Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Barclays PLC M&A Activity 2019

Dec 5, 2019

5250_rns_2019-12-05_4817824c-566a-4775-b3f2-fc68cd0995fc.html

M&A Activity

Open in viewer

Opens in your device viewer

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

Form 8.3 - Allergan plc - Amendment

Ap19

FORM 8.3 - Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
4,090,843 1.25% 2,218,353 0.68%
(2) Derivatives (other than options):
1,977,200 0.60% 2,310,203 0.70%
(3) Options and agreements to
purchase/sell: 680,300 0.21% 500,900 0.15%
TOTAL:
6,748,343 2.06% 5,029,456 1.53%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase 1 184.9000 USD
Purchase 32 185.1365 USD
Purchase 100 185.0600 USD
Purchase 112 185.2842 USD
Purchase 200 185.3500 USD
Purchase 200 185.0800 USD
Purchase 600 185.0917 USD
Purchase 786 185.1949 USD
Purchase 927 185.2682 USD
Purchase 1,451 184.8212 USD
Purchase 1,900 185.2134 USD
Purchase 3,553 185.2333 USD
Purchase 3,759 185.2433 USD
Purchase 4,800 185.1665 USD
Purchase 7,747 185.2128 USD
Purchase 8,200 185.3055 USD
Purchase 10,241 185.0203 USD
Purchase 12,295 185.1663 USD
Purchase 12,567 185.2058 USD
Purchase 24,595 185.0900 USD
Purchase 31,342 185.3149 USD
Purchase 51,767 185.1300 USD
Purchase 75,000 185.1500 USD
Sale 100 184.9000 USD
Sale 100 185.5300 USD
Sale 199 185.3751 USD
Sale 200 184.8200 USD
Sale 247 185.1486 USD
Sale 295 185.1232 USD
Sale 362 185.0967 USD
Sale 400 185.2550 USD
Sale 429 185.0626 USD
Sale 469 185.3755 USD
Sale 500 185.1857 USD
Sale 500 185.1320 USD
Sale 504 185.0528 USD
Sale 653 185.3192 USD
Sale 758 185.2852 USD
Sale 773 185.1300 USD
Sale 911 185.2972 USD
Sale 956 185.2442 USD
Sale 1,094 185.2947 USD
Sale 1,132 184.8246 USD
Sale 1,516 185.1063 USD
Sale 1,600 185.2559 USD
Sale 1,608 185.3324 USD
Sale 2,043 185.1122 USD
Sale 2,051 184.9003 USD
Sale 2,104 185.2975 USD
Sale 2,158 185.1475 USD
Sale 2,417 185.0415 USD
Sale 2,684 185.1001 USD
Sale 2,700 185.1200 USD
Sale 2,800 185.2528 USD
Sale 2,909 185.1229 USD
Sale 2,986 184.8929 USD
Sale 3,750 185.2898 USD
Sale 4,365 185.3312 USD
Sale 4,452 185.1330 USD
Sale 5,402 185.1336 USD
Sale 7,214 185.2362 USD
Sale 8,200 185.3055 USD
Sale 9,700 185.2517 USD
Sale 10,803 185.1970 USD
Sale 13,856 185.1655 USD
Sale 14,204 185.1054 USD
Sale 25,887 185.0900 USD
Sale 26,348 185.1469 USD
Sale 50,000 185.1500 USD
Sale 53,378 185.2746 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short 25,000 185.1800 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Selling 200 180 USD American 20 Dec 2019 6.8000 USD
Call Option Selling 200 185 USD American 17 Jan 2020 4.5000 USD
Put Option Selling 200 120 USD American 17 Jan 2020 0.1300 USD
Put Option Selling 300 120 USD American 15 Jan 2021 1.8200 USD
Put Option Selling 300 125 USD American 17 Jan 2020 0.1700 USD
Put Option Selling 500 185 USD American 21 Feb 2020 6.0500 USD
Put Option Selling 600 185 USD American 20 Mar 2020 7.0500 USD

(ii) Exercising

Product name,

e.g. call option
Number of securities Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)
Details Price per unit

(if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Dec 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased 9,100 185.0000 American Jan 15, 2021
Call Options Purchased 4,300 250.0000 American Jan 17, 2020
Put Options Written 200 180.0000 American Jan 15, 2021
Call Options Purchased 1,300 100.0000 American Jan 15, 2021
Put Options Written 900 90.0000 American Feb 21, 2020
Put Options Written 500 185.0000 American Jun 19, 2020
Call Options Purchased 200 190.0000 American Jan 21, 2022
Put Options Written 100 120.0000 American Jan 17, 2020
Put Options Written 4,800 155.0000 American Dec 20, 2019
Put Options Written 700 95.0000 American Jan 15, 2021
Call Options Purchased 2,500 175.0000 American Jan 15, 2021
Call Options Purchased 1,600 175.0000 American Dec 20, 2019
Put Options Written 1,100 100.0000 American Feb 21, 2020
Put Options Written 700 100.0000 American Jan 15, 2021
Put Options Written 100 135.0000 American Feb 21, 2020
Call Options Purchased 1,800 190.0000 American Feb 21, 2020
Put Options Written 2,200 180.0000 American Dec 20, 2019
Put Options Purchased -3,000 165.0000 American Dec 20, 2019
Put Options Purchased -50,000 160.0000 American Feb 21, 2020
Put Options Purchased -300 165.0000 American Jan 15, 2021
Put Options Purchased -1,500 155.0000 American Feb 21, 2020
Call Options Written -2,100 125.0000 American Jan 15, 2021
Call Options Written -5,500 160.0000 American Mar 20, 2020
Put Options Purchased -500 170.0000 American Dec 20, 2019
Put Options Purchased -700 155.0000 American Jan 17, 2020
Call Options Written -2,100 185.0000 American Dec 20, 2019
Put Options Purchased -4,500 70.0000 American Jan 15, 2021
Call Options Purchased 26,600 170.0000 American Dec 20, 2019
Put Options Written 500 80.0000 American Feb 21, 2020
Put Options Written 66,500 140.0000 American Mar 20, 2020
Call Options Purchased 3,400 170.0000 American Jan 15, 2021
Put Options Written 18,500 150.0000 American May 15, 2020
Put Options Written 11,700 160.0000 American Jun 19, 2020
Call Options Purchased 1,000 190.0000 American Dec 20, 2019
Put Options Written 36,400 105.0000 American Jan 15, 2021
Put Options Purchased -100 185.0000 American Jan 21, 2022
Put Options Purchased -200 110.0000 American Dec 20, 2019
Put Options Purchased -16,800 115.0000 American Jan 15, 2021
Put Options Purchased -2,900 90.0000 American Dec 20, 2019
Put Options Purchased -100 155.0000 American Jan 15, 2021
Put Options Purchased -300 80.0000 American Jan 15, 2021
Call Options Written -1,100 290.0000 American Jan 17, 2020
Put Options Purchased -5,300 110.0000 American Jan 17, 2020
Put Options Purchased -10,500 125.0000 American Jan 17, 2020
Call Options Written -300 150.0000 American Feb 21, 2020
Put Options Purchased -1,200 65.0000 American Jan 15, 2021
Put Options Purchased -1,700 110.0000 American Jan 15, 2021
Call Options Written -1,900 180.0000 American Feb 21, 2020
Call Options Written -2,200 210.0000 American Dec 20, 2019
Call Options Written -1,000 185.0000 American Feb 21, 2020
Put Options Purchased -2,200 70.0000 American Jan 17, 2020
Put Options Written 1,000 85.0000 American Dec 20, 2019
Put Options Written 13,500 165.0000 American Jan 17, 2020
Put Options Written 300 100.0000 American Dec 20, 2019
Call Options Purchased 5,800 160.0000 American Jan 17, 2020
Call Options Purchased 3,300 165.0000 American Jan 15, 2021
Put Options Written 400 125.0000 American Jan 15, 2021
Put Options Written 400 65.0000 American Jan 17, 2020
Call Options Purchased 5,100 170.0000 American Feb 21, 2020
Put Options Written 200 185.0000 American Jan 17, 2020
Call Options Purchased 9,500 170.0000 American Jun 19, 2020
Call Options Purchased 3,000 180.0000 American Jan 17, 2020
Put Options Written 400 140.0000 American Dec 20, 2019
Put Options Written 2,100 185.0000 American Mar 20, 2020
Put Options Written 600 185.0000 American May 15, 2020
Put Options Written 100 145.0000 American Jan 15, 2021
Call Options Written -200 140.0000 American Feb 21, 2020
Call Options Written -2,800 175.0000 American Jan 17, 2020
Call Options Written -4,500 220.0000 American Jan 17, 2020
Put Options Purchased -66,500 160.0000 American Mar 20, 2020
Put Options Written 6,400 95.0000 American Jun 19, 2020
Put Options Written 800 135.0000 American Dec 20, 2019
Call Options Purchased 300 145.0000 American Jan 15, 2021
Call Options Purchased 500 220.0000 American Jan 21, 2022
Call Options Purchased 100 165.0000 American Feb 21, 2020
Put Options Written 48,000 140.0000 American Jun 19, 2020
Put Options Written 100 145.0000 American Dec 20, 2019
Put Options Written 3,800 165.0000 American Jun 19, 2020
Call Options Purchased 800 160.0000 American Jan 21, 2022
Call Options Purchased 1,900 180.0000 American Jan 15, 2021
Put Options Written 400 170.0000 American Jan 15, 2021
Call Options Purchased 4,100 170.0000 American Jan 17, 2020
Put Options Purchased -1,500 150.0000 American Jan 17, 2020
Call Options Written -2,000 130.0000 American Feb 21, 2020
Call Options Written -500 220.0000 American Jan 15, 2021
Put Options Purchased -2,300 170.0000 American Jun 19, 2020
Call Options Written -7,000 300.0000 American Jan 17, 2020
Put Options Purchased -3,300 100.0000 American Jan 17, 2020
Put Options Purchased -2,600 75.0000 American Jan 15, 2021
Call Options Written -29,800 150.0000 American Jan 17, 2020
Call Options Written -100 190.0000 American May 15, 2020
Put Options Purchased -22,500 105.0000 American Jan 17, 2020
Call Options Written -100 135.0000 American Jan 15, 2021
Put Options Written 14,800 160.0000 American Feb 21, 2020
Put Options Written 1,800 145.0000 American Jun 19, 2020
Put Options Written 7,000 120.0000 American Jun 19, 2020
Put Options Written 2,500 120.0000 American Feb 21, 2020
Call Options Purchased 1,400 180.0000 American Jan 21, 2022
Put Options Written 30,100 140.0000 American Jan 17, 2020
Put Options Written 14,300 160.0000 American Mar 20, 2020
Call Options Purchased 200 180.0000 American Jun 19, 2020
Put Options Written 50,000 140.0000 American Feb 21, 2020
Call Options Purchased 400 200.0000 American Jan 15, 2021
Put Options Written 300 140.0000 American Jan 15, 2021
Call Options Purchased 4,900 190.0000 American Jan 17, 2020
Put Options Written 7,000 160.0000 American Jan 17, 2020
Put Options Written 3,100 115.0000 American Dec 20, 2019
Call Options Purchased 6,700 190.0000 American Jan 15, 2021
Put Options Written 4,700 80.0000 American Jan 17, 2020
Put Options Written 2,000 115.0000 American Feb 21, 2020
Call Options Written -600 205.0000 American Jan 17, 2020
Call Options Written -4,100 155.0000 American Jan 17, 2020
Call Options Written -1,500 270.0000 American Jan 17, 2020
Call Options Written -200 165.0000 American Jun 19, 2020
Call Options Written -100 120.0000 American Jan 15, 2021
Call Options Written -1,200 195.0000 American Dec 20, 2019
Call Options Written -100 240.0000 American Jan 17, 2020
Call Options Written -200 140.0000 American Jun 19, 2020
Call Options Written -1,700 225.0000 American Jan 17, 2020
Put Options Purchased -12,400 150.0000 American Jan 15, 2021
Put Options Purchased -100 185.0000 American Dec 6, 2019
Call Options Purchased 100 180.0000 American Mar 20, 2020
Call Options Purchased 4,300 165.0000 American Jan 17, 2020
Put Options Written 13,700 75.0000 American Jan 17, 2020
Put Options Written 100 165.0000 American May 15, 2020
Put Options Written 1,800 180.0000 American Jan 17, 2020
Put Options Written 500 180.0000 American May 15, 2020
Put Options Written 500 185.0000 American Feb 21, 2020
Call Options Purchased 4,000 160.0000 American Jan 15, 2021
Put Options Written 33,600 150.0000 American Dec 20, 2019
Put Options Written 3,300 165.0000 American Mar 20, 2020
Call Options Written -2,400 165.0000 American Mar 20, 2020
Call Options Written -22,800 210.0000 American Jan 17, 2020
Call Options Written -200 110.0000 American Jan 15, 2021
Put Options Purchased -2,300 90.0000 American Jan 15, 2021
Put Options Purchased -300 160.0000 American Jan 15, 2021
Put Options Purchased -400 115.0000 American Jan 17, 2020
Put Options Purchased -1,700 185.0000 American Jan 15, 2021
Call Options Written -900 175.0000 American Jun 19, 2020
Put Options Purchased -100 85.0000 American Jan 17, 2020
Put Options Purchased -300 120.0000 American Jan 15, 2021
Put Options Purchased -1,900 175.0000 American Jan 17, 2020
Call Options Written -6,600 200.0000 American Jan 17, 2020
Call Options Written -200 185.0000 American Jun 19, 2020
Put Options Purchased -200 172.5000 American Dec 13, 2019
Call Options Written -2,800 230.0000 American Jan 17, 2020
Put Options Purchased -100 150.0000 American Jun 19, 2020
Call Options Written -18,900 185.0000 American Jan 17, 2020
Put Options Written 1,300 90.0000 American Jan 17, 2020
Put Options Written 7,100 145.0000 American Jan 17, 2020
Call Options Purchased 100 150.0000 American Jan 15, 2021
Put Options Written 200 185.0000 American Jan 10, 2020
Put Options Written 600 135.0000 American Jan 17, 2020
Call Options Purchased 3,800 175.0000 American Feb 21, 2020
Put Options Written 8,400 170.0000 American Feb 21, 2020
Call Options Purchased 300 180.0000 American Dec 20, 2019
Put Options Purchased -106,300 130.0000 American Jan 17, 2020
Put Options Purchased -3,600 80.0000 American Dec 20, 2019
Put Options Purchased -100 175.0000 American Jan 15, 2021
Call Options Written -100 215.0000 American Jan 17, 2020
Put Options Purchased -200 130.0000 American Jan 15, 2021
Call Options Written -1,000 200.0000 American Feb 21, 2020
Call Options Written -100 185.0000 American Mar 20, 2020
Put Options Purchased -19,300 95.0000 American Jan 17, 2020
Call Options Purchased 11,200 195.0000 American Jan 15, 2021
Put Options Written 43,400 170.0000 American Jan 17, 2020
Put Options Written 31,900 150.0000 American Feb 21, 2020
Put Options Written 3,500 200.0000 American Dec 20, 2019
Put Options Written 1,200 95.0000 American Dec 20, 2019
Put Options Written 9,300 160.0000 American Dec 20, 2019
Call Options Purchased 4,600 145.0000 American Jan 17, 2020
Put Options Written 25,000 150.0000 American Jan 17, 2020
Put Options Written 100 150.0000 American Mar 20, 2020
Put Options Written 5,600 145.0000 American Feb 21, 2020
Call Options Written -100 172.5000 American Dec 6, 2019
Call Options Written -4,500 260.0000 American Jan 17, 2020
Call Options Written -600 250.0000 American Jan 15, 2021
Call Options Written -1,500 140.0000 American Jan 15, 2021
Put Options Purchased -9,600 140.0000 American Mar 20, 2020
Put Options Purchased -4,500 130.0000 American Feb 21, 2020
Call Options Written -1,300 130.0000 American Jan 17, 2020
Call Options Written -100 110.0000 American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

BARCLAYS PLC

View source version on businesswire.com: https://www.businesswire.com/news/home/20191205005599/en/