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Barclays PLC Director's Dealing 2023
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 8431W
Barclays PLC
14 December 2023
14 December 2023
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").
- On 12 December 2023 the Trustee notified the Company that on 12 December 2023 it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
1. Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Group Chief Executive
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 251,627 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 131,098 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Anna Cross
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 24 May 2022. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 157,540 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 74,044 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
Global Head of the Corporate and Investment Bank and President of Barclays Bank PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 266,174 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 144,666 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alistair Currie
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer and Chief Executive of Barclays Execution Services
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y92JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 105,027 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 49,363 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Kirsty Everett
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y92JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2023. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 52,513 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 24,682 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matthew Hammerstein
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 60,495 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 28,433 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Vim Maru
2
Reason for the notification
a)
Position/status
Global Head of Consumer Banking and Payments
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 February 2023. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 87,522 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 41,136 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 136,054 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 63,946 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Taalib Shaah
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 17 November 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 122,531 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 57,590 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Shapiro
2
Reason for the notification
a)
Position/status
Group General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 27 August 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 61,265 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 28,795 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Sasha Wiggins
2
Reason for the notification
a)
Position/status
Group Head of Public Policy and Corporate Responsibility
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4.1
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 June 2020. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross Number of Shares |
| £1.4282 per Share | 39,385 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
4.2
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Shares
GB0031348658
b)
Nature of the transaction
Sale of Shares to cover income tax and social security liability due on the delivery of Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Number of Shares |
| £1.4282 per Share | 18,511 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2023-12-12
f)
Place of the transaction
London Stock Exchange (XLON)
For further information please contact:
Investor Relations Media Relations
Marina Shchukina +44 (0) 20 7116 2526 Jonathan Tracey +44 (0) 20 7116 4755
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