Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Barclays PLC Director's Dealing 2020

Apr 14, 2020

5250_rns_2020-04-14_04a846de-a0b6-4b85-969f-2ee8814bb9e9.html

Director's Dealing

Open in viewer

Opens in your device viewer

National Storage Mechanism | Additional information

Form 8.3 - Abbvie Plc

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
2,263,984 0.15% 4,048,963 0.27%
(2) Derivatives (other than options):
2,085,765 0.14% 516,901 0.04%
(3) Options and agreements to
purchase/sell: 1,251,600 0.08% 1,381,700 0.09%
TOTAL:
5,601,349 0.38% 5,947,564 0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase 1 79.9600   USD
Purchase 8 79.5800   USD
Purchase 50 79.8900   USD
Purchase 60 79.3700   USD
Purchase 100 79.1300   USD
Purchase 100 79.6100   USD
Purchase 100 79.4000   USD
Purchase 100 79.7000   USD
Purchase 105 79.5419   USD
Purchase 105 79.4067   USD
Purchase 121 79.7835   USD
Purchase 200 79.4800   USD
Purchase 200 79.7300   USD
Purchase 200 79.4100   USD
Purchase 200 79.4400   USD
Purchase 200 79.4700   USD
Purchase 200 79.6050   USD
Purchase 300 79.8150   USD
Purchase 301 79.7134   USD
Purchase 400 79.4750   USD
Purchase 400 79.3900   USD
Purchase 400 79.1800   USD
Purchase 400 79.8575   USD
Purchase 600 79.3966   USD
Purchase 600 79.6833   USD
Purchase 600 79.6000   USD
Purchase 600 79.8275   USD
Purchase 800 79.7412   USD
Purchase 1,018 79.7620   USD
Purchase 1,100 79.6855   USD
Purchase 1,620 79.4200   USD
Purchase 1,700 79.4855   USD
Purchase 1,810 79.7915   USD
Purchase 1,900 79.6455   USD
Purchase 2,091 79.3819   USD
Purchase 2,151 79.7793   USD
Purchase 2,399 79.7400   USD
Purchase 2,784 79.3879   USD
Purchase 2,900 79.7157   USD
Purchase 3,534 79.5106   USD
Purchase 4,104 79.2877   USD
Purchase 5,697 79.6055   USD
Purchase 7,500 79.9200   USD
Purchase 8,935 78.5600   USD
Purchase 11,969 79.3492   USD
Purchase 18,989 79.3907   USD
Purchase 19,433 79.1280   USD
Purchase 20,901 79.5219   USD
Purchase 27,200 79.5240   USD
Purchase 31,119 79.6056   USD
Purchase 84,299 79.7500   USD
Purchase 149,915 79.6265   USD
Sale 8 79.5800   USD
Sale 30 79.8800   USD
Sale 60 79.3700   USD
Sale 65 79.3900   USD
Sale 100 79.0000   USD
Sale 100 79.7600   USD
Sale 100 79.8600   USD
Sale 100 79.8700   USD
Sale 100 79.9600   USD
Sale 100 80.0000   USD
Sale 103 79.8300   USD
Sale 104 79.4008   USD
Sale 113 79.6933   USD
Sale 134 79.6644   USD
Sale 150 79.6833   USD
Sale 172 79.8788   USD
Sale 200 79.4400   USD
Sale 200 79.7300   USD
Sale 200 79.6200   USD
Sale 200 79.4900   USD
Sale 200 79.3950   USD
Sale 200 79.7050   USD
Sale 200 79.5550   USD
Sale 200 79.4050   USD
Sale 296 79.7100   USD
Sale 300 79.7000   USD
Sale 300 79.7900   USD
Sale 300 79.8466   USD
Sale 300 78.9616   USD
Sale 300 79.8650   USD
Sale 300 79.7166   USD
Sale 300 79.6100   USD
Sale 304 79.5952   USD
Sale 352 79.6628   USD
Sale 365 79.7018   USD
Sale 400 79.6725   USD
Sale 500 79.6440   USD
Sale 500 79.3890   USD
Sale 500 79.8830   USD
Sale 600 79.7150   USD
Sale 600 79.6000   USD
Sale 700 79.6300   USD
Sale 700 79.6071   USD
Sale 700 79.6942   USD
Sale 753 79.6856   USD
Sale 790 79.4230   USD
Sale 800 79.8362   USD
Sale 811 79.4200   USD
Sale 900 79.7055   USD
Sale 900 79.8511   USD
Sale 1,041 79.8136   USD
Sale 1,488 79.6075   USD
Sale 2,000 79.6490   USD
Sale 2,500 79.8450   USD
Sale 2,800 79.4717   USD
Sale 3,162 78.7541   USD
Sale 6,106 79.7208   USD
Sale 6,899 79.6062   USD
Sale 7,188 78.5600   USD
Sale 7,500 79.9200   USD
Sale 10,000 79.7621   USD
Sale 11,400 79.4435   USD
Sale 13,947 79.7353   USD
Sale 14,729 79.7290   USD
Sale 15,800 79.5821   USD
Sale 20,982 79.6360   USD
Sale 25,500 79.5422   USD
Sale 28,121 79.7025   USD
Sale 31,091 79.7485   USD
Sale 55,193 79.4349   USD
Sale 64,576 79.3174   USD
Sale 83,581 79.7500   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD
Nature of transaction

(Note 6)
Number of relevant securities

(Note 7)
Price per unit

(Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing 2,900 90   USD American 19 Jun 2020 1.3568   USD
Call Option Purchasing 100 95   USD American 19 Jun 2020 0.7000   USD
Call Option Purchasing 1,000 100   USD American 15 Jan 2021 2.0000   USD
Call Option Selling 200 80   USD American 15 May 2020 3.5500   USD
Call Option Selling 300 80   USD American 19 Jun 2020 4.8666   USD
Call Option Selling 100 90   USD American 15 May 2020 0.4500   USD
Call Option Selling 200 90   USD American 21 Aug 2020 2.3000   USD
Call Option Selling 100 93   USD American 15 May 2020 0.3000   USD
Call Option Selling 500 95   USD American 15 May 2020 0.2000   USD
Call Option Selling 200 100   USD American 15 May 2020 0.0850   USD
Put Option Purchasing 300 73   USD American 19 Jun 2020 3.2200   USD
Put Option Purchasing 100 85   USD American 19 Jun 2020 9.1500   USD
Put Option Purchasing 100 88   USD American 19 Jun 2020 10.8000   USD
Put Option Selling 700 50   USD American 21 Jan 2022 4.9000   USD

(ii) Exercising

Product name,

e.g. call option
Number of securities Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)
Details Price per unit

(if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written 9,300 80.0000 American May 15, 2020
Call Options Purchased 5,500 97.5000 American Jan 15, 2021
Put Options Written 2,100 70.0000 American May 15, 2020
Put Options Written 800 85.0000 American Jun 19, 2020
Call Options Purchased 6,300 105.0000 American Apr 17, 2020
Put Options Written 54,100 60.0000 American Jun 19, 2020
Put Options Written 500 75.0000 American Jun 19, 2020
Put Options Written 2,500 70.0000 American Sep 18, 2020
Call Options Purchased 2,800 115.0000 American Sep 18, 2020
Call Options Purchased 13,000 87.5000 American May 15, 2020
Put Options Purchased -10,200 50.0000 American Jan 15, 2021
Call Options Written -1,900 135.0000 American Jan 15, 2021
Call Options Written -3,200 90.0000 American Jun 19, 2020
Put Options Purchased -5,000 47.5000 American Jun 19, 2020
Put Options Purchased -1,500 50.0000 American Jan 21, 2022
Put Options Purchased -3,000 135.0000 American Jan 15, 2021
Call Options Written -2,800 120.0000 American Jan 15, 2021
Call Options Written -3,700 130.0000 American Jan 15, 2021
Call Options Written -5,000 80.0000 American Jan 21, 2022
Call Options Written -1,100 82.5000 American Jan 21, 2022
Put Options Purchased -48,100 85.0000 American May 15, 2020
Put Options Written 301,500 60.0000 American Jan 15, 2021
Put Options Written 6,000 75.0000 American Sep 18, 2020
Call Options Purchased 12,200 95.0000 American May 15, 2020
Put Options Written 5,700 57.5000 American Jan 15, 2021
Call Options Purchased 4,700 85.0000 American Aug 21, 2020
Call Options Purchased 2,800 72.5000 American Jun 19, 2020
Call Options Purchased 8,700 95.0000 American Sep 18, 2020
Call Options Purchased 700 92.5000 American May 15, 2020
Put Options Purchased -20,100 85.0000 American Sep 18, 2020
Put Options Purchased -4,200 55.0000 American Jan 15, 2021
Call Options Written -5,700 95.0000 American Apr 17, 2020
Put Options Purchased -34,500 95.0000 American Jun 19, 2020
Call Options Written -6,400 125.0000 American Aug 21, 2020
Put Options Purchased -31,200 62.5000 American Jan 15, 2021
Call Options Written -7,100 105.0000 American May 15, 2020
Call Options Written -21,800 110.0000 American Jan 15, 2021
Call Options Purchased 1,400 97.5000 American Sep 18, 2020
Put Options Written 34,400 90.0000 American Aug 21, 2020
Call Options Purchased 4,300 70.0000 American Jun 19, 2020
Put Options Written 8,600 75.0000 American May 15, 2020
Call Options Purchased 16,800 97.5000 American May 15, 2020
Put Options Written 2,200 82.5000 American May 15, 2020
Put Options Purchased -6,000 90.0000 American Sep 18, 2020
Put Options Purchased -2,600 110.0000 American Jan 15, 2021
Call Options Written -4,300 85.0000 American May 15, 2020
Put Options Purchased -4,700 40.0000 American Jan 21, 2022
Call Options Written -4,800 100.0000 American Apr 17, 2020
Put Options Purchased -1,800 50.0000 American Sep 18, 2020
Call Options Written -2,000 75.0000 American Jan 15, 2021
Call Options Written -5,700 110.0000 American Jun 19, 2020
Put Options Purchased -3,900 50.0000 American Jun 19, 2020
Put Options Written 2,000 80.0000 American Aug 21, 2020
Call Options Purchased 1,400 65.0000 American Sep 18, 2020
Put Options Written 800 72.5000 American Jun 19, 2020
Put Options Written 2,000 85.0000 American May 15, 2020
Put Options Written 100 90.0000 American Jun 19, 2020
Put Options Written 6,900 77.5000 American Jan 15, 2021
Call Options Purchased 5,300 87.5000 American Jun 19, 2020
Put Options Written 151,700 80.0000 American Jan 15, 2021
Call Options Purchased 3,200 55.0000 American Jan 15, 2021
Call Options Purchased 1,200 92.5000 American Sep 18, 2020
Put Options Written 26,900 57.5000 American Jun 19, 2020
Call Options Purchased 3,000 67.5000 American Jan 15, 2021
Put Options Written 1,800 70.0000 American Aug 21, 2020
Put Options Written 150,000 65.0000 American Jun 19, 2020
Call Options Purchased 11,700 90.0000 American Sep 18, 2020
Call Options Purchased 4,200 90.0000 American Aug 21, 2020
Call Options Purchased 3,800 80.0000 American May 15, 2020
Put Options Written 2,500 80.0000 American Jun 19, 2020
Call Options Written -1,500 100.0000 American Jan 15, 2021
Call Options Written -77,300 70.0000 American Jan 15, 2021
Call Options Written -1,800 97.5000 American Jun 19, 2020
Put Options Purchased -2,200 40.0000 American Sep 18, 2020
Put Options Purchased -5,000 42.5000 American Jun 19, 2020
Put Options Purchased -352,300 87.5000 American Jan 15, 2021
Call Options Written -3,700 90.0000 American Apr 17, 2020
Put Options Purchased -1,300 70.0000 American Jan 15, 2021
Put Options Purchased -3,100 60.0000 American Apr 24, 2020
Put Options Purchased -14,300 67.5000 American Sep 18, 2020
Call Options Written -25,000 92.5000 American Jan 15, 2021
Call Options Purchased 7,400 87.5000 American Sep 18, 2020
Put Options Written 1,800 77.5000 American Sep 18, 2020
Put Options Written 6,300 62.5000 American Jun 19, 2020
Call Options Purchased 16,500 90.0000 American May 15, 2020
Call Options Purchased 1,100 60.0000 American Jan 15, 2021
Put Options Written 1,100 82.5000 American Jun 19, 2020
Call Options Purchased 14,400 75.0000 American Sep 18, 2020
Put Options Purchased -70,000 67.5000 American Jan 15, 2021
Call Options Written -2,800 115.0000 American Jun 19, 2020
Call Options Written -200 92.5000 American Jun 19, 2020
Put Options Purchased -11,100 95.0000 American Jan 15, 2021
Put Options Purchased -4,700 35.0000 American Jan 15, 2021
Call Options Written -5,000 60.0000 American Aug 21, 2020
Put Options Purchased -1,500 80.0000 American Apr 17, 2020
Put Options Purchased -5,100 55.0000 American May 15, 2020
Call Options Written -2,700 125.0000 American Jan 15, 2021
Call Options Written -5,200 130.0000 American Jun 19, 2020
Put Options Purchased -600 77.5000 American Jan 15, 2021
Put Options Purchased -2,100 100.0000 American Jan 15, 2021
Call Options Written -100 77.5000 American May 15, 2020
Put Options Written 7,200 70.0000 American Jun 19, 2020
Put Options Written 45,000 50.0000 American Jun 19, 2020
Put Options Written 2,000 57.5000 American Sep 18, 2020
Put Options Written 1,500 62.5000 American May 15, 2020
Put Options Written 1,700 75.0000 American Jan 15, 2021
Call Options Written -2,100 115.0000 American Jan 15, 2021
Put Options Purchased -10,200 72.5000 American Jan 15, 2021
Call Options Written -30,500 95.0000 American Jun 19, 2020
Put Options Purchased -1,900 40.0000 American Jan 15, 2021
Put Options Purchased -100 82.5000 American Sep 18, 2020
Put Options Purchased -5,100 77.5000 American Apr 17, 2020
Put Options Purchased -7,900 75.0000 American Apr 17, 2020
Call Options Written -1,200 72.5000 American Sep 18, 2020
Put Options Purchased -100,000 92.5000 American Jan 15, 2021
Call Options Purchased 1,600 85.0000 American Sep 18, 2020
Put Options Written 22,400 90.0000 American Jan 15, 2021
Put Options Written 175,000 70.0000 American Jan 15, 2021
Put Options Written 8,300 87.5000 American Jun 19, 2020
Put Options Written 1,500 67.5000 American Jun 19, 2020
Put Options Written 9,300 72.5000 American Sep 18, 2020
Call Options Purchased 14,200 80.0000 American Jun 19, 2020
Put Options Written 200 85.0000 American Jan 21, 2022
Call Options Written -14,600 82.5000 American May 15, 2020
Call Options Written -100 77.5000 American Sep 18, 2020
Call Options Written -2,200 95.0000 American Aug 21, 2020
Call Options Written -15,900 105.0000 American Jan 15, 2021
Put Options Purchased -100 40.0000 American Jun 19, 2020
Call Options Written -6,300 100.0000 American Jun 19, 2020
Put Options Purchased -100 77.5000 American Jun 19, 2020
Put Options Written 2,900 92.5000 American Jan 15, 2021
Put Options Written 15,100 72.5000 American May 15, 2020
Call Options Purchased 6,300 82.5000 American Jun 19, 2020
Call Options Purchased 1,700 57.5000 American Jan 15, 2021
Call Options Purchased 1,000 100.0000 American May 15, 2020
Call Options Purchased 700 85.0000 American Jan 15, 2021
Call Options Written -4,200 110.0000 American May 15, 2020
Call Options Written -6,100 120.0000 American Jun 19, 2020
Call Options Written -6,000 140.0000 American Jan 15, 2021
Call Options Written -60,000 87.5000 American Jan 15, 2021
Call Options Written -1,400 82.5000 American Jan 15, 2021
Call Options Written -4,800 95.0000 American Jan 15, 2021
Put Options Purchased -250,000 85.0000 American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200414005447/en/

BARCLAYS PLC