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Barclays PLC Director's Dealing 2022
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 7480V
Barclays PLC
11 August 2022
| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 10 Aug 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing(if any) | |||||||
| Class of relevant security: | USD 0.01 common | ||||||
| Interests | Short Positions | ||||||
| Number | (%) | Number | (%) | ||||
| (1) | Relevant securities owned | ||||||
| and/or controlled: | 1,289,746 | 0.23% | 1,337,348 | 0.23% | |||
| (2) | Cash-settled derivatives: | ||||||
| and/or controlled: | 1,775,673 | 0.31% | 3,757,122 | 0.66% | |||
| (3) | Stock-settled derivatives (including options) | ||||||
| and agreements to purchase/sell: | 73,200 | 0.01% | 150,000 | 0.03% | |||
| TOTAL: | 3,138,619 | 0.55% | 5,244,470 | 0.92% | |||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) | |||||||
| Class of relevant security in relation to | |||||||
| which subscription right exists | |||||||
| Details, including nature of the rights | |||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 2 | 24.7800 USD | ||||
| USD 0.01 common | Purchase | 4 | 24.7050 USD | ||||
| USD 0.01 common | Purchase | 22 | 24.1100 USD | ||||
| USD 0.01 common | Purchase | 99 | 24.3167 USD | ||||
| USD 0.01 common | Purchase | 100 | 24.2900 USD | ||||
| USD 0.01 common | Purchase | 102 | 24.2888 USD | ||||
| USD 0.01 common | Purchase | 104 | 24.2437 USD | ||||
| USD 0.01 common | Purchase | 170 | 24.2080 USD | ||||
| USD 0.01 common | Purchase | 172 | 24.2058 USD | ||||
| USD 0.01 common | Purchase | 206 | 24.2589 USD | ||||
| USD 0.01 common | Purchase | 225 | 23.8231 EUR | ||||
| USD 0.01 common | Purchase | 238 | 24.2142 USD | ||||
| USD 0.01 common | Purchase | 272 | 24.2600 USD | ||||
| USD 0.01 common | Purchase | 366 | 24.3429 USD | ||||
| USD 0.01 common | Purchase | 420 | 24.2450 USD | ||||
| USD 0.01 common | Purchase | 432 | 24.2346 USD | ||||
| USD 0.01 common | Purchase | 442 | 24.2423 USD | ||||
| USD 0.01 common | Purchase | 556 | 24.2749 USD | ||||
| USD 0.01 common | Purchase | 556 | 24.3720 USD | ||||
| USD 0.01 common | Purchase | 600 | 24.2300 USD | ||||
| USD 0.01 common | Purchase | 743 | 24.3488 USD | ||||
| USD 0.01 common | Purchase | 754 | 24.2916 USD | ||||
| USD 0.01 common | Purchase | 800 | 24.2537 USD | ||||
| USD 0.01 common | Purchase | 907 | 24.2844 USD | ||||
| USD 0.01 common | Purchase | 988 | 24.3471 USD | ||||
| USD 0.01 common | Purchase | 1,373 | 24.3314 USD | ||||
| USD 0.01 common | Purchase | 1,581 | 24.2552 USD | ||||
| USD 0.01 common | Purchase | 1,616 | 24.1949 USD | ||||
| USD 0.01 common | Purchase | 1,835 | 24.3030 USD | ||||
| USD 0.01 common | Purchase | 2,001 | 24.7335 USD | ||||
| USD 0.01 common | Purchase | 2,181 | 24.4138 USD | ||||
| USD 0.01 common | Purchase | 2,218 | 24.3708 USD | ||||
| USD 0.01 common | Purchase | 2,459 | 24.3521 USD | ||||
| USD 0.01 common | Purchase | 2,500 | 24.3200 USD | ||||
| USD 0.01 common | Purchase | 2,612 | 24.4709 USD | ||||
| USD 0.01 common | Purchase | 3,156 | 24.3975 USD | ||||
| USD 0.01 common | Purchase | 3,213 | 24.3737 USD | ||||
| USD 0.01 common | Purchase | 3,967 | 24.3046 USD | ||||
| USD 0.01 common | Purchase | 4,225 | 24.3434 USD | ||||
| USD 0.01 common | Purchase | 4,310 | 24.4225 USD | ||||
| USD 0.01 common | Purchase | 4,503 | 24.3421 USD | ||||
| USD 0.01 common | Purchase | 5,387 | 24.3404 USD | ||||
| USD 0.01 common | Purchase | 6,355 | 24.2929 USD | ||||
| USD 0.01 common | Purchase | 6,357 | 24.3840 USD | ||||
| USD 0.01 common | Purchase | 6,709 | 24.3367 USD | ||||
| USD 0.01 common | Purchase | 6,863 | 24.3996 USD | ||||
| USD 0.01 common | Purchase | 7,527 | 24.4182 USD | ||||
| USD 0.01 common | Purchase | 9,645 | 24.3570 USD | ||||
| USD 0.01 common | Purchase | 10,772 | 24.3380 USD | ||||
| USD 0.01 common | Purchase | 12,110 | 24.3749 USD | ||||
| USD 0.01 common | Purchase | 14,662 | 24.3514 USD | ||||
| USD 0.01 common | Purchase | 16,306 | 24.2777 USD | ||||
| USD 0.01 common | Purchase | 19,488 | 24.2472 USD | ||||
| USD 0.01 common | Purchase | 22,980 | 24.5287 USD | ||||
| USD 0.01 common | Purchase | 26,270 | 24.2235 USD | ||||
| USD 0.01 common | Purchase | 26,985 | 24.3400 USD | ||||
| USD 0.01 common | Purchase | 28,188 | 24.3541 USD | ||||
| USD 0.01 common | Purchase | 30,999 | 24.3265 USD | ||||
| USD 0.01 common | Purchase | 34,971 | 24.3562 USD | ||||
| USD 0.01 common | Purchase | 50,953 | 24.3697 USD | ||||
| USD 0.01 common | Purchase | 97,288 | 24.3365 USD | ||||
| USD 0.01 common | Purchase | 142,407 | 24.3427 USD | ||||
| USD 0.01 common | Purchase | 202,000 | 24.3565 USD | ||||
| USD 0.01 common | Sale | 1 | 24.1700 USD | ||||
| USD 0.01 common | Sale | 2 | 24.3150 USD | ||||
| USD 0.01 common | Sale | 2 | 24.1550 USD | ||||
| USD 0.01 common | Sale | 5 | 24.2880 USD | ||||
| USD 0.01 common | Sale | 6 | 24.2600 USD | ||||
| USD 0.01 common | Sale | 6 | 24.2058 USD | ||||
| USD 0.01 common | Sale | 7 | 24.2214 USD | ||||
| USD 0.01 common | Sale | 10 | 24.2790 USD | ||||
| USD 0.01 common | Sale | 16 | 24.2715 USD | ||||
| USD 0.01 common | Sale | 17 | 24.7300 USD | ||||
| USD 0.01 common | Sale | 19 | 24.1684 USD | ||||
| USD 0.01 common | Sale | 23 | 24.2734 USD | ||||
| USD 0.01 common | Sale | 100 | 24.7250 USD | ||||
| USD 0.01 common | Sale | 123 | 24.1100 USD | ||||
| USD 0.01 common | Sale | 132 | 24.2351 USD | ||||
| USD 0.01 common | Sale | 150 | 24.5466 USD | ||||
| USD 0.01 common | Sale | 200 | 24.1600 USD | ||||
| USD 0.01 common | Sale | 225 | 23.8231 EUR | ||||
| USD 0.01 common | Sale | 273 | 24.7228 USD | ||||
| USD 0.01 common | Sale | 283 | 24.7567 USD | ||||
| USD 0.01 common | Sale | 300 | 24.1733 USD | ||||
| USD 0.01 common | Sale | 300 | 24.2166 USD | ||||
| USD 0.01 common | Sale | 377 | 24.1932 USD | ||||
| USD 0.01 common | Sale | 380 | 24.2547 USD | ||||
| USD 0.01 common | Sale | 600 | 24.2200 USD | ||||
| USD 0.01 common | Sale | 652 | 24.2206 USD | ||||
| USD 0.01 common | Sale | 755 | 24.1750 USD | ||||
| USD 0.01 common | Sale | 814 | 24.2081 USD | ||||
| USD 0.01 common | Sale | 923 | 24.4287 USD | ||||
| USD 0.01 common | Sale | 1,000 | 24.2300 USD | ||||
| USD 0.01 common | Sale | 1,022 | 24.2238 USD | ||||
| USD 0.01 common | Sale | 1,024 | 24.1807 USD | ||||
| USD 0.01 common | Sale | 1,239 | 24.2554 USD | ||||
| USD 0.01 common | Sale | 1,250 | 24.2810 USD | ||||
| USD 0.01 common | Sale | 1,277 | 24.3383 USD | ||||
| USD 0.01 common | Sale | 1,414 | 24.2159 USD | ||||
| USD 0.01 common | Sale | 1,542 | 24.1922 USD | ||||
| USD 0.01 common | Sale | 1,693 | 24.2161 USD | ||||
| USD 0.01 common | Sale | 2,148 | 24.2136 USD | ||||
| USD 0.01 common | Sale | 2,244 | 24.3283 USD | ||||
| USD 0.01 common | Sale | 2,500 | 24.3200 USD | ||||
| USD 0.01 common | Sale | 2,665 | 24.2293 USD | ||||
| USD 0.01 common | Sale | 3,135 | 24.5758 USD | ||||
| USD 0.01 common | Sale | 3,700 | 24.1020 USD | ||||
| USD 0.01 common | Sale | 5,394 | 24.2585 USD | ||||
| USD 0.01 common | Sale | 7,122 | 24.4522 USD | ||||
| USD 0.01 common | Sale | 8,709 | 24.3225 USD | ||||
| USD 0.01 common | Sale | 9,360 | 24.3259 USD | ||||
| USD 0.01 common | Sale | 12,014 | 24.2358 USD | ||||
| USD 0.01 common | Sale | 17,606 | 24.3849 USD | ||||
| USD 0.01 common | Sale | 18,560 | 24.5605 USD | ||||
| USD 0.01 common | Sale | 20,224 | 24.3384 USD | ||||
| USD 0.01 common | Sale | 20,442 | 24.3244 USD | ||||
| USD 0.01 common | Sale | 25,608 | 24.3400 USD | ||||
| USD 0.01 common | Sale | 34,971 | 24.3562 USD | ||||
| USD 0.01 common | Sale | 202,000 | 24.3565 USD | ||||
| USD 0.01 common | Sale | 202,000 | 24.3566 USD | ||||
| USD 0.01 common | Sale | 220,078 | 24.3322 USD | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| USD 0.01 common | SWAP | Long | 1 | 42028987.0000 USD | |||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: | |||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 11 Aug 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
| relevant securities this from relates: | |||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price | date | ||
| relevant | selling, | securities | per unit | ||||
| security | varying etc | to which | |||||
| option | |||||||
| relates | |||||||
| USD 0.01 common | Call Options | Purchased | 56,100 | 25.0000 | American | 19 Aug 2022 | |
| USD 0.01 common | Call Options | Written | -112,200 | 28.0000 | American | 19 Aug 2022 | |
| USD 0.01 common | Call Options | Written | -20,700 | 27.0000 | American | 19 Aug 2022 | |
| USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
| USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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