Barclays PLC — M&A Activity 2018

Aug 13, 2018

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

Form 8.3 - SIBANYE GOLD LIMITED

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		SIBANYE GOLD LIMITED
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		10 August 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?
				LONMIN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				Ordinary NPV
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		1,139,496		0.06%		5,618,662		0.21%
(2)		Cash-settled derivatives:
				214,864		0.01%		4,676,496		0.21%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		1,623,000		0.07%		0		0.00%
		TOTAL:		2,977,360		0.14%		10,295,158		0.42%
Class of relevant security:				Convertible Bond XS1689727920
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		2,400,000		0.53%		0		0.00%
(2)		Cash-settled derivatives:
				0		0.00%		0		0.00%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
		TOTAL:		2,400,000		0.53%		0		0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
ADR		Purchase		100		2.4500 USD
ADR		Purchase		789		2.4900 USD
ADR		Purchase		950		2.5463 USD
ADR		Purchase		3,400		2.5182 USD
ADR		Purchase		5,207		2.4704 USD
ADR		Purchase		10,200		2.5348 USD
ADR		Purchase		12,900		2.5468 USD
ADR		Purchase		14,686		2.4817 USD
ADR		Purchase		15,780		2.5014 USD
ADR		Purchase		16,745		2.5418 USD
ADR		Purchase		18,471		2.5189 USD
ADR		Purchase		23,100		2.5415 USD
ADR		Purchase		25,800		2.5100 USD
ADR		Purchase		183,385		2.4931 USD
ADR		Sale		40		2.4800 USD
ADR		Sale		500		2.4900 USD
ADR		Sale		3,400		2.5182 USD
ADR		Sale		10,900		2.5511 USD
ADR		Sale		12,200		2.5329 USD
ADR		Sale		20,282		2.4788 USD
ADR		Sale		22,600		2.5426 USD
ADR		Sale		42,200		2.4920 USD
ADR		Sale		57,524		2.5150 USD
ADR		Sale		78,246		2.5175 USD
ADR		Sale		83,621		2.4785 USD
Ordinary NPV		Sale		400,000		8.5300 ZAR

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
Ordinary NPV		CFD		Long		4,716		8.5625 ZAR
Ordinary NPV		CFD		Long		28,310		8.6565 ZAR
Ordinary NPV		CFD		Long		35,389		8.5267 ZAR
Ordinary NPV		CFD		Long		400,000		8.5291 ZAR
Ordinary NPV		CFD		Short		70,041		8.5555 ZAR
Ordinary NPV		CFD		Short		70,373		8.5396 ZAR
Ordinary NPV		CFD		Short		168,368		8.5492 ZAR
Ordinary NPV		CFD		Short		300,620		8.5978 ZAR
Ordinary NPV		CFD		Short		457,664		8.5352 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security		Product description e.g. call option		Writing, purchasing, selling, varying etc.		Number of securities to which option relates		Exercise price per unit		Type e.g. American, European etc.		Expiry date		Option money paid/ received per unit

(ii) Exercise

Class of relevant security		Product description e.g. call option		Exercising/ exercised against		Number of securities		Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security		Nature of dealing e.g. subscription, conversion		Details		Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		YES
Date of disclosure:		13 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		SIBANYE GOLD LIMITED
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product		Writing,		Number		Exercise		Type		Expiry
of		description		purchasing,		of		price				date
relevant				selling,		securities		per unit
security				varying etc		to which
						option
						relates
ADR		Put Options		Written		791,000		3.0000		American		19 Oct 2018
ADR		Call Options		Purchased		832,000		3.0000		American		19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

View source version on businesswire.com: https://www.businesswire.com/news/home/20180813005375/en/