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Barclays PLC M&A Activity 2019
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M&A Activity
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Form 8.3 - ALLERGAN PLC - AMENDMENT
Ap19
FORM 8.3
Amendment to Purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 29 August 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,123,369 | 0.95% | 1,585,436 | 0.48% | ||
| (2) | Derivatives (other than options): | ||||
| 1,808,800 | 0.55% | 2,369,134 | 0.72% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 597,800 | 0.18% | 409,000 | 0.12% | |
| TOTAL: | |||||
| 5,529,969 | 1.69% | 4,363,570 | 1.33% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 160.0600 USD |
| Purchase | 7 | 159.4200 USD |
| Purchase | 40 | 160.0500 USD |
| Purchase | 68 | 159.8500 USD |
| Purchase | 81 | 159.5400 USD |
| Purchase | 93 | 159.4500 USD |
| Purchase | 100 | 160.0900 USD |
| Purchase | 102 | 159.7363 USD |
| Purchase | 118 | 160.0615 USD |
| Purchase | 135 | 159.8100 USD |
| Purchase | 217 | 159.8335 USD |
| Purchase | 300 | 160.0700 USD |
| Purchase | 318 | 159.7646 USD |
| Purchase | 400 | 159.4325 USD |
| Purchase | 500 | 159.7400 USD |
| Purchase | 572 | 159.5701 USD |
| Purchase | 600 | 159.7500 USD |
| Purchase | 600 | 160.0450 USD |
| Purchase | 634 | 160.0478 USD |
| Purchase | 749 | 159.8191 USD |
| Purchase | 886 | 160.6800 USD |
| Purchase | 900 | 159.4255 USD |
| Purchase | 963 | 159.5877 USD |
| Purchase | 1,019 | 159.5947 USD |
| Purchase | 1,101 | 159.6460 USD |
| Purchase | 1,200 | 159.6137 USD |
| Purchase | 1,340 | 159.6414 USD |
| Purchase | 1,503 | 159.5651 USD |
| Purchase | 1,623 | 159.7459 USD |
| Purchase | 1,623 | 159.5993 USD |
| Purchase | 2,213 | 159.6600 USD |
| Purchase | 2,400 | 160.1148 USD |
| Purchase | 2,804 | 159.6336 USD |
| Purchase | 3,700 | 159.5728 USD |
| Purchase | 3,706 | 160.0528 USD |
| Purchase | 3,800 | 159.6263 USD |
| Purchase | 3,898 | 159.9995 USD |
| Purchase | 4,900 | 160.0506 USD |
| Purchase | 5,000 | 159.6014 USD |
| Purchase | 5,800 | 159.7596 USD |
| Purchase | 6,100 | 159.8051 USD |
| Purchase | 6,700 | 159.9150 USD |
| Purchase | 6,802 | 159.5996 USD |
| Purchase | 6,991 | 159.6029 USD |
| Purchase | 7,770 | 159.6875 USD |
| Purchase | 8,730 | 159.7333 USD |
| Purchase | 12,254 | 159.7530 USD |
| Purchase | 13,327 | 159.6465 USD |
| Purchase | 14,545 | 159.8295 USD |
| Purchase | 15,176 | 159.6594 USD |
| Purchase | 18,139 | 159.5659 USD |
| Purchase | 21,372 | 159.8447 USD |
| Purchase | 35,786 | 159.8729 USD |
| Purchase | 60,671 | 159.6276 USD |
| Purchase | 97,368 | 159.8925 USD |
| Sale | 5 | 159.3900 USD |
| Sale | 15 | 159.5900 USD |
| Sale | 48 | 159.6050 USD |
| Sale | 93 | 159.5800 USD |
| Sale | 99 | 159.7500 USD |
| Sale | 100 | 160.1200 USD |
| Sale | 100 | 159.4500 USD |
| Sale | 100 | 160.1000 USD |
| Sale | 100 | 160.0300 USD |
| Sale | 106 | 160.1500 USD |
| Sale | 120 | 160.0583 USD |
| Sale | 135 | 159.8100 USD |
| Sale | 200 | 160.0850 USD |
| Sale | 200 | 159.7725 USD |
| Sale | 202 | 159.4700 USD |
| Sale | 296 | 159.4491 USD |
| Sale | 300 | 160.2366 USD |
| Sale | 300 | 159.6433 USD |
| Sale | 300 | 159.5550 USD |
| Sale | 301 | 159.5909 USD |
| Sale | 376 | 159.6647 USD |
| Sale | 380 | 159.9868 USD |
| Sale | 417 | 159.6400 USD |
| Sale | 468 | 159.8500 USD |
| Sale | 501 | 159.6401 USD |
| Sale | 561 | 159.7025 USD |
| Sale | 600 | 160.0483 USD |
| Sale | 600 | 159.6241 USD |
| Sale | 600 | 159.6175 USD |
| Sale | 700 | 159.6557 USD |
| Sale | 805 | 159.6191 USD |
| Sale | 820 | 160.1670 USD |
| Sale | 826 | 159.7763 USD |
| Sale | 886 | 160.6800 USD |
| Sale | 900 | 159.4944 USD |
| Sale | 953 | 159.5591 USD |
| Sale | 964 | 159.6061 USD |
| Sale | 1,001 | 159.7181 USD |
| Sale | 1,011 | 159.8561 USD |
| Sale | 1,400 | 159.4291 USD |
| Sale | 1,400 | 159.9742 USD |
| Sale | 1,400 | 159.6875 USD |
| Sale | 1,500 | 159.8153 USD |
| Sale | 2,001 | 159.5520 USD |
| Sale | 2,050 | 159.6600 USD |
| Sale | 2,123 | 159.6427 USD |
| Sale | 2,175 | 159.5804 USD |
| Sale | 2,201 | 159.7950 USD |
| Sale | 2,304 | 159.5694 USD |
| Sale | 2,500 | 159.7789 USD |
| Sale | 2,500 | 159.6038 USD |
| Sale | 2,600 | 159.6092 USD |
| Sale | 2,679 | 159.5552 USD |
| Sale | 2,900 | 159.6372 USD |
| Sale | 3,041 | 159.7477 USD |
| Sale | 3,079 | 159.5753 USD |
| Sale | 3,450 | 159.6688 USD |
| Sale | 4,900 | 159.8503 USD |
| Sale | 5,623 | 159.6749 USD |
| Sale | 5,700 | 159.6816 USD |
| Sale | 5,885 | 159.5870 USD |
| Sale | 6,323 | 159.6990 USD |
| Sale | 6,400 | 159.9617 USD |
| Sale | 7,680 | 159.8968 USD |
| Sale | 8,300 | 159.9287 USD |
| Sale | 9,003 | 160.0660 USD |
| Sale | 10,000 | 160.0511 USD |
| Sale | 10,989 | 159.7740 USD |
| Sale | 14,054 | 159.6895 USD |
| Sale | 15,176 | 159.6594 USD |
| Sale | 17,300 | 160.0914 USD |
| Sale | 21,957 | 159.8511 USD |
| Sale | 31,756 | 159.6800 USD |
| Sale | 37,023 | 159.7928 USD |
| Sale | 48,684 | 159.8925 USD |
| Sale | 63,258 | 159.6091 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP Expires 18/01/2024 | Long | 464,600 | 158.2500 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Selling | 100 | 115 USD | American | 15 Nov 2019 | 0.3900 USD |
| Put Option | Selling | 800 | 140 USD | American | 17 Jan 2020 | 3.1400 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 4,300 | 250.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,000 | 165.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 1,800 | 175.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,600 | 155.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,200 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 18,100 | 165.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 16,300 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 115.0000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 165.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 100 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 170.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 100 | 160.0000 | American | Aug 30, 2019 |
| Call Options | Written | -100 | 173.0000 | American | Aug 30, 2019 |
| Call Options | Written | -10,000 | 210.0000 | American | Jan 15, 1919 |
| Put Options | Purchased | -300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 155.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -500 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -900 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,400 | 185.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,000 | 165.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 165.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -7,300 | 155.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 190.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 27,400 | 170.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 120.0000 | American | Oct 18, 2019 |
| Put Options | Written | 10,000 | 140.0000 | American | Jan 15, 1919 |
| Put Options | Written | 100 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 185.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 110.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -200 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 135.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 175.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 290.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,700 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,200 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,200 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,200 | 155.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,000 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 149,800 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 100.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 125.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 8,800 | 170.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 6,100 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,900 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,900 | 185.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,700 | 140.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 163.0000 | American | Aug 30, 2019 |
| Call Options | Written | -100 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 160.0000 | American | Aug 30, 2019 |
| Call Options | Written | -200 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 170.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 220.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,000 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 45,200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 140.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,900 | 160.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 163.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -22,500 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -25,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,100 | 160.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,700 | 155.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 165.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,200 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,300 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,000 | 300.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -8,600 | 130.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,600 | 190.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 115.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,600 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,500 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 170.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 900 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 175.0000 | American | Nov 15, 2019 |
| Put Options | Written | 10,500 | 140.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,700 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 240.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 145.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -39,200 | 150.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 205.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,100 | 160.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,200 | 195.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,500 | 270.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 225.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,300 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,900 | 165.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,800 | 150.0000 | American | Dec 20, 2019 |
| Put Options | Written | 13,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 145.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 145.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 190.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -12,800 | 210.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,000 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 135.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -600 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,800 | 230.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,300 | 160.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,100 | 200.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,500 | 135.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,900 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,300 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 180.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 24,100 | 120.0000 | American | Nov 15, 2019 |
| Put Options | Written | 20,000 | 170.0000 | American | Jan 15, 1919 |
| Call Options | Purchased | 12,100 | 180.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 160.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 120.0000 | American | Sep 20, 2019 |
| Put Options | Written | 200 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,700 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 163.0000 | American | Aug 30, 2019 |
| Call Options | Purchased | 100 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 215.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -19,700 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -103,100 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 110.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,000 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -4,500 | 150.0000 | American | Nov 15, 2019 |
| Call Options | Written | -9,100 | 170.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,500 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,100 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,600 | 125.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,600 | 155.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,200 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 1,100 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 900 | 175.0000 | American | Jan 17, 2020 |
| Put Options | Written | 25,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 20,000 | 170.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | Sep 20, 2019 |
| Put Options | Written | 6,800 | 115.0000 | American | Nov 15, 2019 |
| Put Options | Written | 6,500 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 135.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 165.0000 | American | Oct 18, 2019 |
| Call Options | Written | -100 | 195.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 147.0000 | American | Sep 20, 2019 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 160.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,000 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 260.0000 | American | Jan 17, 2020 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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