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Barclays PLC M&A Activity 2019
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M&A Activity
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FORM 8.3 - ALLERGAN PLC - AMENDMENT
FORM 8.3
Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 01 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,827,119 | 1.17% | 2,258,046 | 0.69% | ||
| (2) | Derivatives (other than options): | ||||
| 1,991,200 | 0.61% | 1,968,389 | 0.60% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 876,600 | 0.27% | 556,500 | 0.17% | |
| (4) | TOTAL: | ||||
| 6,694,919 | 2.04% | 4,782,935 | 1.46% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 178.7800 USD |
| Purchase | 8 | 178.6500 USD |
| Purchase | 15 | 178.5946 USD |
| Purchase | 15 | 178.6880 USD |
| Purchase | 19 | 178.6100 USD |
| Purchase | 20 | 179.1200 USD |
| Purchase | 50 | 178.5700 USD |
| Purchase | 65 | 177.9800 USD |
| Purchase | 90 | 176.6500 USD |
| Purchase | 96 | 178.4320 USD |
| Purchase | 100 | 179.0100 USD |
| Purchase | 100 | 178.6200 USD |
| Purchase | 100 | 178.7200 USD |
| Purchase | 100 | 175.0000 USD |
| Purchase | 100 | 170.0000 USD |
| Purchase | 100 | 178.5950 USD |
| Purchase | 168 | 177.6552 USD |
| Purchase | 180 | 178.5900 USD |
| Purchase | 210 | 178.2133 USD |
| Purchase | 335 | 178.2979 USD |
| Purchase | 379 | 178.5543 USD |
| Purchase | 479 | 178.7031 USD |
| Purchase | 508 | 178.5462 USD |
| Purchase | 600 | 178.5732 USD |
| Purchase | 700 | 178.7097 USD |
| Purchase | 788 | 178.6214 USD |
| Purchase | 791 | 178.9329 USD |
| Purchase | 837 | 178.7488 USD |
| Purchase | 865 | 179.0455 USD |
| Purchase | 907 | 178.5903 USD |
| Purchase | 1,349 | 178.5822 USD |
| Purchase | 1,419 | 178.5937 USD |
| Purchase | 1,431 | 177.7703 USD |
| Purchase | 1,480 | 177.7859 USD |
| Purchase | 1,538 | 179.0537 USD |
| Purchase | 1,784 | 178.6083 USD |
| Purchase | 2,000 | 178.6852 USD |
| Purchase | 2,349 | 179.0365 USD |
| Purchase | 2,400 | 178.6028 USD |
| Purchase | 2,400 | 178.3241 USD |
| Purchase | 2,500 | 178.7100 USD |
| Purchase | 3,183 | 178.5880 USD |
| Purchase | 3,482 | 178.9597 USD |
| Purchase | 3,880 | 178.5678 USD |
| Purchase | 3,943 | 178.8444 USD |
| Purchase | 4,100 | 178.6380 USD |
| Purchase | 4,386 | 178.7154 USD |
| Purchase | 4,434 | 178.7907 USD |
| Purchase | 5,398 | 178.7373 USD |
| Purchase | 5,455 | 178.3126 USD |
| Purchase | 5,823 | 178.6202 USD |
| Purchase | 6,432 | 178.5878 USD |
| Purchase | 6,600 | 178.4779 USD |
| Purchase | 6,859 | 178.2945 USD |
| Purchase | 7,316 | 178.6316 USD |
| Purchase | 9,200 | 178.8877 USD |
| Purchase | 9,494 | 178.2900 USD |
| Purchase | 11,613 | 178.8460 USD |
| Purchase | 12,200 | 178.7805 USD |
| Purchase | 14,061 | 178.4134 USD |
| Purchase | 15,196 | 178.9951 USD |
| Purchase | 15,566 | 176.6264 USD |
| Purchase | 17,247 | 178.5266 USD |
| Purchase | 29,431 | 178.4156 USD |
| Purchase | 49,539 | 178.7262 USD |
| Purchase | 55,000 | 178.9057 USD |
| Sale | 1 | 178.7000 USD |
| Sale | 9 | 178.6000 USD |
| Sale | 11 | 178.5200 USD |
| Sale | 20 | 179.1200 USD |
| Sale | 48 | 177.5200 USD |
| Sale | 65 | 177.9800 USD |
| Sale | 65 | 178.7700 USD |
| Sale | 99 | 178.3400 USD |
| Sale | 100 | 176.5200 USD |
| Sale | 100 | 177.5000 USD |
| Sale | 100 | 177.5400 USD |
| Sale | 100 | 178.5166 USD |
| Sale | 100 | 178.6150 USD |
| Sale | 100 | 179.0500 USD |
| Sale | 100 | 179.4300 USD |
| Sale | 123 | 179.4097 USD |
| Sale | 160 | 179.4062 USD |
| Sale | 200 | 176.5700 USD |
| Sale | 200 | 179.1525 USD |
| Sale | 200 | 178.7150 USD |
| Sale | 200 | 176.7050 USD |
| Sale | 212 | 176.6411 USD |
| Sale | 245 | 178.6293 USD |
| Sale | 269 | 178.6798 USD |
| Sale | 283 | 178.9410 USD |
| Sale | 300 | 179.4233 USD |
| Sale | 300 | 178.5866 USD |
| Sale | 337 | 176.7865 USD |
| Sale | 347 | 179.3531 USD |
| Sale | 390 | 176.6500 USD |
| Sale | 400 | 176.6425 USD |
| Sale | 400 | 176.5900 USD |
| Sale | 400 | 178.7675 USD |
| Sale | 400 | 178.6600 USD |
| Sale | 401 | 178.6203 USD |
| Sale | 500 | 178.9480 USD |
| Sale | 520 | 176.5773 USD |
| Sale | 600 | 177.6017 USD |
| Sale | 686 | 178.8587 USD |
| Sale | 800 | 178.7737 USD |
| Sale | 1,024 | 176.6737 USD |
| Sale | 1,078 | 178.5384 USD |
| Sale | 1,100 | 167.5000 USD |
| Sale | 1,446 | 178.8464 USD |
| Sale | 2,085 | 178.8498 USD |
| Sale | 2,300 | 178.5935 USD |
| Sale | 2,400 | 178.8280 USD |
| Sale | 2,421 | 178.7485 USD |
| Sale | 3,300 | 178.6869 USD |
| Sale | 3,404 | 178.6076 USD |
| Sale | 3,700 | 178.6356 USD |
| Sale | 4,090 | 176.6086 USD |
| Sale | 4,580 | 178.9208 USD |
| Sale | 5,900 | 178.4301 USD |
| Sale | 6,200 | 178.6919 USD |
| Sale | 6,264 | 178.3570 USD |
| Sale | 6,300 | 178.7563 USD |
| Sale | 6,681 | 178.8736 USD |
| Sale | 7,783 | 176.6264 USD |
| Sale | 7,833 | 178.9327 USD |
| Sale | 8,399 | 178.6374 USD |
| Sale | 16,581 | 178.2900 USD |
| Sale | 21,620 | 178.5853 USD |
| Sale | 22,466 | 178.2728 USD |
| Sale | 41,653 | 178.4800 USD |
| Sale | 55,000 | 178.9057 USD |
| Sale | 55,000 | 178.9058 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 185 USD | American | 17 Jan 2020 | 2.2500 USD |
| Call Option | Selling | 200 | 170 USD | American | 15 Nov 2019 | 9.4500 USD |
| Call Option | Selling | 100 | 175 USD | American | 17 Jan 2020 | 8.2300 USD |
| Put Option | Purchasing | 15,000 | 115 USD | American | 15 Jan 2021 | 2.2344 USD |
| Put Option | Selling | 15,700 | 150 USD | American | 15 May 2020 | 3.5206 USD |
| Put Option | Selling | 1,100 | 160 USD | American | 19 Jun 2020 | 5.3545 USD |
| Put Option | Selling | 200 | 173 USD | American | 8 Nov 2019 | 0.5600 USD |
| Put Option | Selling | 500 | 200 USD | American | 20 Dec 2019 | 22.0000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 4,600 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 15,800 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 800 | 180.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 190.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 177.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 167.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -7,100 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Written | 12,900 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,800 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 170.0000 | American | Nov 1, 2019 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 15,700 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 7,000 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 145.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 26,500 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -15,000 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,000 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 7,600 | 185.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 12,200 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 46,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 165.0000 | American | Nov 15, 2019 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,400 | 130.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 177.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 170.0000 | American | Nov 8, 2019 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Put Options | Written | 29,300 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 172.5000 | American | Nov 8, 2019 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 175.0000 | American | Nov 1, 2019 |
| Put Options | Written | 12,700 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 700 | 172.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 9,800 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 175.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 170.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,600 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -17,800 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 165.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 170.0000 | American | Nov 1, 2019 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Written | 7,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Written | 25,500 | 120.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 175.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,700 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 125.0000 | American | Nov 15, 2019 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,000 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
Notes
- Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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