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Barclays PLC Director's Dealing 2022
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Director's Dealing
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National Storage Mechanism | Additional information 
RNS Number : 5897V
Barclays PLC
10 August 2022
| FORM 8.3 | |||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
| MORE | |||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 09 Aug 2022 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | AVAST PLC | ||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing(if any) | |||||||
| Class of relevant security: | USD 0.01 common | ||||||
| Interests | Short Positions | ||||||
| Number | (%) | Number | (%) | ||||
| (1) | Relevant securities owned | ||||||
| and/or controlled: | 1,290,361 | 0.23% | 1,344,909 | 0.24% | |||
| (2) | Cash-settled derivatives: | ||||||
| and/or controlled: | 1,534,373 | 0.27% | 3,757,122 | 0.66% | |||
| (3) | Stock-settled derivatives (including options) | ||||||
| and agreements to purchase/sell: | 73,200 | 0.01% | 150,000 | 0.03% | |||
| TOTAL: | 2,897,934 | 0.51% | 5,252,031 | 0.92% | |||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) | |||||||
| Class of relevant security in relation to | |||||||
| which subscription right exists | |||||||
| Details, including nature of the rights | |||||||
| concerned and relevant percentages: | |||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 common | Purchase | 2 | 24.1200 USD | ||||
| USD 0.01 common | Purchase | 76 | 24.2850 USD | ||||
| USD 0.01 common | Purchase | 96 | 23.4700 EUR | ||||
| USD 0.01 common | Purchase | 99 | 23.3350 EUR | ||||
| USD 0.01 common | Purchase | 99 | 24.3700 USD | ||||
| USD 0.01 common | Purchase | 100 | 24.1100 USD | ||||
| USD 0.01 common | Purchase | 100 | 24.4450 USD | ||||
| USD 0.01 common | Purchase | 100 | 24.4150 USD | ||||
| USD 0.01 common | Purchase | 100 | 24.2550 USD | ||||
| USD 0.01 common | Purchase | 100 | 24.2350 USD | ||||
| USD 0.01 common | Purchase | 120 | 24.3620 USD | ||||
| USD 0.01 common | Purchase | 134 | 24.2285 USD | ||||
| USD 0.01 common | Purchase | 245 | 24.3476 USD | ||||
| USD 0.01 common | Purchase | 300 | 24.2750 USD | ||||
| USD 0.01 common | Purchase | 300 | 24.2500 USD | ||||
| USD 0.01 common | Purchase | 300 | 24.1900 USD | ||||
| USD 0.01 common | Purchase | 300 | 24.1666 USD | ||||
| USD 0.01 common | Purchase | 300 | 24.4050 USD | ||||
| USD 0.01 common | Purchase | 300 | 24.4283 USD | ||||
| USD 0.01 common | Purchase | 390 | 24.4350 USD | ||||
| USD 0.01 common | Purchase | 400 | 24.4500 USD | ||||
| USD 0.01 common | Purchase | 403 | 24.3778 USD | ||||
| USD 0.01 common | Purchase | 415 | 24.3937 USD | ||||
| USD 0.01 common | Purchase | 473 | 24.4289 USD | ||||
| USD 0.01 common | Purchase | 500 | 24.2320 USD | ||||
| USD 0.01 common | Purchase | 545 | 24.4327 USD | ||||
| USD 0.01 common | Purchase | 599 | 24.3397 USD | ||||
| USD 0.01 common | Purchase | 736 | 24.3233 USD | ||||
| USD 0.01 common | Purchase | 743 | 24.4300 USD | ||||
| USD 0.01 common | Purchase | 786 | 24.2237 USD | ||||
| USD 0.01 common | Purchase | 1,401 | 24.1821 USD | ||||
| USD 0.01 common | Purchase | 1,733 | 24.3498 USD | ||||
| USD 0.01 common | Purchase | 2,500 | 24.3800 USD | ||||
| USD 0.01 common | Purchase | 2,502 | 24.2970 USD | ||||
| USD 0.01 common | Purchase | 3,933 | 24.3210 USD | ||||
| USD 0.01 common | Purchase | 6,220 | 24.2882 USD | ||||
| USD 0.01 common | Purchase | 7,045 | 24.3193 USD | ||||
| USD 0.01 common | Purchase | 7,311 | 24.3823 USD | ||||
| USD 0.01 common | Purchase | 8,313 | 24.3050 USD | ||||
| USD 0.01 common | Purchase | 10,914 | 24.2224 USD | ||||
| USD 0.01 common | Purchase | 12,600 | 24.4054 USD | ||||
| USD 0.01 common | Purchase | 14,798 | 24.3438 USD | ||||
| USD 0.01 common | Purchase | 17,441 | 24.3298 USD | ||||
| USD 0.01 common | Purchase | 22,368 | 24.3959 USD | ||||
| USD 0.01 common | Purchase | 41,305 | 24.3658 USD | ||||
| USD 0.01 common | Purchase | 63,681 | 24.2801 USD | ||||
| USD 0.01 common | Purchase | 72,700 | 24.4000 USD | ||||
| USD 0.01 common | Purchase | 110,410 | 24.3649 USD | ||||
| USD 0.01 common | Sale | 1 | 24.4700 USD | ||||
| USD 0.01 common | Sale | 2 | 24.4450 USD | ||||
| USD 0.01 common | Sale | 4 | 24.3375 USD | ||||
| USD 0.01 common | Sale | 7 | 24.3050 USD | ||||
| USD 0.01 common | Sale | 14 | 24.3925 USD | ||||
| USD 0.01 common | Sale | 57 | 24.1000 USD | ||||
| USD 0.01 common | Sale | 70 | 24.3058 USD | ||||
| USD 0.01 common | Sale | 96 | 23.4700 EUR | ||||
| USD 0.01 common | Sale | 99 | 23.3350 EUR | ||||
| USD 0.01 common | Sale | 99 | 24.0860 USD | ||||
| USD 0.01 common | Sale | 100 | 24.0950 USD | ||||
| USD 0.01 common | Sale | 100 | 24.3901 USD | ||||
| USD 0.01 common | Sale | 101 | 24.3952 USD | ||||
| USD 0.01 common | Sale | 103 | 24.0867 USD | ||||
| USD 0.01 common | Sale | 105 | 24.1253 USD | ||||
| USD 0.01 common | Sale | 200 | 24.1100 USD | ||||
| USD 0.01 common | Sale | 201 | 24.0842 USD | ||||
| USD 0.01 common | Sale | 236 | 24.1500 USD | ||||
| USD 0.01 common | Sale | 300 | 24.2200 USD | ||||
| USD 0.01 common | Sale | 325 | 24.1900 USD | ||||
| USD 0.01 common | Sale | 390 | 24.4350 USD | ||||
| USD 0.01 common | Sale | 400 | 24.3912 USD | ||||
| USD 0.01 common | Sale | 402 | 24.4249 USD | ||||
| USD 0.01 common | Sale | 500 | 24.3910 USD | ||||
| USD 0.01 common | Sale | 500 | 24.3950 USD | ||||
| USD 0.01 common | Sale | 515 | 24.3367 USD | ||||
| USD 0.01 common | Sale | 525 | 24.4200 USD | ||||
| USD 0.01 common | Sale | 718 | 24.3337 USD | ||||
| USD 0.01 common | Sale | 748 | 24.4300 USD | ||||
| USD 0.01 common | Sale | 804 | 24.3257 USD | ||||
| USD 0.01 common | Sale | 1,000 | 24.4435 USD | ||||
| USD 0.01 common | Sale | 1,065 | 24.3833 USD | ||||
| USD 0.01 common | Sale | 1,314 | 24.2545 USD | ||||
| USD 0.01 common | Sale | 1,638 | 24.4244 USD | ||||
| USD 0.01 common | Sale | 1,644 | 24.3903 USD | ||||
| USD 0.01 common | Sale | 1,831 | 24.3880 USD | ||||
| USD 0.01 common | Sale | 1,837 | 24.3908 USD | ||||
| USD 0.01 common | Sale | 2,257 | 24.3653 USD | ||||
| USD 0.01 common | Sale | 2,501 | 24.3800 USD | ||||
| USD 0.01 common | Sale | 3,584 | 24.3764 USD | ||||
| USD 0.01 common | Sale | 4,106 | 24.3512 USD | ||||
| USD 0.01 common | Sale | 4,198 | 24.2269 USD | ||||
| USD 0.01 common | Sale | 6,821 | 24.2918 USD | ||||
| USD 0.01 common | Sale | 7,418 | 24.3911 USD | ||||
| USD 0.01 common | Sale | 8,438 | 24.3424 USD | ||||
| USD 0.01 common | Sale | 10,859 | 24.3659 USD | ||||
| USD 0.01 common | Sale | 11,196 | 24.3584 USD | ||||
| USD 0.01 common | Sale | 11,769 | 24.4153 USD | ||||
| USD 0.01 common | Sale | 12,500 | 24.2227 USD | ||||
| USD 0.01 common | Sale | 13,031 | 24.3326 USD | ||||
| USD 0.01 common | Sale | 26,862 | 24.3211 USD | ||||
| USD 0.01 common | Sale | 30,246 | 24.3865 USD | ||||
| USD 0.01 common | Sale | 32,529 | 24.3620 USD | ||||
| USD 0.01 common | Sale | 34,928 | 24.3900 USD | ||||
| USD 0.01 common | Sale | 36,300 | 24.4000 USD | ||||
| USD 0.01 common | Sale | 62,339 | 24.2739 USD | ||||
| USD 0.01 common | Sale | 77,142 | 24.3703 USD | ||||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| 4. | OTHER INFORMATION | ||||||
| (a) | Indemnity and other dealings arrangements | ||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||
| NONE | |||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
| the person making the disclosure and any other person relating to: | |||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
| any derivative is referenced: | |||||||
| NONE | |||||||
| (c) | Attachments | ||||||
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 10 Aug 2022 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
| DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
| PURCHASE OR SELL ETC. | |||||||
| Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
| 1. | KEY INFORMATION | ||||||
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | NORTONLIFELOCK INC | ||||||
| relevant securities this from relates: | |||||||
| 2. | OPTIONS AND DERIVATIVES | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price | date | ||
| relevant | selling, | securities | per unit | ||||
| security | varying etc | to which | |||||
| option | |||||||
| relates | |||||||
| USD 0.01 common | Call Options | Purchased | 56,100 | 25.0000 | American | 19 Aug 2022 | |
| USD 0.01 common | Call Options | Written | -112,200 | 28.0000 | American | 19 Aug 2022 | |
| USD 0.01 common | Call Options | Written | -20,700 | 27.0000 | American | 19 Aug 2022 | |
| USD 0.01 common | Call Options | Written | -17,100 | 27.0000 | American | 16 Sep 2022 | |
| USD 0.01 common | Put Options | Written | 17,100 | 25.0000 | American | 16 Sep 2022 | |
| 3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
| Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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