Barclays PLC - Director's Dealing 2021

National Storage Mechanism | Additional information

FORM 8.3 - AVAST PLC - AMENDMENT

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION


(a)	Full name of discloser:	Barclays PLC.

(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	AVAST PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	04 November 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	NORTONLIFELOCK INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	19,828,726	1.92%	11,901,786	1.15%

(2)	Cash-settled derivatives:
		306,559	0.03%	14,665,895	1.42%

(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%


	TOTAL:	20,135,285	1.95%	26,567,681	2.57%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)


Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	334	5.6312 GBP
10p ordinary	Purchase	520	167.1096 CZK
10p ordinary	Purchase	524	5.5990 GBP
10p ordinary	Purchase	529	5.6020 GBP
10p ordinary	Purchase	548	5.5960 GBP
10p ordinary	Purchase	742	5.6028 GBP
10p ordinary	Purchase	856	5.5720 GBP
10p ordinary	Purchase	894	5.6054 GBP
10p ordinary	Purchase	969	5.5900 GBP
10p ordinary	Purchase	1,005	5.6302 GBP
10p ordinary	Purchase	1,063	5.5940 GBP
10p ordinary	Purchase	1,219	5.5880 GBP
10p ordinary	Purchase	1,611	5.5860 GBP
10p ordinary	Purchase	1,677	5.6200 GBP
10p ordinary	Purchase	1,890	5.6236 GBP
10p ordinary	Purchase	2,106	5.5844 GBP
10p ordinary	Purchase	2,582	5.6317 GBP
10p ordinary	Purchase	2,582	5.6144 GBP
10p ordinary	Purchase	2,883	5.5986 GBP
10p ordinary	Purchase	3,677	5.5820 GBP
10p ordinary	Purchase	14,433	5.6041 GBP
10p ordinary	Purchase	17,940	5.6145 GBP
10p ordinary	Purchase	24,654	5.6369 GBP
10p ordinary	Purchase	26,079	5.6311 GBP
10p ordinary	Purchase	34,254	5.6121 GBP
10p ordinary	Purchase	41,798	5.6082 GBP
10p ordinary	Purchase	46,088	5.6460 GBP
10p ordinary	Purchase	65,945	5.6040 GBP
10p ordinary	Purchase	101,136	5.5893 GBP
10p ordinary	Purchase	262,552	5.6190 GBP
10p ordinary	Purchase	5,109,039	5.6320 GBP
10p ordinary	Sale	126	5.5862 GBP
10p ordinary	Sale	283	5.5776 GBP
10p ordinary	Sale	522	5.6408 GBP
10p ordinary	Sale	524	5.5990 GBP
10p ordinary	Sale	529	5.6020 GBP
10p ordinary	Sale	548	5.5960 GBP
10p ordinary	Sale	570	5.6275 GBP
10p ordinary	Sale	609	5.5800 GBP
10p ordinary	Sale	670	5.5900 GBP
10p ordinary	Sale	856	5.5720 GBP
10p ordinary	Sale	1,000	5.5875 GBP
10p ordinary	Sale	1,110	5.6292 GBP
10p ordinary	Sale	1,177	5.5790 GBP
10p ordinary	Sale	1,219	5.5880 GBP
10p ordinary	Sale	1,442	5.5775 GBP
10p ordinary	Sale	1,454	5.6079 GBP
10p ordinary	Sale	1,465	5.6170 GBP
10p ordinary	Sale	1,611	5.5860 GBP
10p ordinary	Sale	1,666	5.6002 GBP
10p ordinary	Sale	2,293	5.5942 GBP
10p ordinary	Sale	2,582	5.6317 GBP
10p ordinary	Sale	3,658	5.6460 GBP
10p ordinary	Sale	3,677	5.5820 GBP
10p ordinary	Sale	3,842	5.5773 GBP
10p ordinary	Sale	5,418	5.6135 GBP
10p ordinary	Sale	6,273	5.5976 GBP
10p ordinary	Sale	6,324	5.6146 GBP
10p ordinary	Sale	7,781	5.5910 GBP
10p ordinary	Sale	10,511	5.6055 GBP
10p ordinary	Sale	15,359	5.6136 GBP
10p ordinary	Sale	16,070	5.6462 GBP
10p ordinary	Sale	17,207	5.5940 GBP
10p ordinary	Sale	20,422	5.6283 GBP
10p ordinary	Sale	23,006	5.5852 GBP
10p ordinary	Sale	29,252	5.6044 GBP
10p ordinary	Sale	51,008	5.6277 GBP
10p ordinary	Sale	61,613	167.6310 CZK
10p ordinary	Sale	78,144	5.6024 GBP
10p ordinary	Sale	79,002	5.6040 GBP
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	3,406,026	5.6320 GBP

(b) Cash-settled derivative transactions


Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	CFD	Long	428	5.6075 GBP
10p ordinary	SWAP	Long	522	5.6408 GBP
10p ordinary	SWAP	Long	570	5.6275 GBP
10p ordinary	SWAP	Long	1,000	5.5875 GBP
10p ordinary	SWAP	Long	1,081	5.5900 GBP
10p ordinary	SWAP	Long	1,596	5.6018 GBP
10p ordinary	SWAP	Long	4,610	5.5910 GBP
10p ordinary	CFD	Long	6,373	5.6445 GBP
10p ordinary	SWAP	Long	38,705	5.6237 GBP
10p ordinary	CFD	Long	61,613	167.5136 CZK
10p ordinary	CFD	Long	197,303	5.6004 GBP
10p ordinary	CFD	Short	520	167.2265 CZK
10p ordinary	SWAP	Short	736	5.5864 GBP
10p ordinary	SWAP	Short	1,389	5.6268 GBP
10p ordinary	SWAP	Short	1,890	5.6236 GBP
10p ordinary	SWAP	Short	2,106	5.5844 GBP
10p ordinary	SWAP	Short	3,798	5.6460 GBP
10p ordinary	SWAP	Short	6,260	5.5849 GBP
10p ordinary	CFD	Short	41,753	5.6300 GBP
10p ordinary	SWAP	Short	56,075	5.6224 GBP
10p ordinary	CFD	Short	61,521	5.5941 GBP
10p ordinary	SWAP	Short	69,552	5.6246 GBP
10p ordinary	SWAP	Short	108,946	5.6229 GBP
10p ordinary	SWAP	Short	1,703,013	5.6320 GBP
NB: The below transactions which were previously disclosed have been cancelled
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	SWAP	Short	1,703,013	5.6320 GBP

(i) Writing, selling, purchasing or varying


Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise


Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)


Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None


Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Nov 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.