Barclays PLC — Director's Dealing 2021

Oct 5, 2021

National Storage Mechanism | Additional information

Form 8.3 - DraftKings Inc

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				DRAFTKINGS INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				04 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				ENTAIN PLC
					GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			USD 0.0001 class A common
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		604,137	0.15%	609,144	0.15%
(2)	Cash-settled derivatives:
			4,928	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		2,735,561	0.67%	1,628,611	0.40%
	TOTAL:		3,344,626	0.82%	2,237,755	0.55%
Class of relevant security:			Convertible Bond US26142RAA23
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		0	0.00%	356,000	0.09%
(2)	Cash-settled derivatives:
			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		0	0.00%	356,000	0.09%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.0001 class A common		Purchase		2		49.9500 USD
USD 0.0001 class A common		Purchase		2		48.9300 USD
USD 0.0001 class A common		Purchase		5		49.1900 USD
USD 0.0001 class A common		Purchase		7		48.8900 USD
USD 0.0001 class A common		Purchase		8		49.1025 USD
USD 0.0001 class A common		Purchase		8		48.5400 USD
USD 0.0001 class A common		Purchase		8		49.0425 USD
USD 0.0001 class A common		Purchase		12		48.5533 USD
USD 0.0001 class A common		Purchase		12		48.4700 USD
USD 0.0001 class A common		Purchase		16		48.4537 USD
USD 0.0001 class A common		Purchase		16		48.4100 USD
USD 0.0001 class A common		Purchase		16		48.3862 USD
USD 0.0001 class A common		Purchase		23		48.7952 USD
USD 0.0001 class A common		Purchase		24		48.4141 USD
USD 0.0001 class A common		Purchase		25		48.4900 USD
USD 0.0001 class A common		Purchase		27		49.1574 USD
USD 0.0001 class A common		Purchase		28		48.4264 USD
USD 0.0001 class A common		Purchase		40		48.3300 USD
USD 0.0001 class A common		Purchase		43		49.2304 USD
USD 0.0001 class A common		Purchase		44		48.4636 USD
USD 0.0001 class A common		Purchase		48		48.4633 USD
USD 0.0001 class A common		Purchase		71		48.5000 USD
USD 0.0001 class A common		Purchase		82		49.1037 USD
USD 0.0001 class A common		Purchase		100		48.5050 USD
USD 0.0001 class A common		Purchase		105		50.3642 USD
USD 0.0001 class A common		Purchase		108		49.1459 USD
USD 0.0001 class A common		Purchase		124		48.7704 USD
USD 0.0001 class A common		Purchase		200		49.2350 USD
USD 0.0001 class A common		Purchase		200		48.4975 USD
USD 0.0001 class A common		Purchase		200		48.5125 USD
USD 0.0001 class A common		Purchase		239		48.8920 USD
USD 0.0001 class A common		Purchase		300		48.5150 USD
USD 0.0001 class A common		Purchase		300		48.5066 USD
USD 0.0001 class A common		Purchase		300		48.9733 USD
USD 0.0001 class A common		Purchase		400		48.5075 USD
USD 0.0001 class A common		Purchase		500		48.5140 USD
USD 0.0001 class A common		Purchase		600		49.0000 USD
USD 0.0001 class A common		Purchase		607		48.9950 USD
USD 0.0001 class A common		Purchase		700		48.5135 USD
USD 0.0001 class A common		Purchase		890		48.9784 USD
USD 0.0001 class A common		Purchase		1,025		48.5100 USD
USD 0.0001 class A common		Purchase		1,129		48.9763 USD
USD 0.0001 class A common		Purchase		1,372		48.5986 USD
USD 0.0001 class A common		Purchase		1,499		48.5528 USD
USD 0.0001 class A common		Purchase		1,500		49.2473 USD
USD 0.0001 class A common		Purchase		1,529		48.5027 USD
USD 0.0001 class A common		Purchase		1,600		50.0093 USD
USD 0.0001 class A common		Purchase		1,913		49.0002 USD
USD 0.0001 class A common		Purchase		2,220		48.9872 USD
USD 0.0001 class A common		Purchase		2,423		48.7626 USD
USD 0.0001 class A common		Purchase		2,552		50.3600 USD
USD 0.0001 class A common		Purchase		3,523		49.0127 USD
USD 0.0001 class A common		Purchase		4,706		48.7238 USD
USD 0.0001 class A common		Purchase		5,159		48.5759 USD
USD 0.0001 class A common		Purchase		5,680		49.0236 USD
USD 0.0001 class A common		Purchase		5,693		48.9949 USD
USD 0.0001 class A common		Purchase		6,580		48.7284 USD
USD 0.0001 class A common		Purchase		7,523		49.7003 USD
USD 0.0001 class A common		Purchase		8,821		49.0242 USD
USD 0.0001 class A common		Purchase		9,815		48.5213 USD
USD 0.0001 class A common		Purchase		12,560		48.7093 USD
USD 0.0001 class A common		Purchase		13,109		49.0698 USD
USD 0.0001 class A common		Purchase		16,756		48.8031 USD
USD 0.0001 class A common		Purchase		17,475		49.6252 USD
USD 0.0001 class A common		Purchase		19,354		48.5164 USD
USD 0.0001 class A common		Purchase		23,248		49.1711 USD
USD 0.0001 class A common		Purchase		28,659		49.3862 USD
USD 0.0001 class A common		Purchase		29,201		49.2859 USD
USD 0.0001 class A common		Purchase		38,631		48.6614 USD
USD 0.0001 class A common		Purchase		49,278		49.0407 USD
USD 0.0001 class A common		Purchase		56,235		49.0172 USD
USD 0.0001 class A common		Purchase		98,237		48.6794 USD
USD 0.0001 class A common		Purchase		214,724		49.3120 USD
USD 0.0001 class A common		Sale		8		48.8450 USD
USD 0.0001 class A common		Sale		38		48.5150 USD
USD 0.0001 class A common		Sale		38		48.4900 USD
USD 0.0001 class A common		Sale		49		50.6700 USD
USD 0.0001 class A common		Sale		57		49.1900 USD
USD 0.0001 class A common		Sale		62		48.6025 USD
USD 0.0001 class A common		Sale		82		49.2917 USD
USD 0.0001 class A common		Sale		100		48.3900 USD
USD 0.0001 class A common		Sale		100		49.3300 USD
USD 0.0001 class A common		Sale		100		48.8200 USD
USD 0.0001 class A common		Sale		100		49.8900 USD
USD 0.0001 class A common		Sale		100		49.9200 USD
USD 0.0001 class A common		Sale		115		48.9440 USD
USD 0.0001 class A common		Sale		119		48.3807 USD
USD 0.0001 class A common		Sale		124		48.7704 USD
USD 0.0001 class A common		Sale		128		48.4684 USD
USD 0.0001 class A common		Sale		176		48.8498 USD
USD 0.0001 class A common		Sale		198		48.6070 USD
USD 0.0001 class A common		Sale		200		49.9800 USD
USD 0.0001 class A common		Sale		200		49.9775 USD
USD 0.0001 class A common		Sale		200		48.4250 USD
USD 0.0001 class A common		Sale		225		49.2211 USD
USD 0.0001 class A common		Sale		254		48.9421 USD
USD 0.0001 class A common		Sale		300		49.9866 USD
USD 0.0001 class A common		Sale		306		48.6047 USD
USD 0.0001 class A common		Sale		316		48.4580 USD
USD 0.0001 class A common		Sale		500		48.5120 USD
USD 0.0001 class A common		Sale		500		49.9880 USD
USD 0.0001 class A common		Sale		544		48.6508 USD
USD 0.0001 class A common		Sale		550		49.7872 USD
USD 0.0001 class A common		Sale		556		48.4827 USD
USD 0.0001 class A common		Sale		629		48.7643 USD
USD 0.0001 class A common		Sale		664		48.6460 USD
USD 0.0001 class A common		Sale		713		49.4398 USD
USD 0.0001 class A common		Sale		800		49.7531 USD
USD 0.0001 class A common		Sale		900		50.0277 USD
USD 0.0001 class A common		Sale		1,128		49.6107 USD
USD 0.0001 class A common		Sale		1,400		49.2414 USD
USD 0.0001 class A common		Sale		1,700		48.6173 USD
USD 0.0001 class A common		Sale		1,800		48.5000 USD
USD 0.0001 class A common		Sale		4,180		49.3110 USD
USD 0.0001 class A common		Sale		4,725		48.5546 USD
USD 0.0001 class A common		Sale		7,938		48.5200 USD
USD 0.0001 class A common		Sale		12,634		49.3784 USD
USD 0.0001 class A common		Sale		13,542		49.3773 USD
USD 0.0001 class A common		Sale		13,775		49.1954 USD
USD 0.0001 class A common		Sale		13,835		48.8843 USD
USD 0.0001 class A common		Sale		14,196		49.1233 USD
USD 0.0001 class A common		Sale		14,239		49.0113 USD
USD 0.0001 class A common		Sale		16,217		49.5071 USD
USD 0.0001 class A common		Sale		17,042		48.5134 USD
USD 0.0001 class A common		Sale		19,021		49.6281 USD
USD 0.0001 class A common		Sale		20,715		49.2930 USD
USD 0.0001 class A common		Sale		22,015		49.5128 USD
USD 0.0001 class A common		Sale		22,640		49.3224 USD
USD 0.0001 class A common		Sale		28,042		48.7723 USD
USD 0.0001 class A common		Sale		127,779		49.3557 USD
USD 0.0001 class A common		Sale		150,000		49.0278 USD
USD 0.0001 class A common		Sale		153,563		48.6788 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				5 Oct 2021
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings
are being disclosed:
Name of offeror/offeree in relation to whose
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product	Writing,	Number	Exercise	Type	Expiry
of		description	purchasing,	of	price		date
relevant			selling,	securities	per unit
security			varying etc	to which
				option
				relates
USD 0.0001 class A common		Call Options	Written	-39,996	50.0000	American	15 Oct 2021
USD 0.0001 class A common		Call Options	Written	-35,500	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-33,835	70.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-31,007	65.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-20,503	65.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-16,059	55.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-14,443	60.0000	American	20 Jan 2023
USD 0.0001 class A common		Call Options	Written	-7,373	45.0000	American	19 Nov 2021
USD 0.0001 class A common		Call Options	Written	-6,363	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common		Call Options	Written	-101	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-418,200	45.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Purchased	-223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Purchased	-212,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-211,100	45.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Purchased	-85,700	40.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Purchased	-76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Purchased	-63,963	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-61,085	40.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Purchased	-30,000	60.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Purchased	-22,601	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-16,968	65.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Purchased	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	505	40.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Written	9,999	55.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	22,500	60.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	23,230	60.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	30,300	60.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	45,248	45.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	50,500	60.0000	American	15 Jul 2022
USD 0.0001 class A common		Put Options	Written	54,944	50.0000	American	20 May 2022
USD 0.0001 class A common		Put Options	Written	57,600	50.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	111,403	60.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	113,778	40.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	141,400	55.0000	American	19 Nov 2021
USD 0.0001 class A common		Put Options	Written	188,971	50.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	201,596	45.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	202,000	45.0000	American	14 Apr 2022
USD 0.0001 class A common		Put Options	Written	204,000	40.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common		Put Options	Written	228,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common		Put Options	Written	247,460	45.0000	American	20 Jan 2023
USD 0.0001 class A common		Put Options	Written	501,727	45.0000	American	20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20211005005623/en/

BARCLAYS PLC