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Barclays PLC Director's Dealing 2021
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Director's Dealing
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National Storage Mechanism | Additional information
FORM 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 23 September 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | ENTAIN PLC | ||||||
| GVC HLDGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | |||||
| and/or controlled: | 532,019 | 0.13% | 537,281 | 0.13% | ||
| (2) | Cash-settled derivatives: | |||||
| 102,783,788 | 25.48% | 41,892,230 | 10.38% | |||
| (3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 2,087,485 | 0.52% | 1,210,411 | 0.30% | ||
| TOTAL: | 105,403,292 | 26.13% | 43,639,922 | 10.82% | ||
| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
| (1) | Relevant securities owned | |||||
| and/or controlled: | 0 | 0.00% | 442,000 | 0.11% | ||
| (2) | Cash-settled derivatives: | |||||
| 0 | 0.00% | 0 | 0.00% | |||
| (3) | Stock-settled derivatives (including options) | |||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
| TOTAL: | 0 | 0.00% | 442,000 | 0.11% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.0001 class A common | Purchase | 9 | 52.5900 USD | ||||
| USD 0.0001 class A common | Purchase | 40 | 52.2100 USD | ||||
| USD 0.0001 class A common | Purchase | 72 | 53.4400 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 51.6300 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 51.6850 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 51.9650 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 51.9250 USD | ||||
| USD 0.0001 class A common | Purchase | 147 | 52.9568 USD | ||||
| USD 0.0001 class A common | Purchase | 154 | 53.0103 USD | ||||
| USD 0.0001 class A common | Purchase | 154 | 52.9993 USD | ||||
| USD 0.0001 class A common | Purchase | 155 | 52.4054 USD | ||||
| USD 0.0001 class A common | Purchase | 168 | 52.5384 USD | ||||
| USD 0.0001 class A common | Purchase | 172 | 52.8612 USD | ||||
| USD 0.0001 class A common | Purchase | 214 | 52.6914 USD | ||||
| USD 0.0001 class A common | Purchase | 226 | 52.4825 USD | ||||
| USD 0.0001 class A common | Purchase | 249 | 52.7748 USD | ||||
| USD 0.0001 class A common | Purchase | 272 | 53.1279 USD | ||||
| USD 0.0001 class A common | Purchase | 277 | 52.9603 USD | ||||
| USD 0.0001 class A common | Purchase | 300 | 51.8500 USD | ||||
| USD 0.0001 class A common | Purchase | 337 | 53.1851 USD | ||||
| USD 0.0001 class A common | Purchase | 360 | 53.0000 USD | ||||
| USD 0.0001 class A common | Purchase | 367 | 53.3650 USD | ||||
| USD 0.0001 class A common | Purchase | 369 | 51.8355 USD | ||||
| USD 0.0001 class A common | Purchase | 800 | 51.8300 USD | ||||
| USD 0.0001 class A common | Purchase | 844 | 53.3064 USD | ||||
| USD 0.0001 class A common | Purchase | 855 | 52.0125 USD | ||||
| USD 0.0001 class A common | Purchase | 900 | 51.6400 USD | ||||
| USD 0.0001 class A common | Purchase | 1,113 | 52.0317 USD | ||||
| USD 0.0001 class A common | Purchase | 1,426 | 53.4585 USD | ||||
| USD 0.0001 class A common | Purchase | 1,694 | 52.0690 USD | ||||
| USD 0.0001 class A common | Purchase | 2,143 | 52.4442 USD | ||||
| USD 0.0001 class A common | Purchase | 3,587 | 52.9675 USD | ||||
| USD 0.0001 class A common | Purchase | 6,466 | 53.1189 USD | ||||
| USD 0.0001 class A common | Purchase | 8,349 | 52.0033 USD | ||||
| USD 0.0001 class A common | Purchase | 8,724 | 51.7500 USD | ||||
| USD 0.0001 class A common | Purchase | 8,903 | 51.7582 USD | ||||
| USD 0.0001 class A common | Purchase | 11,692 | 52.9412 USD | ||||
| USD 0.0001 class A common | Purchase | 13,223 | 52.4914 USD | ||||
| USD 0.0001 class A common | Purchase | 17,638 | 52.3789 USD | ||||
| USD 0.0001 class A common | Purchase | 22,093 | 52.1042 USD | ||||
| USD 0.0001 class A common | Purchase | 30,365 | 52.1924 USD | ||||
| USD 0.0001 class A common | Purchase | 38,693 | 52.4312 USD | ||||
| USD 0.0001 class A common | Purchase | 40,272 | 52.7387 USD | ||||
| USD 0.0001 class A common | Purchase | 41,241 | 52.4596 USD | ||||
| USD 0.0001 class A common | Purchase | 48,101 | 52.7975 USD | ||||
| USD 0.0001 class A common | Purchase | 135,775 | 52.8128 USD | ||||
| USD 0.0001 class A common | Purchase | 162,950 | 52.4417 USD | ||||
| USD 0.0001 class A common | Sale | 1 | 51.9700 USD | ||||
| USD 0.0001 class A common | Sale | 11 | 52.3327 USD | ||||
| USD 0.0001 class A common | Sale | 25 | 53.2616 USD | ||||
| USD 0.0001 class A common | Sale | 42 | 53.4100 USD | ||||
| USD 0.0001 class A common | Sale | 44 | 52.6095 USD | ||||
| USD 0.0001 class A common | Sale | 76 | 52.4565 USD | ||||
| USD 0.0001 class A common | Sale | 79 | 53.2169 USD | ||||
| USD 0.0001 class A common | Sale | 80 | 52.4922 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 51.6300 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 51.8200 USD | ||||
| USD 0.0001 class A common | Sale | 105 | 53.3959 USD | ||||
| USD 0.0001 class A common | Sale | 116 | 52.3012 USD | ||||
| USD 0.0001 class A common | Sale | 118 | 52.4279 USD | ||||
| USD 0.0001 class A common | Sale | 122 | 52.5440 USD | ||||
| USD 0.0001 class A common | Sale | 132 | 52.4325 USD | ||||
| USD 0.0001 class A common | Sale | 134 | 52.3404 USD | ||||
| USD 0.0001 class A common | Sale | 190 | 53.3469 USD | ||||
| USD 0.0001 class A common | Sale | 215 | 52.5576 USD | ||||
| USD 0.0001 class A common | Sale | 249 | 52.7748 USD | ||||
| USD 0.0001 class A common | Sale | 300 | 53.2140 USD | ||||
| USD 0.0001 class A common | Sale | 335 | 52.9919 USD | ||||
| USD 0.0001 class A common | Sale | 350 | 53.2215 USD | ||||
| USD 0.0001 class A common | Sale | 383 | 52.9678 USD | ||||
| USD 0.0001 class A common | Sale | 400 | 53.3887 USD | ||||
| USD 0.0001 class A common | Sale | 500 | 53.1600 USD | ||||
| USD 0.0001 class A common | Sale | 622 | 53.1574 USD | ||||
| USD 0.0001 class A common | Sale | 900 | 51.6400 USD | ||||
| USD 0.0001 class A common | Sale | 976 | 53.2147 USD | ||||
| USD 0.0001 class A common | Sale | 1,013 | 52.0526 USD | ||||
| USD 0.0001 class A common | Sale | 1,179 | 52.7550 USD | ||||
| USD 0.0001 class A common | Sale | 1,258 | 53.4575 USD | ||||
| USD 0.0001 class A common | Sale | 1,300 | 51.9284 USD | ||||
| USD 0.0001 class A common | Sale | 1,400 | 53.4578 USD | ||||
| USD 0.0001 class A common | Sale | 1,409 | 53.3140 USD | ||||
| USD 0.0001 class A common | Sale | 3,219 | 53.3647 USD | ||||
| USD 0.0001 class A common | Sale | 4,200 | 52.2701 USD | ||||
| USD 0.0001 class A common | Sale | 4,482 | 52.6833 USD | ||||
| USD 0.0001 class A common | Sale | 5,147 | 53.0424 USD | ||||
| USD 0.0001 class A common | Sale | 5,229 | 53.1612 USD | ||||
| USD 0.0001 class A common | Sale | 5,305 | 52.4228 USD | ||||
| USD 0.0001 class A common | Sale | 6,939 | 52.3685 USD | ||||
| USD 0.0001 class A common | Sale | 7,174 | 52.9186 USD | ||||
| USD 0.0001 class A common | Sale | 8,724 | 51.7500 USD | ||||
| USD 0.0001 class A common | Sale | 9,144 | 52.2748 USD | ||||
| USD 0.0001 class A common | Sale | 9,258 | 51.7809 USD | ||||
| USD 0.0001 class A common | Sale | 11,252 | 52.2794 USD | ||||
| USD 0.0001 class A common | Sale | 11,591 | 52.8675 USD | ||||
| USD 0.0001 class A common | Sale | 12,146 | 52.7423 USD | ||||
| USD 0.0001 class A common | Sale | 14,727 | 52.4236 USD | ||||
| USD 0.0001 class A common | Sale | 17,562 | 51.7679 USD | ||||
| USD 0.0001 class A common | Sale | 17,582 | 53.0399 USD | ||||
| USD 0.0001 class A common | Sale | 26,489 | 52.4789 USD | ||||
| USD 0.0001 class A common | Sale | 30,852 | 52.1995 USD | ||||
| USD 0.0001 class A common | Sale | 39,188 | 52.4031 USD | ||||
| USD 0.0001 class A common | Sale | 55,851 | 52.7972 USD | ||||
| USD 0.0001 class A common | Sale | 65,744 | 52.7862 USD | ||||
| USD 0.0001 class A common | Sale | 226,120 | 52.5148 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||
| Date of disclosure: | 24 Sep 2021 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | ||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price | date | ||
| relevant | selling, | securities | per unit | ||||
| security | varying etc | to which | |||||
| option | |||||||
| relates | |||||||
| USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -61,085 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
| USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 98,071 | 50.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
| USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
| Call Options | Purchased | 9,502,950 | 0.0001 | European | 5 Aug 2024 | ||
| Call Options | Purchased | 9,502,950 | 50.4800 | European | 5 Aug 2024 | ||
| Call Options | Purchased | 20,922,615 | 56.6600 | European | 30 Apr 2024 | ||
| Call Options | Purchased | 20,922,615 | 0.0001 | European | 30 Apr 2024 | ||
| Call Options | Purchased | 41,892,230 | European | 30 Apr 2024 | |||
| Call Options | Written | -41,892,230 | European | 30 Apr 2024 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210924005427/en/
BARCLAYS PLC