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Barclays PLC Director's Dealing 2020
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Director's Dealing
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National Storage Mechanism | Additional information
Form 8.3 - Allergan plc
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 09 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,183,123 | 1.27% | 2,889,158 | 0.88% | ||
| (2) | Derivatives (other than options): | ||||
| 2,687,345 | 0.82% | 2,844,446 | 0.86% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 230,700 | 0.07% | 162,000 | 0.05% | |
| TOTAL: | |||||
| 7,101,168 | 2.16% | 5,895,604 | 1.79% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 182.0600 USD |
| Purchase | 1 | 182.3000 USD |
| Purchase | 14 | 181.8650 USD |
| Purchase | 30 | 182.7200 USD |
| Purchase | 31 | 181.5500 USD |
| Purchase | 32 | 181.9593 USD |
| Purchase | 97 | 182.2600 USD |
| Purchase | 100 | 182.4000 USD |
| Purchase | 100 | 182.4300 USD |
| Purchase | 100 | 182.4500 USD |
| Purchase | 100 | 182.5900 USD |
| Purchase | 100 | 182.6350 USD |
| Purchase | 100 | 182.6800 USD |
| Purchase | 100 | 182.6970 USD |
| Purchase | 100 | 182.4700 USD |
| Purchase | 100 | 182.1800 USD |
| Purchase | 102 | 182.3282 USD |
| Purchase | 104 | 182.0500 USD |
| Purchase | 150 | 181.7833 USD |
| Purchase | 156 | 182.0929 USD |
| Purchase | 158 | 182.1103 USD |
| Purchase | 165 | 181.9627 USD |
| Purchase | 200 | 181.8800 USD |
| Purchase | 200 | 182.6475 USD |
| Purchase | 200 | 182.4150 USD |
| Purchase | 206 | 181.8158 USD |
| Purchase | 236 | 182.6871 USD |
| Purchase | 264 | 182.0334 USD |
| Purchase | 300 | 182.0766 USD |
| Purchase | 302 | 182.0731 USD |
| Purchase | 326 | 181.8359 USD |
| Purchase | 396 | 181.9000 USD |
| Purchase | 400 | 182.0675 USD |
| Purchase | 400 | 182.4175 USD |
| Purchase | 600 | 181.6166 USD |
| Purchase | 700 | 182.3139 USD |
| Purchase | 789 | 182.3210 USD |
| Purchase | 1,006 | 182.1698 USD |
| Purchase | 1,100 | 181.7861 USD |
| Purchase | 1,480 | 182.2010 USD |
| Purchase | 3,200 | 182.0732 USD |
| Purchase | 4,014 | 182.2061 USD |
| Purchase | 4,967 | 182.1655 USD |
| Purchase | 5,917 | 182.3768 USD |
| Purchase | 5,924 | 182.3433 USD |
| Purchase | 7,004 | 182.3471 USD |
| Purchase | 7,759 | 182.3401 USD |
| Purchase | 8,752 | 182.2824 USD |
| Purchase | 14,201 | 182.2000 USD |
| Purchase | 25,006 | 182.2800 USD |
| Purchase | 33,675 | 182.2409 USD |
| Purchase | 41,500 | 182.4587 USD |
| Purchase | 43,200 | 182.4513 USD |
| Purchase | 57,955 | 182.2211 USD |
| Sale | 1 | 182.0600 USD |
| Sale | 3 | 182.2100 USD |
| Sale | 6 | 182.4700 USD |
| Sale | 25 | 182.2800 USD |
| Sale | 32 | 181.9593 USD |
| Sale | 100 | 182.6800 USD |
| Sale | 100 | 182.3200 USD |
| Sale | 100 | 182.0350 USD |
| Sale | 110 | 182.4620 USD |
| Sale | 114 | 182.2465 USD |
| Sale | 300 | 182.0783 USD |
| Sale | 300 | 182.4500 USD |
| Sale | 300 | 181.8625 USD |
| Sale | 500 | 182.3000 USD |
| Sale | 593 | 181.9000 USD |
| Sale | 800 | 182.5684 USD |
| Sale | 1,063 | 182.2000 USD |
| Sale | 1,991 | 182.3816 USD |
| Sale | 2,415 | 181.7767 USD |
| Sale | 3,251 | 182.2512 USD |
| Sale | 4,664 | 182.1935 USD |
| Sale | 5,900 | 182.3538 USD |
| Sale | 7,400 | 182.3181 USD |
| Sale | 7,667 | 182.1840 USD |
| Sale | 13,241 | 182.2026 USD |
| Sale | 35,900 | 182.4784 USD |
| Sale | 38,400 | 182.4472 USD |
| Sale | 146,036 | 182.2604 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Put Option | Purchasing | 2,000 | 180 USD | American | 19 Jun 2020 | 6.9550 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 14 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 6,400 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 35,300 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Call Options | Written | -300 | 177.5000 | American | Apr 17, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 180.0000 | American | May 15, 2020 |
| Put Options | Purchased | -3,200 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -7,500 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 23,900 | 160.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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BARCLAYS PLC