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Barclays PLC M&A Activity 2019
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FORM 8.3 - ALLERGAN PLC - AMENDMENT
FORM 8.3
Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 27 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,066,701 | 1.24% | 2,216,879 | 0.68% | ||
| (2) | Derivatives (other than options): | ||||
| 2,211,200 | 0.67% | 2,571,403 | 0.78% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 674,000 | 0.21% | 501,300 | 0.15% | |
| (4) | TOTAL: | ||||
| 6,951,901 | 2.12% | 5,289,582 | 1.61% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 42 | 184.8400 USD |
| Purchase | 200 | 185.4650 USD |
| Purchase | 200 | 185.5100 USD |
| Purchase | 200 | 185.4550 USD |
| Purchase | 264 | 185.5145 USD |
| Purchase | 306 | 185.4175 USD |
| Purchase | 330 | 185.5233 USD |
| Purchase | 400 | 185.5450 USD |
| Purchase | 400 | 185.4925 USD |
| Purchase | 400 | 185.4700 USD |
| Purchase | 400 | 185.4250 USD |
| Purchase | 400 | 185.5250 USD |
| Purchase | 600 | 185.4200 USD |
| Purchase | 600 | 185.1266 USD |
| Purchase | 600 | 185.6016 USD |
| Purchase | 800 | 185.3850 USD |
| Purchase | 800 | 185.0593 USD |
| Purchase | 1,000 | 185.5900 USD |
| Purchase | 1,034 | 185.5905 USD |
| Purchase | 1,400 | 185.2400 USD |
| Purchase | 1,502 | 185.4146 USD |
| Purchase | 2,000 | 185.2073 USD |
| Purchase | 2,462 | 185.1452 USD |
| Purchase | 2,516 | 185.5316 USD |
| Purchase | 2,828 | 185.3330 USD |
| Purchase | 3,400 | 185.4973 USD |
| Purchase | 4,000 | 185.3028 USD |
| Purchase | 4,800 | 185.3371 USD |
| Purchase | 9,802 | 185.4553 USD |
| Purchase | 10,150 | 185.5529 USD |
| Purchase | 12,610 | 185.3750 USD |
| Purchase | 13,956 | 185.3800 USD |
| Purchase | 19,438 | 185.3782 USD |
| Purchase | 31,770 | 185.3665 USD |
| Purchase | 40,724 | 185.4238 USD |
| Purchase | 51,250 | 185.3708 USD |
| Sale | 8 | 184.8100 USD |
| Sale | 34 | 185.3129 USD |
| Sale | 42 | 184.8400 USD |
| Sale | 64 | 185.0600 USD |
| Sale | 68 | 184.9800 USD |
| Sale | 200 | 184.8500 USD |
| Sale | 200 | 185.5350 USD |
| Sale | 200 | 185.5400 USD |
| Sale | 200 | 185.5800 USD |
| Sale | 330 | 185.5233 USD |
| Sale | 346 | 185.4912 USD |
| Sale | 800 | 185.2325 USD |
| Sale | 800 | 185.0594 USD |
| Sale | 800 | 185.5887 USD |
| Sale | 1,000 | 185.5900 USD |
| Sale | 1,014 | 185.4791 USD |
| Sale | 1,200 | 185.3983 USD |
| Sale | 1,242 | 185.0366 USD |
| Sale | 1,422 | 185.4503 USD |
| Sale | 1,800 | 185.4066 USD |
| Sale | 2,000 | 185.4990 USD |
| Sale | 2,000 | 185.5390 USD |
| Sale | 2,200 | 185.4300 USD |
| Sale | 2,456 | 185.3278 USD |
| Sale | 2,632 | 185.5445 USD |
| Sale | 2,810 | 185.5086 USD |
| Sale | 3,400 | 185.2904 USD |
| Sale | 3,618 | 185.5831 USD |
| Sale | 3,782 | 185.5344 USD |
| Sale | 4,238 | 185.4030 USD |
| Sale | 4,600 | 185.2417 USD |
| Sale | 5,232 | 185.5313 USD |
| Sale | 5,712 | 185.5418 USD |
| Sale | 7,558 | 185.5480 USD |
| Sale | 8,400 | 185.5590 USD |
| Sale | 9,638 | 185.5220 USD |
| Sale | 14,222 | 185.3800 USD |
| Sale | 37,486 | 185.3814 USD |
| Sale | 52,556 | 185.3736 USD |
| Sale | 88,474 | 185.4194 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 308,600 | 185.3800 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Selling | 400 | 140 USD | American | 20 Dec 2019 | 0.1900 USD |
| Put Option | Selling | 1,000 | 140 USD | American | 19 Jun 2020 | 2.0000 USD |
| Put Option | Selling | 1,200 | 185 USD | American | 15 May 2020 | 8.6000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,200 | 180.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,800 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,800 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,000 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 26,600 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 9,200 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Call Options | Written | -2,200 | 210.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -16,800 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,900 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,500 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 140.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,000 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 185.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 800 | 135.0000 | American | Dec 20, 2019 |
| Put Options | Written | 46,800 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Dec 20, 2019 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 30,100 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,900 | 190.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 172.5000 | American | Dec 13, 2019 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -18,700 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 180.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,300 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 185.0000 | American | Nov 29, 2019 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -200 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Written | 43,400 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 11,200 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,600 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 172.5000 | American | Dec 6, 2019 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,300 | 130.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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