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Barclays PLC Director's Dealing 2021
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Director's Dealing
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National Storage Mechanism | Additional information
Form 8.3 - AON - Amendment
FORM 8.3 - Amendment to sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. |
| Company dealt in | AON PLC |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | ORD |
| Date of dealing | 03 Jun 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 507,513 | 0.22% | 1,906,844 | 0.85% | ||
| (2) | Derivatives (other than options): | ||||
| 261,712 | 0.12% | 7,021 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 24,200 | 0.01% | 24,200 | 0.01% | |
| TOTAL: | |||||
| 793,425 | 0.35% | 1,938,065 | 0.86% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 253.2000 USD |
| Purchase | 1 | 252.2200 USD |
| Purchase | 2 | 253.2700 USD |
| Purchase | 3 | 252.2600 USD |
| Purchase | 3 | 253.7066 USD |
| Purchase | 4 | 250.9850 USD |
| Purchase | 4 | 252.4350 USD |
| Purchase | 5 | 252.4380 USD |
| Purchase | 6 | 252.3000 USD |
| Purchase | 6 | 253.5083 USD |
| Purchase | 6 | 252.3200 USD |
| Purchase | 7 | 253.5742 USD |
| Purchase | 9 | 252.6033 USD |
| Purchase | 11 | 252.2395 USD |
| Purchase | 13 | 253.8538 USD |
| Purchase | 31 | 251.5822 USD |
| Purchase | 33 | 252.7200 USD |
| Purchase | 34 | 251.7167 USD |
| Purchase | 42 | 252.3871 USD |
| Purchase | 52 | 253.6100 USD |
| Purchase | 64 | 253.3600 USD |
| Purchase | 73 | 253.8000 USD |
| Purchase | 98 | 253.6574 USD |
| Purchase | 100 | 253.7043 USD |
| Purchase | 100 | 250.8980 USD |
| Purchase | 106 | 253.6326 USD |
| Purchase | 110 | 252.1288 USD |
| Purchase | 115 | 251.0502 USD |
| Purchase | 116 | 253.2464 USD |
| Purchase | 175 | 253.7604 USD |
| Purchase | 200 | 250.7950 USD |
| Purchase | 207 | 251.9970 USD |
| Purchase | 218 | 252.0355 USD |
| Purchase | 230 | 253.7691 USD |
| Purchase | 271 | 252.0402 USD |
| Purchase | 272 | 252.8575 USD |
| Purchase | 297 | 251.2257 USD |
| Purchase | 300 | 251.0233 USD |
| Purchase | 300 | 252.9033 USD |
| Purchase | 320 | 252.6923 USD |
| Purchase | 380 | 253.2231 USD |
| Purchase | 400 | 252.4912 USD |
| Purchase | 400 | 253.6725 USD |
| Purchase | 426 | 252.6803 USD |
| Purchase | 450 | 252.0677 USD |
| Purchase | 595 | 251.8653 USD |
| Purchase | 600 | 253.1350 USD |
| Purchase | 673 | 251.6822 USD |
| Purchase | 692 | 253.1850 USD |
| Purchase | 742 | 252.1652 USD |
| Purchase | 834 | 252.9204 USD |
| Purchase | 847 | 251.3567 USD |
| Purchase | 864 | 253.7114 USD |
| Purchase | 879 | 253.1347 USD |
| Purchase | 973 | 251.9988 USD |
| Purchase | 995 | 252.5093 USD |
| Purchase | 1,000 | 253.3140 USD |
| Purchase | 1,042 | 253.1762 USD |
| Purchase | 1,100 | 253.5117 USD |
| Purchase | 1,358 | 252.0379 USD |
| Purchase | 1,400 | 252.8535 USD |
| Purchase | 1,418 | 252.8259 USD |
| Purchase | 1,639 | 252.9119 USD |
| Purchase | 1,765 | 252.9002 USD |
| Purchase | 1,850 | 252.4283 USD |
| Purchase | 1,874 | 252.6197 USD |
| Purchase | 1,938 | 253.0434 USD |
| Purchase | 2,075 | 251.5100 USD |
| Purchase | 2,400 | 252.8379 USD |
| Purchase | 2,505 | 252.7917 USD |
| Purchase | 3,440 | 251.5465 USD |
| Purchase | 3,600 | 252.8643 USD |
| Purchase | 4,636 | 253.1436 USD |
| Purchase | 5,400 | 253.6759 USD |
| Purchase | 5,401 | 252.7442 USD |
| Purchase | 5,807 | 251.7346 USD |
| Purchase | 6,077 | 251.5659 USD |
| Purchase | 6,093 | 251.8264 USD |
| Purchase | 6,160 | 251.9578 USD |
| Purchase | 6,201 | 252.9623 USD |
| Purchase | 7,359 | 251.9251 USD |
| Purchase | 9,509 | 253.0686 USD |
| Purchase | 11,653 | 252.8879 USD |
| Purchase | 13,452 | 252.3808 USD |
| Purchase | 14,173 | 251.5101 USD |
| Purchase | 16,638 | 252.4871 USD |
| Purchase | 18,920 | 253.0538 USD |
| Purchase | 19,440 | 251.1111 USD |
| Purchase | 20,278 | 252.6187 USD |
| Purchase | 21,600 | 251.3333 USD |
| Purchase | 24,346 | 251.6400 USD |
| Purchase | 30,132 | 251.9275 USD |
| Purchase | 30,284 | 251.7480 USD |
| Sale | 1 | 252.2200 USD |
| Sale | 4 | 250.9850 USD |
| Sale | 10 | 251.0700 USD |
| Sale | 21 | 252.9610 USD |
| Sale | 47 | 253.5700 USD |
| Sale | 82 | 251.6300 USD |
| Sale | 94 | 251.3904 USD |
| Sale | 95 | 251.4700 USD |
| Sale | 100 | 251.2500 USD |
| Sale | 100 | 251.2200 USD |
| Sale | 100 | 251.6900 USD |
| Sale | 100 | 251.6800 USD |
| Sale | 100 | 252.0800 USD |
| Sale | 130 | 251.7892 USD |
| Sale | 187 | 251.2269 USD |
| Sale | 217 | 252.7200 USD |
| Sale | 240 | 251.4458 USD |
| Sale | 286 | 251.3308 USD |
| Sale | 300 | 253.6746 USD |
| Sale | 335 | 252.4422 USD |
| Sale | 381 | 251.8511 USD |
| Sale | 566 | 251.5139 USD |
| Sale | 600 | 250.9263 USD |
| Sale | 800 | 253.4506 USD |
| Sale | 823 | 251.4630 USD |
| Sale | 864 | 253.7114 USD |
| Sale | 864 | 253.7115 USD |
| Sale | 1,027 | 252.8311 USD |
| Sale | 1,180 | 252.6829 USD |
| Sale | 1,422 | 251.7699 USD |
| Sale | 2,090 | 251.5100 USD |
| Sale | 2,132 | 251.7741 USD |
| Sale | 2,199 | 251.5732 USD |
| Sale | 3,510 | 251.5464 USD |
| Sale | 3,592 | 251.5395 USD |
| Sale | 3,913 | 251.9398 USD |
| Sale | 4,551 | 252.8985 USD |
| Sale | 5,400 | 253.6759 USD |
| Sale | 5,471 | 251.3980 USD |
| Sale | 6,103 | 251.5689 USD |
| Sale | 8,024 | 252.0220 USD |
| Sale | 9,350 | 252.1113 USD |
| Sale | 9,817 | 252.8959 USD |
| Sale | 11,869 | 252.0014 USD |
| Sale | 14,456 | 251.7540 USD |
| Sale | 14,882 | 251.5995 USD |
| Sale | 19,440 | 251.1111 USD |
| Sale | 20,278 | 252.6187 USD |
| Sale | 20,753 | 252.5933 USD |
| Sale | 21,600 | 251.3333 USD |
| Sale | 21,600 | 252.8108 USD |
| Sale | 30,132 | 251.9275 USD |
| Sale | 40,932 | 251.7707 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option |
Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
| Date of disclosure | 7 JUNE 2021 |
| Contact name | Large Holdings Regulatory Operations |
| Telephone number | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection (Note 10) |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Purchased | -1,200 | 220.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 1,200 | 240.0000 | American | Jul 16, 2021 |
| Call Options | Purchased | 23,000 | 220.0000 | American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 | 200.0000 | American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC