Barclays PLC - Director's Dealing 2021

National Storage Mechanism | Additional information

Form 8.3 - CLINIGEN GROUP PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	CLINIGEN GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	02 December 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		0.1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	355,093	0.27%	1,313,228	0.98%

(2)	Cash-settled derivatives:
		1,243,705	0.93%	275,865	0.21%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	1,598,798	1.20%	1,589,093	1.19%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
0.1p ordinary	Purchase	50	7.3650 GBP
0.1p ordinary	Purchase	88	7.6700 GBP
0.1p ordinary	Purchase	91	7.0454 GBP
0.1p ordinary	Purchase	140	7.5300 GBP
0.1p ordinary	Purchase	148	7.5250 GBP
0.1p ordinary	Purchase	156	6.4450 GBP
0.1p ordinary	Purchase	198	6.4425 GBP
0.1p ordinary	Purchase	200	6.4375 GBP
0.1p ordinary	Purchase	209	7.3700 GBP
0.1p ordinary	Purchase	231	6.4100 GBP
0.1p ordinary	Purchase	259	7.4750 GBP
0.1p ordinary	Purchase	272	7.4800 GBP
0.1p ordinary	Purchase	282	7.4225 GBP
0.1p ordinary	Purchase	291	7.6300 GBP
0.1p ordinary	Purchase	294	7.4300 GBP
0.1p ordinary	Purchase	301	7.4600 GBP
0.1p ordinary	Purchase	304	6.4500 GBP
0.1p ordinary	Purchase	309	7.6400 GBP
0.1p ordinary	Purchase	316	7.7900 GBP
0.1p ordinary	Purchase	316	7.5825 GBP
0.1p ordinary	Purchase	332	7.3600 GBP
0.1p ordinary	Purchase	349	6.4300 GBP
0.1p ordinary	Purchase	370	7.4500 GBP
0.1p ordinary	Purchase	393	6.5960 GBP
0.1p ordinary	Purchase	421	7.4555 GBP
0.1p ordinary	Purchase	428	7.4900 GBP
0.1p ordinary	Purchase	471	7.7912 GBP
0.1p ordinary	Purchase	597	7.4400 GBP
0.1p ordinary	Purchase	691	7.5050 GBP
0.1p ordinary	Purchase	794	7.3550 GBP
0.1p ordinary	Purchase	870	7.4050 GBP
0.1p ordinary	Purchase	995	7.0880 GBP
0.1p ordinary	Purchase	1,177	7.4250 GBP
0.1p ordinary	Purchase	1,218	7.4150 GBP
0.1p ordinary	Purchase	1,244	7.5150 GBP
0.1p ordinary	Purchase	1,282	7.4200 GBP
0.1p ordinary	Purchase	1,293	7.4279 GBP
0.1p ordinary	Purchase	1,372	7.5100 GBP
0.1p ordinary	Purchase	1,372	7.4335 GBP
0.1p ordinary	Purchase	1,509	7.3758 GBP
0.1p ordinary	Purchase	1,621	7.4100 GBP
0.1p ordinary	Purchase	1,715	6.6205 GBP
0.1p ordinary	Purchase	2,112	7.4000 GBP
0.1p ordinary	Purchase	2,449	7.5000 GBP
0.1p ordinary	Purchase	3,090	7.3505 GBP
0.1p ordinary	Purchase	3,517	6.5559 GBP
0.1p ordinary	Purchase	4,390	7.3677 GBP
0.1p ordinary	Purchase	5,610	7.1824 GBP
0.1p ordinary	Purchase	6,842	7.6335 GBP
0.1p ordinary	Purchase	9,185	7.4139 GBP
0.1p ordinary	Purchase	9,818	7.5390 GBP
0.1p ordinary	Purchase	11,826	7.1327 GBP
0.1p ordinary	Purchase	12,285	7.4934 GBP
0.1p ordinary	Purchase	12,346	7.4863 GBP
0.1p ordinary	Purchase	13,425	6.3950 GBP
0.1p ordinary	Purchase	14,353	7.1831 GBP
0.1p ordinary	Purchase	14,567	6.4145 GBP
0.1p ordinary	Purchase	14,600	7.7081 GBP
0.1p ordinary	Purchase	16,551	7.6183 GBP
0.1p ordinary	Purchase	18,063	7.4994 GBP
0.1p ordinary	Purchase	18,080	7.4705 GBP
0.1p ordinary	Purchase	26,469	7.1666 GBP
0.1p ordinary	Purchase	28,032	7.4843 GBP
0.1p ordinary	Purchase	30,862	7.3379 GBP
0.1p ordinary	Purchase	33,935	7.5968 GBP
0.1p ordinary	Purchase	37,389	7.4543 GBP
0.1p ordinary	Purchase	40,562	6.9305 GBP
0.1p ordinary	Purchase	48,865	7.5180 GBP
0.1p ordinary	Purchase	50,462	7.3992 GBP
0.1p ordinary	Purchase	51,513	7.7850 GBP
0.1p ordinary	Purchase	53,624	7.5487 GBP
0.1p ordinary	Purchase	71,475	7.5231 GBP
0.1p ordinary	Purchase	74,779	7.4115 GBP
0.1p ordinary	Purchase	146,764	7.6050 GBP
0.1p ordinary	Purchase	178,136	7.3999 GBP
0.1p ordinary	Purchase	198,662	6.5454 GBP
0.1p ordinary	Sale	36	7.7842 GBP
0.1p ordinary	Sale	50	7.3650 GBP
0.1p ordinary	Sale	88	7.6700 GBP
0.1p ordinary	Sale	140	7.5300 GBP
0.1p ordinary	Sale	148	7.5250 GBP
0.1p ordinary	Sale	156	6.4450 GBP
0.1p ordinary	Sale	198	6.4425 GBP
0.1p ordinary	Sale	200	6.4375 GBP
0.1p ordinary	Sale	209	7.3700 GBP
0.1p ordinary	Sale	231	6.4100 GBP
0.1p ordinary	Sale	259	7.4750 GBP
0.1p ordinary	Sale	272	7.4800 GBP
0.1p ordinary	Sale	282	7.4225 GBP
0.1p ordinary	Sale	291	7.6300 GBP
0.1p ordinary	Sale	294	7.4300 GBP
0.1p ordinary	Sale	301	7.4600 GBP
0.1p ordinary	Sale	304	6.4500 GBP
0.1p ordinary	Sale	309	7.6400 GBP
0.1p ordinary	Sale	316	7.7900 GBP
0.1p ordinary	Sale	316	7.5825 GBP
0.1p ordinary	Sale	332	7.3600 GBP
0.1p ordinary	Sale	349	6.4300 GBP
0.1p ordinary	Sale	370	7.4500 GBP
0.1p ordinary	Sale	428	7.4900 GBP
0.1p ordinary	Sale	597	7.4400 GBP
0.1p ordinary	Sale	691	7.5050 GBP
0.1p ordinary	Sale	794	7.3550 GBP
0.1p ordinary	Sale	870	7.4050 GBP
0.1p ordinary	Sale	1,177	7.4250 GBP
0.1p ordinary	Sale	1,218	7.4150 GBP
0.1p ordinary	Sale	1,244	7.5150 GBP
0.1p ordinary	Sale	1,282	7.4200 GBP
0.1p ordinary	Sale	1,372	7.5100 GBP
0.1p ordinary	Sale	1,621	7.4100 GBP
0.1p ordinary	Sale	1,631	7.4866 GBP
0.1p ordinary	Sale	2,112	7.4000 GBP
0.1p ordinary	Sale	4,741	7.5000 GBP
0.1p ordinary	Sale	8,675	7.4062 GBP
0.1p ordinary	Sale	10,690	7.4598 GBP
0.1p ordinary	Sale	10,758	6.7760 GBP
0.1p ordinary	Sale	12,288	7.4753 GBP
0.1p ordinary	Sale	14,150	7.4747 GBP
0.1p ordinary	Sale	14,600	7.3123 GBP
0.1p ordinary	Sale	20,870	7.2719 GBP
0.1p ordinary	Sale	22,027	7.7853 GBP
0.1p ordinary	Sale	22,398	6.9534 GBP
0.1p ordinary	Sale	35,970	7.7850 GBP
0.1p ordinary	Sale	80,972	7.7866 GBP
0.1p ordinary	Sale	90,528	7.0225 GBP
0.1p ordinary	Sale	95,848	7.4146 GBP
0.1p ordinary	Sale	197,962	7.1926 GBP
0.1p ordinary	Sale	279,806	7.3523 GBP

(b) Cash-settled derivative transactions


Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
0.1p ordinary	SWAP	Long	36	7.7842 GBP
0.1p ordinary	CFD	Long	885	7.7850 GBP
0.1p ordinary	CFD	Long	2,167	7.7164 GBP
0.1p ordinary	SWAP	Long	4,046	7.7849 GBP
0.1p ordinary	SWAP	Long	16,091	7.2703 GBP
0.1p ordinary	CFD	Long	20,539	7.7843 GBP
0.1p ordinary	SWAP	Long	32,091	7.0661 GBP
0.1p ordinary	SWAP	Long	44,036	7.0639 GBP
0.1p ordinary	SWAP	Long	57,120	7.0266 GBP
0.1p ordinary	SWAP	Long	62,879	7.3129 GBP
0.1p ordinary	SWAP	Long	70,391	6.9221 GBP
0.1p ordinary	SWAP	Long	279,806	7.3523 GBP
0.1p ordinary	SWAP	Short	91	7.0456 GBP
0.1p ordinary	SWAP	Short	184	7.8950 GBP
0.1p ordinary	SWAP	Short	228	7.0874 GBP
0.1p ordinary	SWAP	Short	421	7.4556 GBP
0.1p ordinary	CFD	Short	471	7.7912 GBP
0.1p ordinary	SWAP	Short	995	7.0880 GBP
0.1p ordinary	CFD	Short	1,260	6.4758 GBP
0.1p ordinary	SWAP	Short	3,090	7.3505 GBP
0.1p ordinary	SWAP	Short	4,390	7.3677 GBP
0.1p ordinary	SWAP	Short	5,610	7.1824 GBP
0.1p ordinary	SWAP	Short	11,826	7.1327 GBP
0.1p ordinary	SWAP	Short	12,285	7.4934 GBP
0.1p ordinary	SWAP	Short	14,353	7.1831 GBP
0.1p ordinary	SWAP	Short	16,551	7.6183 GBP
0.1p ordinary	SWAP	Short	17,835	7.5047 GBP
0.1p ordinary	SWAP	Short	23,778	7.5185 GBP
0.1p ordinary	SWAP	Short	28,032	7.4843 GBP
0.1p ordinary	SWAP	Short	32,844	7.2303 GBP
0.1p ordinary	SWAP	Short	33,935	7.5968 GBP
0.1p ordinary	CFD	Short	35,997	7.7850 GBP
0.1p ordinary	SWAP	Short	37,389	7.4543 GBP
0.1p ordinary	SWAP	Short	40,562	6.9305 GBP
0.1p ordinary	SWAP	Short	47,012	7.5563 GBP
0.1p ordinary	SWAP	Short	50,462	7.3992 GBP
0.1p ordinary	SWAP	Short	71,475	7.5231 GBP
0.1p ordinary	SWAP	Short	74,779	7.4115 GBP
0.1p ordinary	SWAP	Short	82,876	7.3737 GBP
0.1p ordinary	SWAP	Short	198,662	6.5454 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				3 Dec 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.