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Barclays PLC M&A Activity 2019
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M&A Activity
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Form 8.3 - ALLERGAN PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,848,372 | 1.17% | 2,273,904 | 0.69% | ||
| (2) | Derivatives (other than options): | ||||
| 1,991,200 | 0.61% | 2,218,389 | 0.68% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 858,700 | 0.26% | 539,700 | 0.16% | |
| TOTAL: | |||||
| 6,698,272 | 2.04% | 5,031,993 | 1.53% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 4 | 174.4800 USD |
| Purchase | 12 | 174.6292 USD |
| Purchase | 25 | 174.3100 USD |
| Purchase | 35 | 173.8300 USD |
| Purchase | 40 | 174.6865 USD |
| Purchase | 70 | 174.2600 USD |
| Purchase | 100 | 174.0800 USD |
| Purchase | 100 | 173.9750 USD |
| Purchase | 100 | 173.7200 USD |
| Purchase | 100 | 174.2800 USD |
| Purchase | 100 | 174.5400 USD |
| Purchase | 100 | 174.4300 USD |
| Purchase | 100 | 174.7650 USD |
| Purchase | 126 | 173.8823 USD |
| Purchase | 186 | 174.7373 USD |
| Purchase | 200 | 174.5700 USD |
| Purchase | 200 | 174.1650 USD |
| Purchase | 209 | 173.8622 USD |
| Purchase | 239 | 173.9800 USD |
| Purchase | 250 | 174.1340 USD |
| Purchase | 292 | 173.8488 USD |
| Purchase | 300 | 174.6050 USD |
| Purchase | 300 | 174.6483 USD |
| Purchase | 300 | 174.2733 USD |
| Purchase | 320 | 174.4893 USD |
| Purchase | 382 | 174.7145 USD |
| Purchase | 400 | 174.0962 USD |
| Purchase | 400 | 174.3612 USD |
| Purchase | 414 | 174.6238 USD |
| Purchase | 425 | 173.8088 USD |
| Purchase | 475 | 174.2299 USD |
| Purchase | 500 | 174.1480 USD |
| Purchase | 646 | 173.8660 USD |
| Purchase | 751 | 174.5549 USD |
| Purchase | 901 | 174.5582 USD |
| Purchase | 1,117 | 174.0282 USD |
| Purchase | 1,167 | 174.1620 USD |
| Purchase | 1,429 | 174.2652 USD |
| Purchase | 1,700 | 174.3770 USD |
| Purchase | 2,028 | 174.4947 USD |
| Purchase | 2,100 | 173.9738 USD |
| Purchase | 2,300 | 174.1965 USD |
| Purchase | 2,624 | 174.6191 USD |
| Purchase | 2,814 | 174.6039 USD |
| Purchase | 3,268 | 174.6287 USD |
| Purchase | 3,283 | 174.5641 USD |
| Purchase | 3,421 | 174.3123 USD |
| Purchase | 4,300 | 174.0613 USD |
| Purchase | 5,198 | 174.5730 USD |
| Purchase | 8,243 | 174.5330 USD |
| Purchase | 13,196 | 174.5269 USD |
| Purchase | 15,615 | 174.6201 USD |
| Purchase | 21,881 | 174.5484 USD |
| Purchase | 23,679 | 174.6400 USD |
| Purchase | 24,333 | 174.5305 USD |
| Sale | 1 | 174.6700 USD |
| Sale | 8 | 174.6100 USD |
| Sale | 10 | 174.1400 USD |
| Sale | 12 | 174.6291 USD |
| Sale | 38 | 174.0521 USD |
| Sale | 100 | 174.1000 USD |
| Sale | 100 | 174.6600 USD |
| Sale | 100 | 173.7700 USD |
| Sale | 100 | 174.5968 USD |
| Sale | 100 | 174.2600 USD |
| Sale | 100 | 174.2500 USD |
| Sale | 100 | 174.6300 USD |
| Sale | 100 | 174.5100 USD |
| Sale | 102 | 174.3400 USD |
| Sale | 278 | 174.4601 USD |
| Sale | 300 | 174.1650 USD |
| Sale | 339 | 173.9785 USD |
| Sale | 400 | 174.6375 USD |
| Sale | 441 | 173.9961 USD |
| Sale | 500 | 174.7492 USD |
| Sale | 539 | 174.1597 USD |
| Sale | 560 | 174.2246 USD |
| Sale | 696 | 174.2377 USD |
| Sale | 700 | 174.4528 USD |
| Sale | 900 | 174.4716 USD |
| Sale | 1,239 | 174.3493 USD |
| Sale | 1,500 | 174.0166 USD |
| Sale | 1,500 | 174.4836 USD |
| Sale | 1,600 | 174.0843 USD |
| Sale | 2,000 | 173.9840 USD |
| Sale | 2,050 | 174.1819 USD |
| Sale | 3,570 | 174.2324 USD |
| Sale | 5,520 | 174.5126 USD |
| Sale | 19,228 | 174.6167 USD |
| Sale | 21,117 | 174.6089 USD |
| Sale | 34,910 | 174.6400 USD |
| Sale | 54,236 | 174.5507 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Selling | 300 | 185 USD | American | 15 Nov 2019 | 0.1000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 30 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 1,000 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 15,900 | 165.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 180.0000 | American | Nov 8, 2019 |
| Put Options | Written | 4,600 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 135.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 177.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 190.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,100 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 26,500 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 170.0000 | American | Nov 1, 2019 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 5,900 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 145.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,800 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 12,900 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 145.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 135.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,000 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,400 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 7,600 | 185.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,800 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,300 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,100 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 46,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,000 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,400 | 130.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 177.5000 | American | Nov 8, 2019 |
| Call Options | Written | -29,800 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 170.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Written | 12,700 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 29,300 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 175.0000 | American | Nov 1, 2019 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Written | 9,800 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,100 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 33,600 | 150.0000 | American | Dec 20, 2019 |
| Call Options | Written | -300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,900 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,900 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 165.0000 | American | Nov 1, 2019 |
| Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 25,500 | 120.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 7,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 170.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -106,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 125.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Written | 31,900 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 200.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 9,300 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 5,600 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 172.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -9,600 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 160.0000 | American | Nov 15, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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