Barclays PLC — Director's Dealing 2020

Jan 3, 2020

National Storage Mechanism | Additional information

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Form 8.3 - Abbvie Plc - Amendment

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	27 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		3,148,815	0.21%	5,280,735	0.36%
(2)	Derivatives (other than options):
		5,205,856	0.35%	474,700	0.03%
(3)	Options and agreements to
	purchase/sell:	2,604,300	0.18%	1,168,600	0.08%
	TOTAL:
		10,958,971	0.74%	6,924,035	0.47%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	30	89.1100 USD
Purchase	50	89.2500 USD
Purchase	100	89.0300 USD
Purchase	100	89.1200 USD
Purchase	100	89.2400 USD
Purchase	100	89.0000 USD
Purchase	100	84.0000 USD
Purchase	101	89.0994 USD
Purchase	122	89.0500 USD
Purchase	148	89.2283 USD
Purchase	195	89.4400 USD
Purchase	199	88.9846 USD
Purchase	200	89.3850 USD
Purchase	229	89.1314 USD
Purchase	239	89.0560 USD
Purchase	300	89.0800 USD
Purchase	300	89.2216 USD
Purchase	301	89.0200 USD
Purchase	350	89.0242 USD
Purchase	400	88.0000 USD
Purchase	400	86.5000 USD
Purchase	500	89.0610 USD
Purchase	600	89.2749 USD
Purchase	664	89.8300 USD
Purchase	700	87.0000 USD
Purchase	794	89.0331 USD
Purchase	885	89.3939 USD
Purchase	900	89.0733 USD
Purchase	900	89.0288 USD
Purchase	933	89.1143 USD
Purchase	936	89.0576 USD
Purchase	969	89.0772 USD
Purchase	1,000	89.0985 USD
Purchase	1,000	89.1370 USD
Purchase	1,271	89.1198 USD
Purchase	1,300	89.1653 USD
Purchase	2,221	89.1075 USD
Purchase	2,851	89.0623 USD
Purchase	2,870	89.1146 USD
Purchase	2,999	89.2144 USD
Purchase	3,000	89.1400 USD
Purchase	3,000	89.2611 USD
Purchase	3,100	89.1600 USD
Purchase	3,499	89.1614 USD
Purchase	4,200	89.1052 USD
Purchase	6,200	89.2078 USD
Purchase	6,602	89.1688 USD
Purchase	7,106	89.1882 USD
Purchase	8,949	89.1668 USD
Purchase	12,200	89.1719 USD
Purchase	13,000	89.1771 USD
Purchase	15,496	89.3440 USD
Purchase	15,518	89.2024 USD
Purchase	17,696	89.8500 USD
Purchase	20,698	89.2746 USD
Purchase	32,968	89.2000 USD
Purchase	35,830	89.1855 USD
Purchase	57,527	89.2706 USD
Purchase	99,945	89.2118 USD
Sale	61	89.1300 USD
Sale	82	89.7000 USD
Sale	100	90.0000 USD
Sale	185	89.3358 USD
Sale	200	89.1900 USD
Sale	215	89.1565 USD
Sale	218	89.2091 USD
Sale	220	89.2300 USD
Sale	300	89.2250 USD
Sale	300	90.0180 USD
Sale	300	89.2216 USD
Sale	318	89.3636 USD
Sale	559	89.2837 USD
Sale	583	89.4266 USD
Sale	665	89.1806 USD
Sale	712	89.2342 USD
Sale	1,000	89.0985 USD
Sale	1,000	89.1370 USD
Sale	1,500	92.0000 USD
Sale	1,579	89.2066 USD
Sale	1,700	89.1558 USD
Sale	1,892	89.2525 USD
Sale	2,046	89.2505 USD
Sale	2,202	89.2075 USD
Sale	2,800	89.1600 USD
Sale	3,000	89.1400 USD
Sale	3,342	89.0569 USD
Sale	3,800	89.3494 USD
Sale	4,100	89.0000 USD
Sale	4,700	89.2136 USD
Sale	5,300	89.1128 USD
Sale	6,000	89.2400 USD
Sale	6,400	89.1577 USD
Sale	12,990	89.0768 USD
Sale	15,066	89.2036 USD
Sale	15,496	89.3440 USD
Sale	17,170	89.2639 USD
Sale	17,696	89.8500 USD
Sale	36,187	89.2537 USD
Sale	54,221	89.2000 USD
Sale	71,180	89.2133 USD
Sale	73,958	89.2087 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	2,200	85 USD	American	21 Feb 2020	5.4500 USD
Call Option	Purchasing	200	89 USD	American	10 Jan 2020	1.5000 USD
Call Option	Purchasing	2,000	90 USD	American	17 Jan 2020	1.3635 USD
Call Option	Purchasing	100	91 USD	American	10 Jan 2020	0.6600 USD
Call Option	Purchasing	100	92 USD	American	17 Jan 2020	0.6000 USD
Call Option	Purchasing	300	95 USD	American	18 Sep 2020	4.3000 USD
Call Option	Purchasing	2,900	105 USD	American	19 Jun 2020	0.9300 USD
Call Option	Selling	100	75 USD	American	17 Jan 2020	14.3900 USD
Call Option	Selling	200	80 USD	American	17 Jan 2020	9.6100 USD
Call Option	Selling	200	88 USD	American	10 Jan 2020	2.1400 USD
Call Option	Selling	1,400	90 USD	American	27 Dec 2019	0.1357 USD
Call Option	Selling	300	91 USD	American	3 Jan 2020	0.2900 USD
Call Option	Selling	2,800	94 USD	American	31 Jan 2020	0.8300 USD
Call Option	Selling	2,900	98 USD	American	17 Jan 2020	0.0700 USD
Put Option	Purchasing	6,000	73 USD	American	21 Feb 2020	0.2800 USD
Put Option	Purchasing	5,100	78 USD	American	21 Feb 2020	0.6200 USD
Put Option	Purchasing	500	80 USD	American	21 Feb 2020	0.9380 USD
Put Option	Purchasing	400	87 USD	American	10 Jan 2020	0.5900 USD
Put Option	Purchasing	700	87 USD	American	10 Jan 2020	0.5914 USD
Put Option	Purchasing	200	88 USD	American	3 Jan 2020	0.2900 USD
Put Option	Purchasing	1,500	89 USD	American	27 Dec 2019	0.1900 USD
Put Option	Purchasing	100	89 USD	American	3 Jan 2020	0.7500 USD
Put Option	Purchasing	500	89 USD	American	17 Jan 2020	2.3100 USD
Put Option	Purchasing	2,000	90 USD	American	10 Jan 2020	1.8000 USD
Put Option	Purchasing	2,000	90 USD	American	17 Jan 2020	3.0000 USD
Put Option	Purchasing	1,700	90 USD	American	18 Sep 2020	8.8500 USD
Put Option	Purchasing	400	95 USD	American	7 Feb 2020	7.1000 USD
Put Option	Purchasing	1,200	95 USD	American	7 Feb 2020	7.5000 USD
Put Option	Purchasing	15,400	95 USD	American	21 Feb 2020	7.7444 USD
Put Option	Selling	200	38 USD	American	21 Jan 2022	0.9600 USD
Put Option	Selling	100	63 USD	American	15 May 2020	0.3600 USD
Put Option	Selling	10,400	70 USD	American	21 Feb 2020	0.1600 USD
Put Option	Selling	1,700	70 USD	American	15 May 2020	0.8100 USD
Put Option	Selling	5,200	75 USD	American	21 Feb 2020	0.4215 USD
Put Option	Selling	1,100	80 USD	American	10 Jan 2020	0.0663 USD
Put Option	Selling	500	87 USD	American	17 Jan 2020	1.3900 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	3 Jan 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	1,900	70.0000	American	May 15, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Put Options	Written	11,300	87.5000	American	Feb 21, 2020
Put Options	Written	11,500	82.5000	American	Jan 17, 2020
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Put Options	Written	400	85.0000	American	Dec 27, 2019
Call Options	Purchased	400	94.0000	American	Jan 10, 2020
Call Options	Purchased	100	67.5000	American	Sep 18, 2020
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	3,300	37.5000	American	Jan 21, 2022
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	13,300	75.0000	American	Feb 21, 2020
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	4,200	77.5000	American	Jan 17, 2020
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Call Options	Purchased	200	94.0000	American	Jan 3, 2020
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Purchased	600	75.0000	American	May 15, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Put Options	Purchased	-48,300	85.0000	American	May 15, 2020
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-11,700	97.5000	American	Jan 17, 2020
Call Options	Written	-500	92.0000	American	Dec 27, 2019
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-2,100	89.0000	American	Jan 17, 2020
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Call Options	Written	-1,000	91.5000	American	Jan 10, 2020
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-200	100.0000	American	Jan 3, 2020
Put Options	Purchased	-2,300	90.0000	American	Jan 10, 2020
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Call Options	Purchased	284,400	80.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	6,700	92.5000	American	May 15, 2020
Call Options	Purchased	4,000	85.0000	American	Feb 21, 2020
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	92.5000	American	Feb 21, 2020
Call Options	Purchased	9,100	95.0000	American	Sep 18, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,100	82.5000	American	Sep 18, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Put Options	Written	1,500	88.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	500	83.0000	American	Jan 17, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	7,200	95.0000	American	May 15, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	700	91.0000	American	Jan 3, 2020
Put Options	Written	500	87.0000	American	Jan 17, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Call Options	Written	-4,000	89.0000	American	Dec 27, 2019
Put Options	Purchased	-300	86.0000	American	Jan 10, 2020
Call Options	Written	-5,900	90.0000	American	Jan 10, 2020
Put Options	Purchased	-800	90.5000	American	Jan 3, 2020
Put Options	Purchased	-200	85.0000	American	Sep 18, 2020
Put Options	Purchased	-1,200	95.0000	American	Feb 7, 2020
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-100	89.5000	American	Jan 3, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Call Options	Written	-200	97.5000	American	Feb 21, 2020
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Purchased	500	62.5000	American	May 15, 2020
Put Options	Written	2,300	80.0000	American	Jan 10, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Call Options	Purchased	1,000	92.0000	American	Jan 3, 2020
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Purchased	15,800	72.5000	American	Jan 17, 2020
Call Options	Purchased	3,000	105.0000	American	Jun 19, 2020
Call Options	Purchased	500	97.5000	American	May 15, 2020
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Put Options	Written	22,600	91.0000	American	Jan 17, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Call Options	Written	-600	95.0000	American	Feb 21, 2020
Call Options	Written	-800	87.5000	American	Jan 3, 2020
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Call Options	Written	-8,300	95.0000	American	Jan 17, 2020
Put Options	Purchased	-200	86.5000	American	Jan 3, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Put Options	Purchased	-500	89.0000	American	Jan 3, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Put Options	Purchased	-3,600	97.5000	American	Feb 21, 2020
Put Options	Purchased	-6,400	85.0000	American	Jan 17, 2020
Put Options	Purchased	-1,600	89.0000	American	Dec 27, 2019
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-900	110.0000	American	Feb 21, 2020
Put Options	Purchased	-1,700	90.0000	American	Sep 18, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-1,300	75.0000	American	May 15, 2020
Put Options	Purchased	-7,600	72.5000	American	Feb 21, 2020
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Call Options	Purchased	2,100	87.5000	American	Feb 21, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	1,000	65.0000	American	Sep 18, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	800	90.0000	American	Jan 3, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Call Options	Purchased	400	88.0000	American	Dec 27, 2019
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	300	93.5000	American	Jan 3, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Put Options	Written	600	80.0000	American	Jun 19, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Call Options	Purchased	5,200	90.0000	American	Sep 18, 2020
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-7,000	75.0000	American	Jan 17, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Put Options	Purchased	-2,900	90.0000	American	Feb 21, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Call Options	Written	-4,200	93.5000	American	Jan 31, 2020
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-200	87.5000	American	Jan 3, 2020
Put Options	Purchased	-500	86.0000	American	Jan 3, 2020
Put Options	Purchased	-200	87.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-600	89.5000	American	Jan 24, 2020
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Call Options	Written	-11,900	92.5000	American	Feb 21, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Put Options	Purchased	-1,500	92.0000	American	Dec 27, 2019
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Call Options	Written	-200	110.0000	American	Sep 18, 2020
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Call Options	Written	-8,000	100.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Put Options	Purchased	-1,100	87.0000	American	Jan 10, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	100	67.5000	American	May 15, 2020
Call Options	Purchased	24,900	90.0000	American	Feb 21, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Put Options	Written	400	82.5000	American	Feb 21, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Put Options	Written	100	88.5000	American	Jan 3, 2020
Call Options	Purchased	300	91.0000	American	Jan 10, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Call Options	Purchased	300	93.0000	American	Jan 3, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Call Options	Purchased	8,400	90.0000	American	May 15, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	200	88.0000	American	Jan 3, 2020
Call Options	Purchased	11,700	70.0000	American	Jan 17, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Put Options	Written	400	86.0000	American	Dec 27, 2019
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	12,100	70.0000	American	Feb 21, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	200	65.0000	American	May 15, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-4,600	91.0000	American	Jan 31, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-4,100	75.0000	American	Jan 17, 2020
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Call Options	Written	-100	90.5000	American	Jan 10, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-1,600	88.0000	American	Dec 27, 2019
Put Options	Purchased	-26,000	92.5000	American	Jan 17, 2020
Put Options	Purchased	-400	94.5000	American	Feb 7, 2020
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-400	92.5000	American	Feb 21, 2020
Put Options	Purchased	-1,800	100.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	23,000	67.5000	American	Jan 17, 2020
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Call Options	Purchased	400	86.5000	American	Dec 27, 2019
Put Options	Written	29,600	70.0000	American	Jun 19, 2020
Call Options	Purchased	23,800	80.0000	American	Feb 21, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	7,900	90.0000	American	Jan 3, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	8,900	80.0000	American	Jan 17, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-2,200	87.5000	American	Jan 17, 2020
Call Options	Written	-53,800	82.5000	American	Jan 17, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Put Options	Purchased	-500	86.0000	American	Jan 17, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Put Options	Purchased	-500	88.0000	American	Jan 10, 2020
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-100	82.5000	American	Dec 27, 2019
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Written	19,500	85.0000	American	Feb 21, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	3,600	100.0000	American	Feb 21, 2020
Call Options	Purchased	6,300	90.0000	American	Jan 17, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Call Options	Purchased	1,000	93.0000	American	Dec 27, 2019
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Call Options	Purchased	100	94.0000	American	Jan 17, 2020
Put Options	Written	5,800	105.0000	American	Jan 17, 2020
Call Options	Purchased	2,200	105.0000	American	May 15, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Put Options	Written	14,500	67.5000	American	Jun 19, 2020
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Call Options	Purchased	500	91.5000	American	Jan 3, 2020
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Call Options	Written	-100	87.0000	American	Jan 10, 2020
Call Options	Written	-1,000	89.0000	American	Jan 3, 2020
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Call Options	Written	-4,000	100.0000	American	Jun 19, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-800	65.0000	American	Jan 17, 2020
Call Options	Written	-1,400	91.0000	American	Dec 27, 2019
Call Options	Written	-10,800	85.0000	American	Jan 17, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-10,900	87.5000	American	Jan 17, 2020
Put Options	Purchased	-15,400	95.0000	American	Feb 21, 2020
Put Options	Purchased	-100	90.0000	American	Dec 27, 2019
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Put Options	Purchased	-1,800	91.0000	American	Jan 3, 2020
Call Options	Written	-300	88.0000	American	Jan 10, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Call Options	Purchased	700	87.0000	American	Dec 27, 2019
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Call Options	Purchased	4,700	100.0000	American	May 15, 2020
Call Options	Purchased	100	92.0000	American	Jan 17, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	16,200	80.0000	American	Feb 21, 2020
Call Options	Purchased	8,000	77.5000	American	Jan 17, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	100	89.0000	American	Jan 10, 2020
Call Options	Purchased	400	90.0000	American	Dec 27, 2019
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	1,100	67.5000	American	Jan 15, 2021
Put Options	Purchased	-400	86.5000	American	Dec 27, 2019
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Put Options	Purchased	-5,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020
Put Options	Purchased	-11,800	90.0000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-5,700	95.0000	American	Jan 15, 2021
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	72.5000	American	Jan 17, 2020
Put Options	Purchased	-13,300	86.5000	American	Jan 10, 2020
Call Options	Written	-3,800	92.5000	American	Jan 17, 2020
Put Options	Purchased	-100	90.5000	American	Jan 10, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,500	140.0000	American	Jan 15, 2021
Call Options	Written	-1,500	110.0000	American	May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

BARCLAYS PLC

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