | Jan 24, 2020 |
| Put Options | Written | 16,800 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 84.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 70.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -3,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 89.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -5,700 | 91.0000 | American | Jan 31, 2020 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Put Options | Written | 13,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 2,000 | 93.5000 | American | Feb 14, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 30,100 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,000 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,400 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 89.5000 | American | Jan 31, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 88.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 81.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,400 | 84.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 86.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,500 | 90.5000 | American | Jan 24, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 17,900 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 95.0000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 97.5000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,900 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -24,800 | 89.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -15,300 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,100 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Put Options | Purchased | -300 | 83.0000 | American | Jan 31, 2020 |
| Put Options | Written | 16,000 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 5,000 | 100.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,900 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -26,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 96.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,600 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,700 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 87.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,100 | 91.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -4,600 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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