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Barclays PLC M&A Activity 2019

Nov 28, 2019

5250_rns_2019-11-28_18ebd4ac-30ef-400e-95c7-e1b56f58998c.html

M&A Activity

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Form 8.3 - ALLERGAN PLC - Amendment

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 November 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
4,099,641 1.25% 2,219,329 0.68%
(2) Derivatives (other than options):
1,977,200 0.60% 2,268,103 0.69%
(3) Options and agreements to
purchase/sell: 671,600 0.20% 501,400 0.15%
TOTAL:
6,748,441 2.06% 4,988,832 1.52%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase 54 184.7900 USD
Purchase 72 184.9300 USD
Purchase 85 184.5900 USD
Purchase 100 184.6350 USD
Purchase 100 184.6400 USD
Purchase 100 185.1900 USD
Purchase 100 184.5250 USD
Purchase 100 185.2400 USD
Purchase 100 185.0950 USD
Purchase 100 185.0100 USD
Purchase 100 185.2900 USD
Purchase 100 185.1350 USD
Purchase 100 185.1500 USD
Purchase 100 185.1800 USD
Purchase 100 184.7300 USD
Purchase 103 185.0800 USD
Purchase 190 185.1352 USD
Purchase 200 184.4950 USD
Purchase 200 185.0975 USD
Purchase 200 184.7100 USD
Purchase 204 184.5043 USD
Purchase 251 185.0031 USD
Purchase 254 184.9357 USD
Purchase 284 184.9161 USD
Purchase 300 185.1033 USD
Purchase 300 184.4600 USD
Purchase 301 185.2833 USD
Purchase 329 185.0157 USD
Purchase 368 184.9395 USD
Purchase 387 185.1345 USD
Purchase 400 185.1425 USD
Purchase 497 185.1299 USD
Purchase 507 185.1096 USD
Purchase 600 184.9683 USD
Purchase 800 184.6138 USD
Purchase 824 184.8708 USD
Purchase 910 185.1452 USD
Purchase 1,100 184.8140 USD
Purchase 1,162 184.8509 USD
Purchase 1,800 185.2666 USD
Purchase 1,859 184.4728 USD
Purchase 2,067 185.1667 USD
Purchase 2,210 184.6638 USD
Purchase 2,400 185.0745 USD
Purchase 2,745 184.9821 USD
Purchase 3,135 185.1219 USD
Purchase 4,296 184.7705 USD
Purchase 4,398 185.1155 USD
Purchase 5,533 184.8665 USD
Purchase 6,209 184.7415 USD
Purchase 6,318 184.8227 USD
Purchase 7,448 184.7049 USD
Purchase 7,740 185.0000 USD
Purchase 12,563 184.8275 USD
Purchase 21,629 184.7493 USD
Purchase 222,848 184.9974 USD
Sale 3 184.5666 USD
Sale 3 184.7566 USD
Sale 4 184.5325 USD
Sale 5 184.9880 USD
Sale 10 184.8200 USD
Sale 41 184.5600 USD
Sale 54 184.7900 USD
Sale 86 185.2700 USD
Sale 100 184.5000 USD
Sale 100 184.5700 USD
Sale 100 185.1700 USD
Sale 100 185.0900 USD
Sale 100 185.0800 USD
Sale 100 185.0400 USD
Sale 100 184.6400 USD
Sale 106 184.8756 USD
Sale 200 184.8000 USD
Sale 200 184.8900 USD
Sale 270 184.8259 USD
Sale 298 184.3000 USD
Sale 300 185.1600 USD
Sale 300 184.8800 USD
Sale 625 184.5348 USD
Sale 651 184.5560 USD
Sale 700 184.9014 USD
Sale 800 184.8218 USD
Sale 1,211 184.9850 USD
Sale 1,859 184.4728 USD
Sale 2,100 185.1200 USD
Sale 2,249 184.8626 USD
Sale 2,600 185.1437 USD
Sale 2,896 184.5599 USD
Sale 7,161 185.0000 USD
Sale 8,934 184.7840 USD
Sale 12,636 184.8227 USD
Sale 13,200 185.1455 USD
Sale 43,488 184.7765 USD
Sale 224,301 184.9970 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD
Nature of transaction

(Note 6)
Number of relevant securities

(Note 7)
Price per unit

(Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing 100 180 USD American 20 Dec 2019 5.3800 USD
Call Option Purchasing 100 185 USD American 17 Jan 2020 4.0500 USD
Call Option Selling 100 185 USD American 20 Dec 2019 2.0300 USD
Call Option Selling 200 210 USD American 20 Dec 2019 0.0300 USD
Put Option Purchasing 200 130 USD American 15 Jan 2021 1.3200 USD

(ii) Exercising

Product name,

e.g. call option
Number of securities Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)
Details Price per unit

(if applicable) (Note 5)

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 28 Nov 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written 700 95.0000 American Jan 15, 2021
Put Options Written 200 180.0000 American Jan 15, 2021
Call Options Purchased 2,500 175.0000 American Jan 15, 2021
Put Options Written 4,800 155.0000 American Dec 20, 2019
Put Options Written 2,200 180.0000 American Dec 20, 2019
Call Options Purchased 1,800 190.0000 American Feb 21, 2020
Call Options Purchased 1,600 175.0000 American Dec 20, 2019
Call Options Purchased 1,300 100.0000 American Jan 15, 2021
Put Options Written 500 185.0000 American Jun 19, 2020
Call Options Purchased 4,300 250.0000 American Jan 17, 2020
Put Options Written 700 100.0000 American Jan 15, 2021
Put Options Written 1,100 100.0000 American Feb 21, 2020
Put Options Written 900 90.0000 American Feb 21, 2020
Put Options Written 100 135.0000 American Feb 21, 2020
Call Options Purchased 9,100 185.0000 American Jan 15, 2021
Put Options Purchased -300 165.0000 American Jan 15, 2021
Put Options Purchased -3,000 165.0000 American Dec 20, 2019
Put Options Purchased -1,500 155.0000 American Feb 21, 2020
Call Options Written -2,000 185.0000 American Dec 20, 2019
Call Options Written -5,500 160.0000 American Mar 20, 2020
Put Options Purchased -700 155.0000 American Jan 17, 2020
Call Options Written -2,100 125.0000 American Jan 15, 2021
Put Options Purchased -4,500 70.0000 American Jan 15, 2021
Put Options Purchased -50,000 160.0000 American Feb 21, 2020
Put Options Purchased -500 170.0000 American Dec 20, 2019
Put Options Written 36,400 105.0000 American Jan 15, 2021
Call Options Purchased 1,000 190.0000 American Dec 20, 2019
Call Options Purchased 3,400 170.0000 American Jan 15, 2021
Put Options Written 66,500 140.0000 American Mar 20, 2020
Put Options Written 18,500 150.0000 American May 15, 2020
Put Options Written 500 80.0000 American Feb 21, 2020
Put Options Written 9,200 160.0000 American Jun 19, 2020
Call Options Purchased 26,600 170.0000 American Dec 20, 2019
Put Options Purchased -1,700 110.0000 American Jan 15, 2021
Put Options Purchased -5,300 110.0000 American Jan 17, 2020
Put Options Purchased -200 110.0000 American Dec 20, 2019
Put Options Purchased -100 155.0000 American Jan 15, 2021
Put Options Purchased -300 80.0000 American Jan 15, 2021
Put Options Purchased -10,800 125.0000 American Jan 17, 2020
Call Options Written -300 150.0000 American Feb 21, 2020
Put Options Purchased -16,800 115.0000 American Jan 15, 2021
Call Options Written -1,900 180.0000 American Feb 21, 2020
Call Options Written -2,200 210.0000 American Dec 20, 2019
Put Options Purchased -2,900 90.0000 American Dec 20, 2019
Put Options Purchased -2,200 70.0000 American Jan 17, 2020
Put Options Purchased -1,200 65.0000 American Jan 15, 2021
Call Options Written -1,000 185.0000 American Feb 21, 2020
Call Options Written -1,100 290.0000 American Jan 17, 2020
Put Options Written 13,500 165.0000 American Jan 17, 2020
Call Options Purchased 5,800 160.0000 American Jan 17, 2020
Call Options Purchased 9,500 170.0000 American Jun 19, 2020
Put Options Written 200 185.0000 American Jan 17, 2020
Put Options Written 200 140.0000 American Dec 20, 2019
Call Options Purchased 5,100 170.0000 American Feb 21, 2020
Put Options Written 400 65.0000 American Jan 17, 2020
Put Options Written 100 145.0000 American Jan 15, 2021
Call Options Purchased 100 185.0000 American Nov 29, 2019
Put Options Written 1,000 85.0000 American Dec 20, 2019
Call Options Purchased 3,000 180.0000 American Jan 17, 2020
Call Options Purchased 3,300 165.0000 American Jan 15, 2021
Put Options Written 300 100.0000 American Dec 20, 2019
Put Options Written 400 125.0000 American Jan 15, 2021
Put Options Purchased -100 120.0000 American Jan 17, 2020
Put Options Purchased -66,500 160.0000 American Mar 20, 2020
Call Options Written -2,800 175.0000 American Jan 17, 2020
Call Options Written -4,500 220.0000 American Jan 17, 2020
Call Options Written -200 140.0000 American Feb 21, 2020
Put Options Written 100 145.0000 American Dec 20, 2019
Put Options Written 400 170.0000 American Jan 15, 2021
Put Options Written 3,800 165.0000 American Jun 19, 2020
Call Options Purchased 1,900 180.0000 American Jan 15, 2021
Call Options Purchased 500 220.0000 American Jan 21, 2022
Call Options Purchased 100 165.0000 American Feb 21, 2020
Put Options Written 46,100 140.0000 American Jun 19, 2020
Put Options Written 800 135.0000 American Dec 20, 2019
Call Options Purchased 4,100 170.0000 American Jan 17, 2020
Call Options Purchased 300 145.0000 American Jan 15, 2021
Put Options Written 6,400 95.0000 American Jun 19, 2020
Call Options Purchased 800 160.0000 American Jan 21, 2022
Call Options Written -100 135.0000 American Jan 15, 2021
Call Options Written -100 190.0000 American May 15, 2020
Put Options Purchased -3,300 100.0000 American Jan 17, 2020
Put Options Purchased -22,500 105.0000 American Jan 17, 2020
Call Options Written -500 220.0000 American Jan 15, 2021
Call Options Written -29,800 150.0000 American Jan 17, 2020
Call Options Written -2,000 130.0000 American Feb 21, 2020
Put Options Purchased -2,600 75.0000 American Jan 15, 2021
Put Options Purchased -2,300 170.0000 American Jun 19, 2020
Call Options Written -7,000 300.0000 American Jan 17, 2020
Put Options Purchased -1,500 150.0000 American Jan 17, 2020
Put Options Written 50,000 140.0000 American Feb 21, 2020
Put Options Written 100 140.0000 American Jan 15, 2021
Put Options Written 2,000 115.0000 American Feb 21, 2020
Put Options Written 4,700 80.0000 American Jan 17, 2020
Put Options Written 7,000 120.0000 American Jun 19, 2020
Put Options Written 30,100 140.0000 American Jan 17, 2020
Call Options Purchased 5,000 190.0000 American Jan 17, 2020
Call Options Purchased 1,400 180.0000 American Jan 21, 2022
Call Options Purchased 400 200.0000 American Jan 15, 2021
Put Options Written 14,800 160.0000 American Feb 21, 2020
Put Options Written 14,300 160.0000 American Mar 20, 2020
Put Options Written 1,800 145.0000 American Jun 19, 2020
Call Options Purchased 200 180.0000 American Jun 19, 2020
Put Options Written 3,100 115.0000 American Dec 20, 2019
Put Options Written 2,500 120.0000 American Feb 21, 2020
Put Options Written 7,000 160.0000 American Jan 17, 2020
Call Options Purchased 6,700 190.0000 American Jan 15, 2021
Call Options Written -200 140.0000 American Jun 19, 2020
Call Options Written -1,200 195.0000 American Dec 20, 2019
Call Options Written -1,500 270.0000 American Jan 17, 2020
Call Options Written -100 120.0000 American Jan 15, 2021
Call Options Written -600 205.0000 American Jan 17, 2020
Call Options Written -4,100 155.0000 American Jan 17, 2020
Call Options Written -100 240.0000 American Jan 17, 2020
Call Options Written -200 165.0000 American Jun 19, 2020
Call Options Written -1,700 225.0000 American Jan 17, 2020
Put Options Purchased -12,400 150.0000 American Jan 15, 2021
Put Options Written 13,700 75.0000 American Jan 17, 2020
Call Options Purchased 4,000 160.0000 American Jan 15, 2021
Call Options Purchased 100 180.0000 American Mar 20, 2020
Put Options Written 100 165.0000 American May 15, 2020
Put Options Written 3,300 165.0000 American Mar 20, 2020
Put Options Written 33,600 150.0000 American Dec 20, 2019
Put Options Written 1,800 180.0000 American Jan 17, 2020
Call Options Purchased 4,300 165.0000 American Jan 17, 2020
Put Options Purchased -200 172.5000 American Dec 13, 2019
Put Options Purchased -1,900 175.0000 American Jan 17, 2020
Call Options Written -2,400 165.0000 American Mar 20, 2020
Call Options Written -6,600 200.0000 American Jan 17, 2020
Call Options Written -22,800 210.0000 American Jan 17, 2020
Put Options Purchased -600 120.0000 American Jan 15, 2021
Put Options Purchased -1,700 185.0000 American Jan 15, 2021
Call Options Written -200 110.0000 American Jan 15, 2021
Put Options Purchased -300 160.0000 American Jan 15, 2021
Put Options Purchased -2,300 90.0000 American Jan 15, 2021
Call Options Written -18,700 185.0000 American Jan 17, 2020
Call Options Written -900 175.0000 American Jun 19, 2020
Call Options Written -2,800 230.0000 American Jan 17, 2020
Put Options Purchased -100 85.0000 American Jan 17, 2020
Put Options Purchased -400 115.0000 American Jan 17, 2020
Put Options Purchased -100 150.0000 American Jun 19, 2020
Call Options Written -200 185.0000 American Jun 19, 2020
Put Options Written 7,100 145.0000 American Jan 17, 2020
Put Options Written 1,300 90.0000 American Jan 17, 2020
Call Options Purchased 400 180.0000 American Dec 20, 2019
Put Options Written 8,400 170.0000 American Feb 21, 2020
Call Options Purchased 100 150.0000 American Jan 15, 2021
Put Options Written 600 135.0000 American Jan 17, 2020
Call Options Purchased 3,800 175.0000 American Feb 21, 2020
Put Options Purchased -100 175.0000 American Jan 15, 2021
Call Options Written -100 185.0000 American Mar 20, 2020
Put Options Purchased -200 130.0000 American Jan 15, 2021
Put Options Purchased -106,300 130.0000 American Jan 17, 2020
Call Options Written -1,000 200.0000 American Feb 21, 2020
Put Options Purchased -19,300 95.0000 American Jan 17, 2020
Call Options Written -100 215.0000 American Jan 17, 2020
Put Options Purchased -3,600 80.0000 American Dec 20, 2019
Put Options Purchased -200 185.0000 American Nov 29, 2019
Put Options Written 43,400 170.0000 American Jan 17, 2020
Put Options Written 100 150.0000 American Mar 20, 2020
Put Options Written 5,600 145.0000 American Feb 21, 2020
Call Options Purchased 4,600 145.0000 American Jan 17, 2020
Put Options Written 3,500 200.0000 American Dec 20, 2019
Put Options Written 25,000 150.0000 American Jan 17, 2020
Call Options Purchased 11,200 195.0000 American Jan 15, 2021
Put Options Written 9,300 160.0000 American Dec 20, 2019
Put Options Written 31,900 150.0000 American Feb 21, 2020
Put Options Written 1,200 95.0000 American Dec 20, 2019
Call Options Written -1,300 130.0000 American Jan 17, 2020
Call Options Written -1,500 140.0000 American Jan 15, 2021
Put Options Purchased -4,500 130.0000 American Feb 21, 2020
Put Options Purchased -9,600 140.0000 American Mar 20, 2020
Call Options Written -100 195.0000 American Jan 17, 2020
Call Options Written -100 172.5000 American Dec 6, 2019
Call Options Written -600 250.0000 American Jan 15, 2021
Call Options Written -100 110.0000 American Jan 17, 2020
Call Options Written -4,500 260.0000 American Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

BARCLAYS PLC

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