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Barclays PLC M&A Activity 2019
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M&A Activity
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Form 8.3 - Abbvie Plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 20 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,509,287 | 0.24% | 5,370,270 | 0.36% | ||
| (2) | Derivatives (other than options): | ||||
| 5,078,710 | 0.34% | 474,700 | 0.03% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,606,100 | 0.18% | 1,063,700 | 0.07% | |
| TOTAL: | |||||
| 11,194,097 | 0.76% | 6,908,670 | 0.47% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 31 | 89.3800 USD |
| Purchase | 100 | 90.2100 USD |
| Purchase | 100 | 90.3200 USD |
| Purchase | 100 | 90.8600 USD |
| Purchase | 100 | 91.1000 USD |
| Purchase | 100 | 89.8900 USD |
| Purchase | 100 | 89.6850 USD |
| Purchase | 100 | 90.9800 USD |
| Purchase | 100 | 90.2600 USD |
| Purchase | 139 | 90.7044 USD |
| Purchase | 161 | 89.7023 USD |
| Purchase | 200 | 90.4900 USD |
| Purchase | 200 | 72.5000 USD |
| Purchase | 200 | 90.5250 USD |
| Purchase | 200 | 90.2400 USD |
| Purchase | 200 | 90.1000 USD |
| Purchase | 200 | 89.9367 USD |
| Purchase | 200 | 89.9300 USD |
| Purchase | 210 | 90.1523 USD |
| Purchase | 300 | 89.9566 USD |
| Purchase | 300 | 90.6200 USD |
| Purchase | 300 | 90.0133 USD |
| Purchase | 369 | 89.6614 USD |
| Purchase | 373 | 90.7550 USD |
| Purchase | 400 | 87.0000 USD |
| Purchase | 400 | 70.0000 USD |
| Purchase | 599 | 90.3367 USD |
| Purchase | 600 | 90.6716 USD |
| Purchase | 700 | 89.8550 USD |
| Purchase | 700 | 90.5292 USD |
| Purchase | 800 | 90.3625 USD |
| Purchase | 1,000 | 90.4470 USD |
| Purchase | 1,000 | 90.4930 USD |
| Purchase | 1,000 | 90.3490 USD |
| Purchase | 1,030 | 90.6624 USD |
| Purchase | 1,033 | 90.4136 USD |
| Purchase | 1,071 | 90.5540 USD |
| Purchase | 1,100 | 90.2554 USD |
| Purchase | 1,155 | 90.1989 USD |
| Purchase | 1,171 | 90.4313 USD |
| Purchase | 1,179 | 90.1471 USD |
| Purchase | 1,210 | 90.2471 USD |
| Purchase | 1,284 | 90.5171 USD |
| Purchase | 1,600 | 88.0000 USD |
| Purchase | 1,900 | 90.3700 USD |
| Purchase | 1,906 | 90.5387 USD |
| Purchase | 2,000 | 91.0000 USD |
| Purchase | 2,400 | 82.5000 USD |
| Purchase | 2,643 | 90.3012 USD |
| Purchase | 2,700 | 89.8667 USD |
| Purchase | 3,230 | 90.4717 USD |
| Purchase | 3,579 | 90.5070 USD |
| Purchase | 5,300 | 86.0000 USD |
| Purchase | 5,500 | 90.5499 USD |
| Purchase | 5,500 | 91.0100 USD |
| Purchase | 5,555 | 90.5929 USD |
| Purchase | 5,700 | 85.0000 USD |
| Purchase | 5,800 | 90.1500 USD |
| Purchase | 6,000 | 90.2346 USD |
| Purchase | 6,600 | 87.5000 USD |
| Purchase | 7,400 | 90.4386 USD |
| Purchase | 7,700 | 80.0000 USD |
| Purchase | 7,899 | 90.0348 USD |
| Purchase | 12,925 | 89.8521 USD |
| Purchase | 13,104 | 89.8257 USD |
| Purchase | 22,498 | 90.4985 USD |
| Purchase | 24,293 | 89.9875 USD |
| Purchase | 30,184 | 90.4411 USD |
| Purchase | 41,000 | 90.6680 USD |
| Purchase | 44,100 | 90.5905 USD |
| Purchase | 48,241 | 90.1018 USD |
| Purchase | 58,729 | 89.4523 USD |
| Purchase | 94,572 | 89.5452 USD |
| Purchase | 133,876 | 90.5466 USD |
| Purchase | 281,845 | 91.2831 USD |
| Purchase | 1,366,398 | 89.2900 USD |
| Sale | 33 | 89.9300 USD |
| Sale | 37 | 90.2600 USD |
| Sale | 67 | 89.9400 USD |
| Sale | 100 | 85.5000 USD |
| Sale | 100 | 89.8100 USD |
| Sale | 100 | 89.8600 USD |
| Sale | 100 | 89.9367 USD |
| Sale | 100 | 90.1650 USD |
| Sale | 100 | 90.2500 USD |
| Sale | 100 | 90.9100 USD |
| Sale | 100 | 91.0400 USD |
| Sale | 100 | 93.5000 USD |
| Sale | 105 | 90.2007 USD |
| Sale | 109 | 90.1432 USD |
| Sale | 110 | 90.2095 USD |
| Sale | 200 | 90.7800 USD |
| Sale | 200 | 90.7000 USD |
| Sale | 200 | 86.5000 USD |
| Sale | 200 | 89.8750 USD |
| Sale | 200 | 80.0000 USD |
| Sale | 200 | 90.2400 USD |
| Sale | 228 | 90.2269 USD |
| Sale | 300 | 90.5933 USD |
| Sale | 300 | 89.8966 USD |
| Sale | 300 | 89.7450 USD |
| Sale | 301 | 89.9733 USD |
| Sale | 360 | 90.2313 USD |
| Sale | 398 | 90.1684 USD |
| Sale | 400 | 89.8375 USD |
| Sale | 400 | 90.7962 USD |
| Sale | 400 | 90.3125 USD |
| Sale | 400 | 89.0000 USD |
| Sale | 400 | 90.3225 USD |
| Sale | 400 | 90.0225 USD |
| Sale | 400 | 89.8050 USD |
| Sale | 500 | 89.8850 USD |
| Sale | 500 | 75.0000 USD |
| Sale | 500 | 90.6420 USD |
| Sale | 500 | 90.4680 USD |
| Sale | 500 | 90.2860 USD |
| Sale | 500 | 90.2300 USD |
| Sale | 517 | 90.1877 USD |
| Sale | 620 | 90.5916 USD |
| Sale | 649 | 90.5242 USD |
| Sale | 680 | 90.5914 USD |
| Sale | 700 | 89.8550 USD |
| Sale | 700 | 90.4457 USD |
| Sale | 750 | 89.8460 USD |
| Sale | 782 | 90.2336 USD |
| Sale | 794 | 90.2912 USD |
| Sale | 800 | 90.7493 USD |
| Sale | 800 | 90.5950 USD |
| Sale | 850 | 90.1458 USD |
| Sale | 900 | 90.4611 USD |
| Sale | 900 | 89.8411 USD |
| Sale | 917 | 90.3817 USD |
| Sale | 1,000 | 60.0000 USD |
| Sale | 1,100 | 90.5954 USD |
| Sale | 1,100 | 90.6400 USD |
| Sale | 1,182 | 89.8200 USD |
| Sale | 1,200 | 90.5416 USD |
| Sale | 1,242 | 90.2337 USD |
| Sale | 1,255 | 90.5900 USD |
| Sale | 1,400 | 90.5089 USD |
| Sale | 1,400 | 90.5910 USD |
| Sale | 1,500 | 92.5000 USD |
| Sale | 1,557 | 90.4344 USD |
| Sale | 1,690 | 89.8011 USD |
| Sale | 1,798 | 90.0949 USD |
| Sale | 1,900 | 77.5000 USD |
| Sale | 2,000 | 90.0000 USD |
| Sale | 2,151 | 90.0810 USD |
| Sale | 2,153 | 90.6102 USD |
| Sale | 2,600 | 90.5629 USD |
| Sale | 2,600 | 90.5580 USD |
| Sale | 2,606 | 90.4547 USD |
| Sale | 2,916 | 90.2361 USD |
| Sale | 3,500 | 90.2643 USD |
| Sale | 3,599 | 90.6238 USD |
| Sale | 4,803 | 90.5513 USD |
| Sale | 5,500 | 90.5937 USD |
| Sale | 5,800 | 90.1500 USD |
| Sale | 7,197 | 90.9586 USD |
| Sale | 7,700 | 90.5209 USD |
| Sale | 9,366 | 90.5325 USD |
| Sale | 9,419 | 90.6888 USD |
| Sale | 11,991 | 90.6089 USD |
| Sale | 12,900 | 90.4890 USD |
| Sale | 28,200 | 90.2111 USD |
| Sale | 29,000 | 90.7439 USD |
| Sale | 32,694 | 90.4469 USD |
| Sale | 33,400 | 90.6082 USD |
| Sale | 39,687 | 89.3567 USD |
| Sale | 47,835 | 90.5879 USD |
| Sale | 54,585 | 90.4608 USD |
| Sale | 194,750 | 89.7985 USD |
| Sale | 282,645 | 91.2803 USD |
| Sale | 1,378,004 | 89.2900 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 520 | 90.9638 USD |
| SWAP | Long | 17,320 | 90.5580 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 200 | 68 USD | American | 18 Sep 2020 | 22.9300 USD |
| Call Option | Purchasing | 200 | 85 USD | American | 21 Feb 2020 | 6.7200 USD |
| Call Option | Purchasing | 500 | 88 USD | American | 21 Feb 2020 | 4.5700 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 27 Dec 2019 | 0.9400 USD |
| Call Option | Purchasing | 600 | 90 USD | American | 3 Jan 2020 | 0.6166 USD |
| Call Option | Purchasing | 700 | 90 USD | American | 17 Jan 2020 | 2.1357 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 21 Feb 2020 | 3.1000 USD |
| Call Option | Purchasing | 600 | 90 USD | American | 15 May 2020 | 4.7250 USD |
| Call Option | Purchasing | 500 | 90 USD | American | 18 Sep 2020 | 6.7500 USD |
| Call Option | Purchasing | 300 | 92 USD | American | 27 Dec 2019 | 0.1600 USD |
| Call Option | Purchasing | 1,000 | 92 USD | American | 3 Jan 2020 | 0.3000 USD |
| Call Option | Purchasing | 500 | 92 USD | American | 3 Jan 2020 | 0.9460 USD |
| Call Option | Purchasing | 1,000 | 93 USD | American | 27 Dec 2019 | 0.0800 USD |
| Call Option | Purchasing | 300 | 93 USD | American | 3 Jan 2020 | 0.3400 USD |
| Call Option | Purchasing | 500 | 93 USD | American | 17 Jan 2020 | 0.9680 USD |
| Call Option | Purchasing | 400 | 93 USD | American | 21 Feb 2020 | 2.0100 USD |
| Call Option | Purchasing | 200 | 94 USD | American | 3 Jan 2020 | 0.1700 USD |
| Call Option | Purchasing | 300 | 94 USD | American | 3 Jan 2020 | 0.3000 USD |
| Call Option | Purchasing | 100 | 95 USD | American | 15 May 2020 | 3.0900 USD |
| Call Option | Purchasing | 100 | 95 USD | American | 18 Sep 2020 | 4.1000 USD |
| Call Option | Purchasing | 100 | 100 USD | American | 21 Feb 2020 | 0.2800 USD |
| Call Option | Purchasing | 500 | 100 USD | American | 15 May 2020 | 1.7380 USD |
| Call Option | Purchasing | 2,500 | 100 USD | American | 19 Jun 2020 | 1.9800 USD |
| Call Option | Purchasing | 100 | 105 USD | American | 15 May 2020 | 0.6100 USD |
| Call Option | Selling | 200 | 65 USD | American | 18 Sep 2020 | 25.3300 USD |
| Call Option | Selling | 1,500 | 68 USD | American | 17 Jan 2020 | 22.8966 USD |
| Call Option | Selling | 1,300 | 70 USD | American | 17 Jan 2020 | 20.8153 USD |
| Call Option | Selling | 400 | 75 USD | American | 17 Jan 2020 | 15.5025 USD |
| Call Option | Selling | 100 | 78 USD | American | 20 Dec 2019 | 12.7000 USD |
| Call Option | Selling | 100 | 83 USD | American | 20 Dec 2019 | 7.6500 USD |
| Call Option | Selling | 800 | 83 USD | American | 17 Jan 2020 | 8.6550 USD |
| Call Option | Selling | 1,300 | 85 USD | American | 17 Jan 2020 | 5.5153 USD |
| Call Option | Selling | 200 | 89 USD | American | 20 Dec 2019 | 1.5650 USD |
| Call Option | Selling | 1,700 | 90 USD | American | 20 Dec 2019 | 0.2482 USD |
| Call Option | Selling | 7,500 | 91 USD | American | 20 Dec 2019 | 0.0892 USD |
| Call Option | Selling | 200 | 92 USD | American | 20 Dec 2019 | 0.0100 USD |
| Call Option | Selling | 800 | 92 USD | American | 27 Dec 2019 | 0.1400 USD |
| Call Option | Selling | 500 | 93 USD | American | 21 Feb 2020 | 2.1400 USD |
| Call Option | Selling | 200 | 95 USD | American | 17 Jan 2020 | 0.3600 USD |
| Put Option | Purchasing | 10,000 | 73 USD | American | 17 Jan 2020 | 0.1300 USD |
| Put Option | Purchasing | 4,000 | 78 USD | American | 17 Jan 2020 | 0.0700 USD |
| Put Option | Purchasing | 1,000 | 80 USD | American | 17 Jan 2020 | 0.1500 USD |
| Put Option | Purchasing | 100 | 83 USD | American | 17 Jan 2020 | 0.3200 USD |
| Put Option | Purchasing | 200 | 89 USD | American | 3 Jan 2020 | 0.5700 USD |
| Put Option | Purchasing | 100 | 90 USD | American | 20 Dec 2019 | 0.0300 USD |
| Put Option | Purchasing | 100 | 90 USD | American | 27 Dec 2019 | 1.0800 USD |
| Put Option | Purchasing | 300 | 90 USD | American | 10 Jan 2020 | 1.0833 USD |
| Put Option | Purchasing | 400 | 90 USD | American | 17 Jan 2020 | 1.9675 USD |
| Put Option | Purchasing | 4,600 | 90 USD | American | 21 Feb 2020 | 3.8200 USD |
| Put Option | Purchasing | 800 | 91 USD | American | 3 Jan 2020 | 0.9787 USD |
| Put Option | Purchasing | 2,500 | 93 USD | American | 17 Jan 2020 | 3.4900 USD |
| Put Option | Purchasing | 400 | 93 USD | American | 21 Feb 2020 | 4.7800 USD |
| Put Option | Purchasing | 100 | 94 USD | American | 20 Dec 2019 | 3.2500 USD |
| Put Option | Purchasing | 400 | 98 USD | American | 21 Feb 2020 | 9.1250 USD |
| Put Option | Selling | 1,600 | 68 USD | American | 15 Jan 2021 | 2.9343 USD |
| Put Option | Selling | 300 | 80 USD | American | 17 Jan 2020 | 0.1900 USD |
| Put Option | Selling | 15,000 | 83 USD | American | 17 Jan 2020 | 0.4233 USD |
| Put Option | Selling | 200 | 83 USD | American | 21 Feb 2020 | 1.1600 USD |
| Put Option | Selling | 100 | 85 USD | American | 21 Feb 2020 | 1.7200 USD |
| Put Option | Selling | 400 | 86 USD | American | 27 Dec 2019 | 0.1000 USD |
| Put Option | Selling | 4,600 | 88 USD | American | 21 Feb 2020 | 2.7200 USD |
| Put Option | Selling | 100 | 89 USD | American | 20 Dec 2019 | 0.0200 USD |
| Put Option | Selling | 200 | 89 USD | American | 3 Jan 2020 | 0.4600 USD |
| Put Option | Selling | 200 | 90 USD | American | 20 Dec 2019 | 0.2000 USD |
| Put Option | Selling | 2,000 | 91 USD | American | 20 Dec 2019 | 0.2200 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES/NO
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 8,100 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 94.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Dec 27, 2019 |
| Put Options | Written | 11,500 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 91.0000 | American | Dec 27, 2019 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 89.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 88.5000 | American | Jan 10, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -1,000 | 91.5000 | American | Jan 10, 2020 |
| Call Options | Written | -500 | 92.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,600 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,600 | 88.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,200 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,800 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 87.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 284,800 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,900 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -300 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 93.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 90.5000 | American | Jan 3, 2020 |
| Call Options | Written | -1,000 | 60.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 89.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 89.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -800 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 60.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,700 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,500 | 92.5000 | American | Dec 20, 2019 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 15,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 92.0000 | American | Jan 3, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 81.5000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 87.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 95.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,500 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 92.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,100 | 82.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 86.5000 | American | Dec 20, 2019 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -800 | 87.5000 | American | Jan 3, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -2,200 | 91.0000 | American | Dec 20, 2019 |
| Call Options | Written | -100 | 89.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -700 | 81.0000 | American | Dec 20, 2019 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,400 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 85.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 84.0000 | American | Dec 20, 2019 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 300 | 93.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 5,200 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,100 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,800 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Written | -5,700 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 85.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -400 | 86.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 92.0000 | American | Dec 27, 2019 |
| Call Options | Written | -11,900 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 24,900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 91.0000 | American | Jan 10, 2020 |
| Put Options | Written | 200 | 88.0000 | American | Jan 3, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 5,300 | 86.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 86.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 13,400 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Written | 2,000 | 91.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,700 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Jan 3, 2020 |
| Put Options | Written | 1,500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 86.5000 | American | Dec 20, 2019 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 92.5000 | American | Dec 20, 2019 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,400 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,300 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 23,100 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 84.0000 | American | Dec 27, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 86.5000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Dec 20, 2019 |
| Put Options | Written | 29,600 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,600 | 75.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,900 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,300 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 22,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Dec 27, 2019 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 83.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,500 | 83.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 93.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 90.0000 | American | Dec 20, 2019 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 91.5000 | American | Jan 3, 2020 |
| Put Options | Written | 400 | 82.0000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 19,700 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,600 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 2,400 | 82.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 89.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,000 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Written | -700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 91.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 85.0000 | American | Dec 20, 2019 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 84.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 77.5000 | American | Dec 20, 2019 |
| Call Options | Written | -10,800 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,900 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,400 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,000 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,200 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,900 | 90.0000 | American | Dec 27, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 16,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 86.5000 | American | Dec 27, 2019 |
| Call Options | Written | -3,800 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 88.0000 | American | Dec 20, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Written | -100 | 91.5000 | American | Dec 20, 2019 |
| Call Options | Written | -500 | 100.0000 | American | Dec 20, 2019 |
| Call Options | Written | -1,200 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,900 | 86.5000 | American | Jan 10, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
View source version on businesswire.com: https://www.businesswire.com/news/home/20191227005079/en/