Barclays PLC — M&A Activity 2019

Aug 23, 2019

National Storage Mechanism | Additional information

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FORM 8.3 - GREENE KING PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	GREENE KING PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	22 August 2019
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		12.5p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	6,823,465	2.20%	2,665,248	0.86%
(2)	Cash-settled derivatives:
		2,200,638	0.71%	5,849,348	1.89%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	9,024,103	2.91%	8,514,596	2.75%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
12.5p ordinary	Purchase	180	8.4030 GBP
12.5p ordinary	Purchase	183	8.4100 GBP
12.5p ordinary	Purchase	360	8.4120 GBP
12.5p ordinary	Purchase	397	8.4020 GBP
12.5p ordinary	Purchase	856	8.4029 GBP
12.5p ordinary	Purchase	1,136	8.4125 GBP
12.5p ordinary	Purchase	1,176	8.4044 GBP
12.5p ordinary	Purchase	1,900	8.4034 GBP
12.5p ordinary	Purchase	2,046	8.4080 GBP
12.5p ordinary	Purchase	4,043	8.4050 GBP
12.5p ordinary	Purchase	6,220	8.4068 GBP
12.5p ordinary	Purchase	10,072	8.4074 GBP
12.5p ordinary	Purchase	13,086	8.4057 GBP
12.5p ordinary	Purchase	13,666	8.4040 GBP
12.5p ordinary	Purchase	16,021	8.4048 GBP
12.5p ordinary	Purchase	22,047	8.4136 GBP
12.5p ordinary	Purchase	24,047	8.4041 GBP
12.5p ordinary	Purchase	54,400	8.4049 GBP
12.5p ordinary	Purchase	57,772	8.4047 GBP
12.5p ordinary	Purchase	65,614	8.4140 GBP
12.5p ordinary	Purchase	78,287	8.4024 GBP
12.5p ordinary	Sale	78	8.4100 GBP
12.5p ordinary	Sale	180	8.4030 GBP
12.5p ordinary	Sale	360	8.4120 GBP
12.5p ordinary	Sale	397	8.4020 GBP
12.5p ordinary	Sale	1,773	8.4080 GBP
12.5p ordinary	Sale	5,782	8.4140 GBP
12.5p ordinary	Sale	12,188	8.4051 GBP
12.5p ordinary	Sale	14,103	8.4047 GBP
12.5p ordinary	Sale	20,417	8.4046 GBP
12.5p ordinary	Sale	21,218	8.4057 GBP
12.5p ordinary	Sale	21,829	8.4034 GBP
12.5p ordinary	Sale	22,853	8.4040 GBP
12.5p ordinary	Sale	25,024	8.4061 GBP
12.5p ordinary	Sale	25,429	8.4044 GBP
12.5p ordinary	Sale	34,980	8.4136 GBP
12.5p ordinary	Sale	42,784	8.4048 GBP
12.5p ordinary	Sale	91,348	8.4132 GBP
12.5p ordinary	Sale	106,167	8.4026 GBP
12.5p ordinary	Sale	254,561	8.4024 GBP
12.5p ordinary	Sale	342,500	8.4090 GBP
12.5p ordinary	Sale	400,000	8.3996 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
12.5p ordinary	CFD	Long	306	8.4026 GBP
12.5p ordinary	SWAP	Long	500	8.4095 GBP
12.5p ordinary	SWAP	Long	6,027	8.4084 GBP
12.5p ordinary	CFD	Long	13,080	8.4061 GBP
12.5p ordinary	SWAP	Long	23,349	8.4101 GBP
12.5p ordinary	CFD	Long	27,390	8.4020 GBP
12.5p ordinary	SWAP	Long	157,775	8.4033 GBP
12.5p ordinary	SWAP	Short	90	8.4020 GBP
12.5p ordinary	SWAP	Short	434	8.4082 GBP
12.5p ordinary	SWAP	Short	766	8.4030 GBP
12.5p ordinary	SWAP	Short	1,176	8.4043 GBP
12.5p ordinary	SWAP	Short	1,900	8.4034 GBP
12.5p ordinary	SWAP	Short	2,354	8.4143 GBP
12.5p ordinary	CFD	Short	2,982	8.4111 GBP
12.5p ordinary	CFD	Short	3,182	8.4052 GBP
12.5p ordinary	SWAP	Short	13,086	8.4057 GBP
12.5p ordinary	SWAP	Short	13,372	8.4061 GBP
12.5p ordinary	SWAP	Short	59,832	8.4140 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	23 Aug 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

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