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Barclays PLC Director's Dealing 2020
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Director's Dealing
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Form 8.3 - Abbvie Plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 03 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,086,315 | 0.21% | 4,182,614 | 0.28% | ||
| (2) | Derivatives (other than options): | ||||
| 1,938,357 | 0.13% | 474,700 | 0.03% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,639,800 | 0.18% | 1,310,100 | 0.09% | |
| TOTAL: | |||||
| 7,664,472 | 0.52% | 5,967,414 | 0.40% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 19 | 88.5500 USD |
| Purchase | 23 | 88.3400 USD |
| Purchase | 26 | 88.7900 USD |
| Purchase | 35 | 88.7600 USD |
| Purchase | 39 | 88.7700 USD |
| Purchase | 62 | 88.2000 USD |
| Purchase | 73 | 88.7923 USD |
| Purchase | 100 | 89.2800 USD |
| Purchase | 100 | 89.1200 USD |
| Purchase | 100 | 88.8000 USD |
| Purchase | 100 | 88.6700 USD |
| Purchase | 128 | 88.4168 USD |
| Purchase | 129 | 88.5119 USD |
| Purchase | 144 | 88.4500 USD |
| Purchase | 200 | 88.8150 USD |
| Purchase | 200 | 88.1600 USD |
| Purchase | 200 | 88.8350 USD |
| Purchase | 300 | 88.7466 USD |
| Purchase | 300 | 88.7500 USD |
| Purchase | 400 | 88.4450 USD |
| Purchase | 400 | 88.3012 USD |
| Purchase | 425 | 88.9104 USD |
| Purchase | 500 | 88.7400 USD |
| Purchase | 600 | 88.7350 USD |
| Purchase | 600 | 89.0783 USD |
| Purchase | 701 | 88.7300 USD |
| Purchase | 887 | 88.6987 USD |
| Purchase | 901 | 88.5395 USD |
| Purchase | 1,100 | 88.7118 USD |
| Purchase | 1,300 | 88.6065 USD |
| Purchase | 1,400 | 89.0192 USD |
| Purchase | 1,603 | 88.8057 USD |
| Purchase | 2,717 | 88.6788 USD |
| Purchase | 4,227 | 88.7181 USD |
| Purchase | 4,800 | 90.0000 USD |
| Purchase | 5,264 | 88.7197 USD |
| Purchase | 6,526 | 88.7012 USD |
| Purchase | 10,894 | 88.7000 USD |
| Purchase | 13,008 | 88.7361 USD |
| Purchase | 14,300 | 88.8077 USD |
| Purchase | 18,100 | 88.7772 USD |
| Purchase | 19,901 | 88.7005 USD |
| Purchase | 20,966 | 88.7813 USD |
| Purchase | 22,260 | 88.7496 USD |
| Purchase | 26,134 | 88.7124 USD |
| Purchase | 41,243 | 88.7021 USD |
| Purchase | 78,577 | 88.7194 USD |
| Purchase | 89,866 | 88.7154 USD |
| Sale | 1 | 88.5900 USD |
| Sale | 19 | 88.5500 USD |
| Sale | 62 | 88.2000 USD |
| Sale | 72 | 88.8700 USD |
| Sale | 72 | 88.4500 USD |
| Sale | 73 | 88.7923 USD |
| Sale | 75 | 88.9136 USD |
| Sale | 92 | 88.9000 USD |
| Sale | 99 | 88.7800 USD |
| Sale | 100 | 88.5950 USD |
| Sale | 100 | 88.8100 USD |
| Sale | 100 | 88.7500 USD |
| Sale | 100 | 88.1300 USD |
| Sale | 108 | 88.9200 USD |
| Sale | 128 | 88.2134 USD |
| Sale | 152 | 88.8984 USD |
| Sale | 200 | 88.3550 USD |
| Sale | 200 | 88.6100 USD |
| Sale | 200 | 89.5000 USD |
| Sale | 200 | 88.9300 USD |
| Sale | 200 | 88.7200 USD |
| Sale | 257 | 88.4646 USD |
| Sale | 279 | 88.6796 USD |
| Sale | 288 | 89.1351 USD |
| Sale | 300 | 88.7492 USD |
| Sale | 400 | 88.4450 USD |
| Sale | 500 | 88.6120 USD |
| Sale | 528 | 88.6818 USD |
| Sale | 600 | 89.0000 USD |
| Sale | 634 | 88.6741 USD |
| Sale | 680 | 88.7400 USD |
| Sale | 695 | 88.8087 USD |
| Sale | 700 | 88.7450 USD |
| Sale | 775 | 88.5622 USD |
| Sale | 800 | 87.5000 USD |
| Sale | 800 | 90.5000 USD |
| Sale | 800 | 88.5200 USD |
| Sale | 900 | 88.7077 USD |
| Sale | 1,000 | 88.5820 USD |
| Sale | 1,000 | 88.6960 USD |
| Sale | 1,085 | 88.7548 USD |
| Sale | 1,100 | 88.4636 USD |
| Sale | 1,489 | 88.8437 USD |
| Sale | 1,500 | 88.8106 USD |
| Sale | 1,668 | 88.7222 USD |
| Sale | 1,700 | 88.8470 USD |
| Sale | 1,729 | 88.7717 USD |
| Sale | 1,729 | 88.7079 USD |
| Sale | 1,900 | 91.0000 USD |
| Sale | 1,900 | 88.6976 USD |
| Sale | 2,019 | 88.7438 USD |
| Sale | 2,119 | 88.6980 USD |
| Sale | 2,827 | 88.7371 USD |
| Sale | 3,138 | 88.8158 USD |
| Sale | 3,290 | 88.6592 USD |
| Sale | 3,500 | 88.8053 USD |
| Sale | 4,983 | 88.7414 USD |
| Sale | 6,100 | 88.9313 USD |
| Sale | 7,000 | 88.6391 USD |
| Sale | 7,021 | 88.6937 USD |
| Sale | 7,026 | 88.7378 USD |
| Sale | 8,399 | 88.7000 USD |
| Sale | 9,300 | 88.6844 USD |
| Sale | 9,600 | 88.8992 USD |
| Sale | 12,200 | 88.5000 USD |
| Sale | 14,974 | 88.7104 USD |
| Sale | 20,986 | 88.6619 USD |
| Sale | 24,536 | 88.8853 USD |
| Sale | 29,828 | 88.7039 USD |
| Sale | 38,288 | 88.6691 USD |
| Sale | 67,598 | 88.7070 USD |
| Sale | 90,928 | 88.7342 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 17,320 | 88.7999 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 200 | 73 USD | American | 17 Jan 2020 | 15.3000 USD |
| Call Option | Purchasing | 400 | 75 USD | American | 18 Sep 2020 | 15.1000 USD |
| Call Option | Purchasing | 1,000 | 89 USD | American | 3 Jan 2020 | 0.5500 USD |
| Call Option | Purchasing | 3,100 | 89 USD | American | 10 Jan 2020 | 0.8425 USD |
| Call Option | Purchasing | 600 | 89 USD | American | 17 Jan 2020 | 1.0850 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 3 Jan 2020 | 0.1000 USD |
| Call Option | Purchasing | 2,700 | 90 USD | American | 10 Jan 2020 | 0.7259 USD |
| Call Option | Purchasing | 600 | 90 USD | American | 17 Jan 2020 | 0.8383 USD |
| Call Option | Purchasing | 400 | 90 USD | American | 21 Feb 2020 | 2.0975 USD |
| Call Option | Purchasing | 2,600 | 91 USD | American | 10 Jan 2020 | 0.2500 USD |
| Call Option | Purchasing | 400 | 93 USD | American | 21 Feb 2020 | 1.1175 USD |
| Call Option | Purchasing | 100 | 95 USD | American | 21 Feb 2020 | 0.6400 USD |
| Call Option | Purchasing | 100 | 95 USD | American | 19 Jun 2020 | 2.4800 USD |
| Call Option | Selling | 200 | 75 USD | American | 17 Jan 2020 | 13.5000 USD |
| Call Option | Selling | 200 | 89 USD | American | 3 Jan 2020 | 0.1650 USD |
| Call Option | Selling | 100 | 91 USD | American | 10 Jan 2020 | 0.5400 USD |
| Call Option | Selling | 100 | 91 USD | American | 17 Jan 2020 | 0.4300 USD |
| Call Option | Selling | 100 | 93 USD | American | 17 Jan 2020 | 0.2000 USD |
| Call Option | Selling | 500 | 95 USD | American | 17 Jan 2020 | 0.0840 USD |
| Call Option | Selling | 100 | 105 USD | American | 15 Jan 2021 | 2.9000 USD |
| Put Option | Purchasing | 2,000 | 78 USD | American | 21 Feb 2020 | 0.5100 USD |
| Put Option | Purchasing | 500 | 80 USD | American | 21 Feb 2020 | 0.8400 USD |
| Put Option | Purchasing | 200 | 83 USD | American | 21 Feb 2020 | 1.4400 USD |
| Put Option | Purchasing | 400 | 87 USD | American | 14 Feb 2020 | 2.4325 USD |
| Put Option | Purchasing | 100 | 88 USD | American | 3 Jan 2020 | 0.0400 USD |
| Put Option | Purchasing | 2,100 | 88 USD | American | 10 Jan 2020 | 0.4400 USD |
| Put Option | Purchasing | 100 | 88 USD | American | 10 Jan 2020 | 0.6300 USD |
| Put Option | Purchasing | 400 | 89 USD | American | 10 Jan 2020 | 0.8200 USD |
| Put Option | Purchasing | 200 | 89 USD | American | 10 Jan 2020 | 1.0400 USD |
| Put Option | Purchasing | 300 | 90 USD | American | 17 Jan 2020 | 2.9400 USD |
| Put Option | Purchasing | 400 | 92 USD | American | 17 Jan 2020 | 4.7000 USD |
| Put Option | Selling | 100 | 70 USD | American | 15 Jan 2021 | 3.6000 USD |
| Put Option | Selling | 500 | 85 USD | American | 15 May 2020 | 4.0500 USD |
| Put Option | Selling | 100 | 85 USD | American | 18 Sep 2020 | 6.4000 USD |
| Put Option | Selling | 100 | 89 USD | American | 3 Jan 2020 | 0.1200 USD |
| Put Option | Selling | 4,200 | 90 USD | American | 3 Jan 2020 | 1.3500 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 7 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Written | 13,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,700 | 89.5000 | American | Jan 10, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,500 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 94.0000 | American | Jan 3, 2020 |
| Put Options | Written | 11,400 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 90.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -11,700 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,000 | 91.5000 | American | Jan 10, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -2,000 | 86.5000 | American | Jan 17, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,400 | 89.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 88.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 283,900 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,200 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 88.5000 | American | Jan 10, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 6,700 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 87.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,900 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 95.0000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -800 | 90.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -700 | 89.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,100 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 86.0000 | American | Jan 10, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 82.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 92.0000 | American | Jan 3, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 22,600 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 16,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,300 | 80.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 85.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 86.5000 | American | Jan 3, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -13,400 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -23,300 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,400 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 5,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 4,800 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 93.5000 | American | Jan 3, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 2,100 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 86.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,500 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 87.5000 | American | Jan 10, 2020 |
| Call Options | Written | -12,200 | 88.5000 | American | Jan 3, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 88.5000 | American | Jan 10, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 87.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 87.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Put Options | Written | 200 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,400 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,100 | 91.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Jan 3, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 11,400 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 25,300 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,900 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -4,600 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 30,000 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,900 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 23,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 10,300 | 90.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 23,000 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,000 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 86.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 88.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,100 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 91.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 19,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 5,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 15,400 | 89.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,600 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -700 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -10,800 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -4,000 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 89.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Call Options | Written | -800 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -15,400 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -8,600 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,600 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 89.5000 | American | Jan 3, 2020 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 15,700 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,000 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 96.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,900 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,300 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -24,800 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,300 | 86.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -4,500 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 87.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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