Barclays PLC — M&A Activity 2015

Apr 13, 2015

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

Disclosure forms
1.		KEY INFORMATION
(a)		Name of exempt principal trader:		BARCLAYS CAPITAL INC
(b)		Name of offeror/offeree in relation to whose		XL GROUP PLC
		relevant securities this form relates:
(c)		Name of the party to the offer with which exempt		CATLIN GROUP LTD
		principal trader is connected
(d)		Date position held/dealing undertaken:		10 April 2015
2.		POSITIONS
(a)		Interests and short positions in the relevant securities of the offeror or offeree
		to which the disclosure relates following the dealing (if any)
Class of relevant security:				ORD
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		68		0.00%		1,597		0.00%
(2)		Derivatives (other than
		options):		0		0.00%		0		0.00%
(3)		Options and agreements to
		purchase/sell:		0		0.00%		5,800		0.00%
		TOTAL:		68		0.00%		7,397		0.00%
(b)		Rights to subscribe for new securities (including directors and other executive
		options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.		DEALINGS
(a)		Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
ORD		Purchase		100		37.8250 USD
ORD		Purchase		100		37.8300 USD
ORD		Purchase		138		37.8500 USD
ORD		Purchase		153		37.8033 USD
ORD		Purchase		153		37.8400 USD
ORD		Purchase		200		37.8200 USD
ORD		Purchase		311		37.8360 USD
ORD		Purchase		400		37.7925 USD
ORD		Purchase		400		37.8075 USD
ORD		Purchase		425		37.7688 USD
ORD		Purchase		514		37.8046 USD
ORD		Purchase		600		37.7966 USD
ORD		Purchase		600		37.8350 USD
ORD		Purchase		622		37.8297 USD
ORD		Purchase		623		37.8422 USD
ORD		Purchase		653		37.8067 USD
ORD		Purchase		900		37.8167 USD
ORD		Purchase		1,000		37.8310 USD
ORD		Purchase		2,484		37.8322 USD
ORD		Purchase		2,900		37.8158 USD
ORD		Purchase		2,900		37.8211 USD
ORD		Purchase		3,200		37.8179 USD
ORD		Purchase		3,202		37.8600 USD
ORD		Purchase		3,300		37.8172 USD
ORD		Purchase		12,619		37.7930 USD
ORD		Sale		57		37.8500 USD
ORD		Sale		100		37.7600 USD
ORD		Sale		100		37.7800 USD
ORD		Sale		100		37.8000 USD
ORD		Sale		100		37.8100 USD
ORD		Sale		100		37.8200 USD
ORD		Sale		100		37.8400 USD
ORD		Sale		153		37.8033 USD
ORD		Sale		153		37.8034 USD
ORD		Sale		200		37.7950 USD
ORD		Sale		222		37.8563 USD
ORD		Sale		296		37.7952 USD
ORD		Sale		400		37.7925 USD
ORD		Sale		425		37.7688 USD
ORD		Sale		500		37.8120 USD
ORD		Sale		600		37.7966 USD
ORD		Sale		600		37.8166 USD
ORD		Sale		800		37.8112 USD
ORD		Sale		2,000		37.8047 USD
ORD		Sale		2,500		37.8191 USD
ORD		Sale		2,584		37.8321 USD
ORD		Sale		3,345		37.8600 USD
ORD		Sale		3,700		37.8274 USD
ORD		Sale		6,648		37.8228 USD
ORD		Sale		12,619		37.7930 USD
(b)		Derivatives transactions (other than options)
Class of relevant		Product		Nature of dealing		Number of		Price per unit
security		description				reference
						securities
(c)		Options transactions in respect of existing securities
(i)		Writing, selling, purchasing or varying
Class		Product		Writing,		Number		Exercise		Type		Expiry		Option
of		description		purchasing,		of		price				date		money
relevant				selling,		securities		per unit						paid/
security				varying etc		to which								received
						option								per unit
						relates
(ii)		Exercising
Class of relevant		Product description		Number of		Exercise price per
security				securities		unit
(d)		Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
Is a Supplemental Form 8 (Open Positions) attached?		YES
Date of disclosure:		13 Apr 2015
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.		KEY INFORMATION
Identity of the person whose positions/dealings		BARCLAYS CAPITAL INC
are being disclosed:
Name of offeror/offeree in relation to whose		XL GROUP PLC
relevant securities this from relates:
2.		OPTIONS AND DERIVATIVES
Class		Product		Writing,		Number		Exercise		Type		Expiry
of		description		purchasing,		of		price				date
relevant				selling,		securities		per unit
security				varying etc		to which
						option
						relates
ORD		Put Options		Purchased		-5,800		30.0000		American		17 Apr 2015
3.		AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood: