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Barclays PLC M&A Activity 2019
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M&A Activity
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Form 8.3 - ALLERGAN PLC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. |
| Company dealt in | ALLERGAN PLC |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
| Date of dealing | 18 Sept 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,496,793 | 1.07% | 1,614,898 | 0.49% | ||
| (2) | Derivatives (other than options): | ||||
| 1,344,200 | 0.41% | 2,119,420 | 0.65% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 650,700 | 0.20% | 413,000 | 0.13% | |
| TOTAL: | |||||
| 5,491,693 | 1.67% | 4,147,318 | 1.26% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 37 | 165.9300 USD |
| Purchase | 100 | 166.0300 USD |
| Purchase | 100 | 165.7100 USD |
| Purchase | 100 | 165.6400 USD |
| Purchase | 100 | 165.9000 USD |
| Purchase | 100 | 165.9800 USD |
| Purchase | 191 | 165.7681 USD |
| Purchase | 200 | 165.9900 USD |
| Purchase | 200 | 165.7600 USD |
| Purchase | 209 | 165.8100 USD |
| Purchase | 291 | 165.6853 USD |
| Purchase | 300 | 165.7433 USD |
| Purchase | 449 | 166.0200 USD |
| Purchase | 500 | 166.0020 USD |
| Purchase | 600 | 165.7866 USD |
| Purchase | 698 | 165.8208 USD |
| Purchase | 701 | 165.8941 USD |
| Purchase | 1,100 | 165.9990 USD |
| Purchase | 1,300 | 165.8338 USD |
| Purchase | 1,600 | 165.9425 USD |
| Purchase | 3,133 | 165.9124 USD |
| Purchase | 3,300 | 165.9490 USD |
| Purchase | 3,514 | 165.9693 USD |
| Purchase | 3,907 | 165.8376 USD |
| Purchase | 4,475 | 165.8500 USD |
| Purchase | 7,434 | 165.9588 USD |
| Purchase | 7,600 | 166.0150 USD |
| Purchase | 8,100 | 166.0109 USD |
| Purchase | 9,116 | 165.9746 USD |
| Purchase | 16,851 | 166.0000 USD |
| Purchase | 80,989 | 165.8274 USD |
| Sale | 42 | 165.8932 USD |
| Sale | 94 | 165.7400 USD |
| Sale | 100 | 165.7500 USD |
| Sale | 100 | 165.7600 USD |
| Sale | 100 | 165.7750 USD |
| Sale | 100 | 165.8100 USD |
| Sale | 100 | 165.8600 USD |
| Sale | 100 | 165.9500 USD |
| Sale | 100 | 166.0600 USD |
| Sale | 100 | 166.0800 USD |
| Sale | 100 | 166.1000 USD |
| Sale | 111 | 165.9839 USD |
| Sale | 115 | 165.7639 USD |
| Sale | 137 | 165.9081 USD |
| Sale | 198 | 165.6107 USD |
| Sale | 200 | 165.6900 USD |
| Sale | 200 | 165.9950 USD |
| Sale | 200 | 165.8800 USD |
| Sale | 200 | 165.7900 USD |
| Sale | 200 | 165.7700 USD |
| Sale | 209 | 165.8133 USD |
| Sale | 300 | 165.9850 USD |
| Sale | 300 | 165.9916 USD |
| Sale | 360 | 165.9888 USD |
| Sale | 400 | 165.9675 USD |
| Sale | 413 | 165.7538 USD |
| Sale | 562 | 165.9688 USD |
| Sale | 600 | 165.9341 USD |
| Sale | 600 | 165.7733 USD |
| Sale | 640 | 165.9636 USD |
| Sale | 789 | 165.9997 USD |
| Sale | 1,057 | 165.7597 USD |
| Sale | 1,100 | 165.9459 USD |
| Sale | 1,360 | 165.9516 USD |
| Sale | 1,576 | 165.9153 USD |
| Sale | 1,600 | 165.7837 USD |
| Sale | 1,800 | 165.9627 USD |
| Sale | 1,829 | 165.7250 USD |
| Sale | 2,000 | 165.9977 USD |
| Sale | 2,200 | 166.0059 USD |
| Sale | 2,843 | 165.8106 USD |
| Sale | 3,003 | 165.9338 USD |
| Sale | 4,026 | 165.8039 USD |
| Sale | 4,100 | 165.7859 USD |
| Sale | 4,733 | 165.8966 USD |
| Sale | 4,800 | 165.9826 USD |
| Sale | 5,367 | 165.8072 USD |
| Sale | 5,900 | 166.0128 USD |
| Sale | 6,000 | 166.0299 USD |
| Sale | 7,471 | 165.8671 USD |
| Sale | 7,518 | 165.7791 USD |
| Sale | 9,791 | 165.8931 USD |
| Sale | 11,985 | 165.8034 USD |
| Sale | 16,531 | 165.9608 USD |
| Sale | 18,675 | 166.0000 USD |
| Sale | 19,301 | 165.8006 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Purchasing | 1,000 | 70 USD | American | 15 Jan 2021 | 0.2500 USD |
| Put Option | Selling | 2,300 | 150 USD | American | 21 Feb 2020 | 4.5000 USD |
| Put Option | Selling | 200 | 165 USD | American | 17 Jan 2020 | 6.7400 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 19 Sept 2019 |
| Contact name | Large Holdings Regulatory Operations |
| Telephone number | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection (Note 10) |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name, e.g. call option |
Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 1,800 | 175.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 170.0000 | American | Sep 27, 2019 |
| Put Options | Written | 200 | 115.0000 | American | Sep 20, 2019 |
| Put Options | Written | 2,100 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 18,100 | 165.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 16,900 | 165.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -7,300 | 155.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,400 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,900 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 27,400 | 170.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Put Options | Written | 26,300 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 120.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,000 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 185.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,000 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,900 | 185.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,400 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,100 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,100 | 160.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 125.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,200 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,000 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,000 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 140.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 7,400 | 160.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 45,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -8,400 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,300 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,600 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,200 | 155.0000 | American | Sep 20, 2019 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -28,300 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 22,500 | 140.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,300 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 145.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,300 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 27,300 | 150.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -22,800 | 210.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,300 | 160.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 190.0000 | American | Sep 20, 2019 |
| Call Options | Written | -18,000 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 175.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 120.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 25,300 | 120.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,700 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 900 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -103,200 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -200 | 162.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -9,100 | 170.0000 | American | Sep 20, 2019 |
| Put Options | Written | 3,000 | 200.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,100 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Written | 11,400 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Written | 40,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,600 | 155.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 200 | 165.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 135.0000 | American | Sep 20, 2019 |
| Put Options | Written | 700 | 145.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,600 | 125.0000 | American | Nov 15, 2019 |
| Put Options | Written | 8,200 | 150.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 147.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 130.0000 | American | Jan 17, 2020 |
Notes
- Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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