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Barclays PLC Director's Dealing 2024
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 1027Q
Barclays PLC
28 May 2024
| FORM 8.5 (EPT/NON-RI) | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
| (b) | Name of offeror/offeree in relation to whose relevant securities this form relates: |
ANGLO AMERICAN PLC | |||||
| (c) | Name of the party to the offer with which exempt principal trader is connected |
BHP GROUP LTD | |||||
| (d) | Date position held/dealing undertaken: | 24 May 2024 | |||||
| (e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? |
YES: BHP GROUP LTD |
|||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | |||||||
| Class of relevant security: | USD 0.54945 ordinary | ||||||
| Interests | Short Positions | ||||||
| Number | (%) | Number | (%) | ||||
| (1) Relevant securities owned and/or controlled: | 10,244,979 | 0.84% | 17,872,131 | 1.46% | |||
| (2) Cash-settled derivatives: | 18,273,209 | 1.49% | 5,903,918 | 0.48% | |||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
| TOTAL: | 28,518,188 | 2.33% | 23,776,049 | 1.94% | |||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
| Class of relevant security in relation to which subscription right exists |
|||||||
| Details, including nature of the rights concerned and relevant percentages: |
|||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchase and sales | ||||||
| Class of relevant security |
Purchase/sale | Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
|||
| USD 0.54945 ordinary | Purchase | 1027329 | 26.5150 GBP | 26.1313 GBP | |||
| USD 0.54945 ordinary | Purchase | 600 | 30.8666 EUR | 30.8666 EUR | |||
| USD 0.54945 ordinary | Sale | 510514 | 26.5150 GBP | 26.1313 GBP | |||
| ADR | Sale | 7949 | 16.7693 USD | 16.7362 USD | |||
| ADR | Purchase | 7949 | 16.7693 USD | 16.7362 USD | |||
| (b) | Cash-settled derivative transactions | ||||||
| Class of relevant security |
Product description | Nature of dealing | Number of reference securities |
Price per unit |
|||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 62 | 26.3250 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 179 | 617.6099 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 181 | 26.1848 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 301 | 26.4059 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 308 | 619.2300 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 511 | 26.3463 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 548 | 619.1846 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 643 | 26.2606 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 657 | 26.2565 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 719 | 26.3015 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 733 | 26.4522 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 900 | 26.4695 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,018 | 26.2282 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,061 | 26.1936 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 1,303 | 26.2528 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,319 | 26.3461 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 1,409 | 26.2980 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 2,002 | 617.3847 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 3,324 | 26.1500 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 3,701 | 26.4253 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 4,155 | 26.3637 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 4,207 | 26.3110 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 5,008 | 26.2593 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 6,964 | 26.2846 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 8,054 | 618.8345 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 8,226 | 26.2793 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 10,801 | 26.2681 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 11,745 | 26.1501 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 17,198 | 617.2075 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 19,350 | 26.2946 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 21,079 | 617.4709 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 26,821 | 617.1328 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 26,904 | 26.2987 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 27,566 | 26.2881 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 29,921 | 615.7300 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 33,232 | 26.2915 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 34,039 | 26.3025 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 36,070 | 616.7788 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 62,729 | 26.1967 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 75,215 | 26.3172 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Long | 80,085 | 26.3261 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 86,570 | 26.2608 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 94,584 | 26.1549 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Long | 290,531 | 26.1500 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 27 | 618.5936 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 30 | 26.2573 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 179 | 617.6099 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 269 | 615.9844 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 519 | 26.2322 GBP | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 1,686 | 26.2792 GBP | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 2,002 | 617.1378 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 11,233 | 616.6264 ZAR | |||
| USD 0.54945 ordinary | SWAP | Decreasing Short | 11,431 | 618.3743 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 36,070 | 616.6092 ZAR | |||
| USD 0.54945 ordinary | CFD | Decreasing Short | 144,750 | 616.9700 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 55 | 26.2700 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 60 | 26.2850 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 71 | 26.2761 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 76 | 26.4625 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 106 | 26.1483 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 107 | 618.1100 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 191 | 618.0500 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 308 | 619.2300 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 324 | 26.1500 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 446 | 26.4815 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 451 | 26.3657 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 491 | 26.3882 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 548 | 619.1846 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 618 | 26.4416 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 1,054 | 26.2126 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 1,110 | 26.4602 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 1,232 | 26.2764 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 1,597 | 26.4950 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 1,874 | 26.3693 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 2,119 | 26.2245 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 4,742 | 26.4279 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 4,879 | 26.3087 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 4,914 | 26.4893 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 5,344 | 26.3845 GBP | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 5,797 | 26.3973 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 6,168 | 26.3610 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 6,673 | 26.3974 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 6,941 | 617.4423 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 8,054 | 618.8345 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 9,659 | 26.3731 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 17,198 | 617.2075 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 19,265 | 26.3197 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 20,401 | 26.2380 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 21,079 | 617.4709 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 26,609 | 26.4255 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 26,821 | 617.1328 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 28,434 | 26.3577 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 29,921 | 615.7300 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Long | 74,440 | 26.3957 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Long | 179,436 | 26.2373 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 27 | 618.5936 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 107 | 618.3572 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 191 | 618.1705 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 269 | 615.9844 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 600 | 30.8700 EUR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 6,941 | 617.6121 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 9,500 | 26.2881 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 11,233 | 616.6264 ZAR | |||
| USD 0.54945 ordinary | CFD | Increasing Short | 11,431 | 618.5598 ZAR | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 18,150 | 26.3434 GBP | |||
| USD 0.54945 ordinary | SWAP | Increasing Short | 144,750 | 617.1551 ZAR | |||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type | Expiry date |
Option money paid/ received per unit |
| (ii) | Exercising | ||||||
| Class of relevant security |
Product description | Exercising/ exercised against | Number of securities |
Exercise price per unit |
|||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant security |
Nature of Dealings | Details | Price per unit (if applicable) |
||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: |
|||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: |
|||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
| Date of disclosure: | 28-May-24 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 |
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