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Barclays PLC Director's Dealing 2020
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Director's Dealing
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FORM 8.3 - ABBVIE INC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 08 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,153,936 | 0.21% | 4,119,564 | 0.28% | ||
| (2) | Derivatives (other than options): | ||||
| 2,032,460 | 0.14% | 474,700 | 0.03% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,396,900 | 0.16% | 1,540,600 | 0.10% | |
| TOTAL: | |||||
| 7,583,296 | 0.51% | 6,134,864 | 0.41% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 35 | 89.8750 USD |
| Purchase | 54 | 89.9800 USD |
| Purchase | 100 | 89.8900 USD |
| Purchase | 100 | 89.9700 USD |
| Purchase | 100 | 89.9600 USD |
| Purchase | 100 | 90.0000 USD |
| Purchase | 168 | 89.7657 USD |
| Purchase | 200 | 89.9450 USD |
| Purchase | 225 | 89.9161 USD |
| Purchase | 300 | 89.6716 USD |
| Purchase | 300 | 89.8966 USD |
| Purchase | 300 | 89.7533 USD |
| Purchase | 302 | 89.4300 USD |
| Purchase | 357 | 89.6790 USD |
| Purchase | 388 | 89.6932 USD |
| Purchase | 400 | 89.8675 USD |
| Purchase | 401 | 89.9201 USD |
| Purchase | 402 | 89.7795 USD |
| Purchase | 466 | 89.8429 USD |
| Purchase | 500 | 89.8680 USD |
| Purchase | 500 | 89.8980 USD |
| Purchase | 500 | 89.6313 USD |
| Purchase | 500 | 89.6070 USD |
| Purchase | 700 | 89.6407 USD |
| Purchase | 700 | 89.8800 USD |
| Purchase | 700 | 89.6800 USD |
| Purchase | 703 | 89.7260 USD |
| Purchase | 900 | 89.8144 USD |
| Purchase | 997 | 89.0349 USD |
| Purchase | 1,003 | 89.5056 USD |
| Purchase | 1,300 | 89.3623 USD |
| Purchase | 1,432 | 89.8227 USD |
| Purchase | 1,469 | 89.7221 USD |
| Purchase | 1,794 | 89.8787 USD |
| Purchase | 2,217 | 89.8462 USD |
| Purchase | 2,670 | 89.7379 USD |
| Purchase | 2,715 | 89.2150 USD |
| Purchase | 2,800 | 89.8520 USD |
| Purchase | 3,000 | 89.7113 USD |
| Purchase | 3,499 | 89.7163 USD |
| Purchase | 4,247 | 89.7288 USD |
| Purchase | 4,545 | 89.5836 USD |
| Purchase | 4,806 | 89.7584 USD |
| Purchase | 4,900 | 89.6628 USD |
| Purchase | 5,196 | 89.5422 USD |
| Purchase | 5,574 | 89.7591 USD |
| Purchase | 6,055 | 89.8277 USD |
| Purchase | 6,183 | 89.8708 USD |
| Purchase | 6,500 | 89.6879 USD |
| Purchase | 7,102 | 89.7873 USD |
| Purchase | 8,100 | 89.7100 USD |
| Purchase | 8,496 | 89.5792 USD |
| Purchase | 8,873 | 89.8065 USD |
| Purchase | 8,946 | 89.1800 USD |
| Purchase | 10,000 | 89.5266 USD |
| Purchase | 13,005 | 89.7696 USD |
| Purchase | 19,023 | 89.5200 USD |
| Purchase | 21,650 | 89.8303 USD |
| Purchase | 21,800 | 89.7071 USD |
| Purchase | 26,300 | 89.6946 USD |
| Purchase | 28,100 | 89.7588 USD |
| Purchase | 32,299 | 89.7771 USD |
| Purchase | 40,683 | 89.5625 USD |
| Purchase | 46,067 | 89.7328 USD |
| Purchase | 50,000 | 89.8646 USD |
| Purchase | 50,415 | 89.8643 USD |
| Purchase | 58,013 | 89.5313 USD |
| Purchase | 94,423 | 89.5904 USD |
| Sale | 6 | 89.0500 USD |
| Sale | 53 | 89.8300 USD |
| Sale | 75 | 89.7900 USD |
| Sale | 91 | 89.0600 USD |
| Sale | 100 | 89.6900 USD |
| Sale | 100 | 89.8100 USD |
| Sale | 100 | 89.4800 USD |
| Sale | 100 | 89.8500 USD |
| Sale | 100 | 89.8650 USD |
| Sale | 100 | 89.6800 USD |
| Sale | 103 | 89.9591 USD |
| Sale | 122 | 89.8700 USD |
| Sale | 125 | 90.0000 USD |
| Sale | 177 | 89.5300 USD |
| Sale | 200 | 89.4750 USD |
| Sale | 200 | 89.7500 USD |
| Sale | 200 | 89.5100 USD |
| Sale | 200 | 89.7600 USD |
| Sale | 200 | 89.4150 USD |
| Sale | 223 | 89.7647 USD |
| Sale | 251 | 89.4300 USD |
| Sale | 257 | 89.5989 USD |
| Sale | 300 | 89.5366 USD |
| Sale | 300 | 89.8400 USD |
| Sale | 300 | 89.6279 USD |
| Sale | 300 | 89.0366 USD |
| Sale | 300 | 89.7733 USD |
| Sale | 300 | 89.6100 USD |
| Sale | 364 | 89.5460 USD |
| Sale | 373 | 89.9586 USD |
| Sale | 400 | 89.8750 USD |
| Sale | 400 | 89.7025 USD |
| Sale | 400 | 88.8933 USD |
| Sale | 400 | 89.8000 USD |
| Sale | 400 | 89.5150 USD |
| Sale | 403 | 89.8463 USD |
| Sale | 405 | 89.7670 USD |
| Sale | 500 | 89.8310 USD |
| Sale | 500 | 89.8540 USD |
| Sale | 500 | 89.5520 USD |
| Sale | 500 | 89.8550 USD |
| Sale | 500 | 89.8470 USD |
| Sale | 500 | 89.6670 USD |
| Sale | 545 | 89.6172 USD |
| Sale | 546 | 89.6909 USD |
| Sale | 568 | 89.5433 USD |
| Sale | 571 | 89.9243 USD |
| Sale | 597 | 89.8525 USD |
| Sale | 600 | 89.7400 USD |
| Sale | 600 | 89.0300 USD |
| Sale | 600 | 89.8283 USD |
| Sale | 625 | 89.7964 USD |
| Sale | 658 | 89.5104 USD |
| Sale | 700 | 89.1642 USD |
| Sale | 783 | 89.5133 USD |
| Sale | 800 | 89.8312 USD |
| Sale | 800 | 89.7700 USD |
| Sale | 881 | 89.3539 USD |
| Sale | 900 | 89.8583 USD |
| Sale | 986 | 89.8694 USD |
| Sale | 987 | 89.6538 USD |
| Sale | 991 | 89.5120 USD |
| Sale | 1,100 | 89.5245 USD |
| Sale | 1,227 | 89.6632 USD |
| Sale | 1,241 | 89.8655 USD |
| Sale | 1,256 | 89.5199 USD |
| Sale | 1,306 | 89.7933 USD |
| Sale | 1,400 | 89.8860 USD |
| Sale | 1,402 | 89.8018 USD |
| Sale | 1,600 | 89.6590 USD |
| Sale | 1,613 | 89.7815 USD |
| Sale | 1,700 | 89.5270 USD |
| Sale | 1,700 | 89.8600 USD |
| Sale | 1,716 | 89.7993 USD |
| Sale | 1,771 | 89.8147 USD |
| Sale | 1,798 | 89.6832 USD |
| Sale | 1,812 | 89.8122 USD |
| Sale | 1,812 | 89.7551 USD |
| Sale | 1,990 | 89.7030 USD |
| Sale | 2,017 | 89.8412 USD |
| Sale | 2,071 | 89.5298 USD |
| Sale | 2,300 | 89.6360 USD |
| Sale | 2,479 | 89.5175 USD |
| Sale | 2,500 | 89.8001 USD |
| Sale | 2,500 | 89.9108 USD |
| Sale | 2,620 | 89.7890 USD |
| Sale | 2,715 | 89.2150 USD |
| Sale | 2,875 | 89.8714 USD |
| Sale | 2,935 | 89.5491 USD |
| Sale | 2,969 | 89.8740 USD |
| Sale | 2,988 | 89.8723 USD |
| Sale | 3,064 | 89.5202 USD |
| Sale | 3,200 | 89.7114 USD |
| Sale | 3,245 | 89.5063 USD |
| Sale | 3,268 | 89.9102 USD |
| Sale | 3,292 | 89.8386 USD |
| Sale | 3,516 | 89.8095 USD |
| Sale | 4,200 | 89.5868 USD |
| Sale | 4,290 | 89.5178 USD |
| Sale | 4,841 | 89.8015 USD |
| Sale | 4,896 | 89.5497 USD |
| Sale | 5,205 | 89.8464 USD |
| Sale | 5,331 | 89.6680 USD |
| Sale | 6,796 | 89.7379 USD |
| Sale | 7,032 | 89.7977 USD |
| Sale | 7,532 | 89.8517 USD |
| Sale | 7,755 | 89.5035 USD |
| Sale | 8,500 | 89.7100 USD |
| Sale | 8,946 | 89.1800 USD |
| Sale | 8,973 | 89.7559 USD |
| Sale | 9,500 | 89.7169 USD |
| Sale | 10,160 | 89.8818 USD |
| Sale | 10,221 | 89.5213 USD |
| Sale | 10,600 | 89.7858 USD |
| Sale | 10,900 | 89.8593 USD |
| Sale | 13,893 | 89.7058 USD |
| Sale | 14,500 | 89.6686 USD |
| Sale | 15,237 | 89.6171 USD |
| Sale | 15,658 | 89.7623 USD |
| Sale | 16,566 | 89.5501 USD |
| Sale | 18,000 | 89.7897 USD |
| Sale | 18,100 | 89.6973 USD |
| Sale | 18,809 | 89.5200 USD |
| Sale | 21,650 | 89.8303 USD |
| Sale | 25,400 | 89.7133 USD |
| Sale | 50,000 | 89.8646 USD |
| Sale | 57,596 | 89.6107 USD |
| Sale | 150,756 | 89.6597 USD |
| Sale | 158,282 | 88.8900 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 7,503 | 89.6089 USD |
| SWAP | Long | 17,320 | 89.7934 USD |
| SWAP | Long | 17,320 | 89.7303 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 500 | 85 USD | American | 17 Jan 2020 | 3.8600 USD |
| Call Option | Purchasing | 300 | 85 USD | American | 7 Feb 2020 | 5.1500 USD |
| Call Option | Purchasing | 3,500 | 87 USD | American | 10 Jan 2020 | 3.3000 USD |
| Call Option | Purchasing | 300 | 88 USD | American | 10 Jan 2020 | 1.8700 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 17 Jan 2020 | 2.6400 USD |
| Call Option | Purchasing | 500 | 89 USD | American | 10 Jan 2020 | 1.1700 USD |
| Call Option | Purchasing | 100 | 89 USD | American | 17 Jan 2020 | 1.3200 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 10 Jan 2020 | 0.5400 USD |
| Call Option | Purchasing | 2,100 | 90 USD | American | 17 Jan 2020 | 0.8400 USD |
| Call Option | Purchasing | 100 | 91 USD | American | 10 Jan 2020 | 0.1700 USD |
| Call Option | Purchasing | 1,200 | 91 USD | American | 10 Jan 2020 | 0.2800 USD |
| Call Option | Purchasing | 100 | 93 USD | American | 17 Jan 2020 | 0.1900 USD |
| Call Option | Selling | 700 | 90 USD | American | 17 Jan 2020 | 0.6414 USD |
| Call Option | Selling | 1,000 | 93 USD | American | 17 Jan 2020 | 0.1500 USD |
| Put Option | Purchasing | 200 | 85 USD | American | 21 Feb 2020 | 1.4800 USD |
| Put Option | Selling | 4,600 | 80 USD | American | 17 Jan 2020 | 0.0700 USD |
| Put Option | Selling | 200 | 83 USD | American | 17 Jan 2020 | 0.1200 USD |
| Put Option | Selling | 100 | 130 USD | American | 19 Jun 2020 | 41.9000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 2,900 | 89.5000 | American | Jan 10, 2020 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 13,300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Written | 11,600 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 4,500 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,900 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -11,700 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 91.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,000 | 86.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 93.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,500 | 89.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,700 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,200 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,200 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,400 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 33,900 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Written | -300 | 95.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -600 | 87.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 82.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,400 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 91.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,100 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 86.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 88.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -200 | 83.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 91.0000 | American | Jan 17, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 16,000 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,300 | 80.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 22,600 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,300 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 85.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -13,400 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -23,300 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 84.0000 | American | Jan 10, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Aug 21, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 85.0000 | American | Feb 7, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 2,500 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -10,900 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Purchased | -3,000 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 85.5000 | American | Jan 17, 2020 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,600 | 88.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,800 | 87.5000 | American | Jan 10, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,300 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 8,400 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 13,800 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 30,600 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,300 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 91.0000 | American | Jan 10, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,400 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 13,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 30,000 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 25,200 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 23,000 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,000 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| UNKNOWN | -250,000 | Jan 17, 2020 | |||
| Call Options | Written | -500 | 88.5000 | American | Jan 10, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -600 | 86.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,500 | 86.5000 | American | Jan 10, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,800 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 5,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 15,400 | 89.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 13,100 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -800 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,900 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -15,400 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -10,300 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -7,500 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -300 | 83.0000 | American | Jan 31, 2020 |
| Put Options | Written | 15,700 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 4,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,000 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Written | -5,700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,300 | 86.5000 | American | Jan 10, 2020 |
| Call Options | Written | -7,200 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -24,800 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 96.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -7,900 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 87.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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