Barclays PLC — Director's Dealing 2020

Apr 9, 2020

National Storage Mechanism | Additional information

Form 8.3 - Abbvie Plc

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	08 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,296,863	0.16%	4,060,631	0.27%
(2)	Derivatives (other than options):
		2,085,765	0.14%	516,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,253,700	0.08%	1,386,400	0.09%
	TOTAL:
		5,636,328	0.38%	5,963,932	0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	2	75.0750 USD
Purchase	5	75.9680 USD
Purchase	8	76.0525 USD
Purchase	10	75.9950 USD
Purchase	36	76.1300 USD
Purchase	40	78.6000 USD
Purchase	100	76.1700 USD
Purchase	100	77.4100 USD
Purchase	101	76.0953 USD
Purchase	106	77.0013 USD
Purchase	114	76.1736 USD
Purchase	115	76.1630 USD
Purchase	186	76.3939 USD
Purchase	200	76.2075 USD
Purchase	200	76.5550 USD
Purchase	200	76.1050 USD
Purchase	200	78.4950 USD
Purchase	249	75.5685 USD
Purchase	285	76.2700 USD
Purchase	300	76.5433 USD
Purchase	400	76.1075 USD
Purchase	400	76.1350 USD
Purchase	456	76.2927 USD
Purchase	600	78.5800 USD
Purchase	1,370	75.9730 USD
Purchase	1,600	78.6412 USD
Purchase	1,814	76.1609 USD
Purchase	1,884	76.5060 USD
Purchase	2,100	77.8146 USD
Purchase	2,100	77.4810 USD
Purchase	2,165	78.7298 USD
Purchase	2,239	77.1625 USD
Purchase	2,351	77.1614 USD
Purchase	2,900	77.7105 USD
Purchase	2,916	77.1133 USD
Purchase	3,840	78.6027 USD
Purchase	4,204	76.7032 USD
Purchase	4,868	77.1485 USD
Purchase	5,936	77.1076 USD
Purchase	6,250	77.1719 USD
Purchase	6,941	76.8328 USD
Purchase	7,143	77.8998 USD
Purchase	8,235	77.1464 USD
Purchase	8,399	76.6862 USD
Purchase	10,152	77.1727 USD
Purchase	12,966	77.1178 USD
Purchase	15,696	76.2233 USD
Purchase	24,550	78.5393 USD
Purchase	25,900	78.3800 USD
Purchase	26,947	77.1268 USD
Purchase	29,431	77.1886 USD
Purchase	30,500	77.4266 USD
Purchase	33,384	78.5129 USD
Purchase	37,950	77.7013 USD
Purchase	44,819	77.5844 USD
Purchase	45,226	77.9113 USD
Purchase	54,088	78.5600 USD
Purchase	119,639	77.8577 USD
Purchase	175,005	77.4602 USD
Sale	25	78.5500 USD
Sale	45	75.8013 USD
Sale	100	75.7300 USD
Sale	100	77.5000 USD
Sale	100	78.3200 USD
Sale	100	78.3450 USD
Sale	100	78.4300 USD
Sale	100	78.4600 USD
Sale	100	78.6900 USD
Sale	100	78.7700 USD
Sale	100	78.7800 USD
Sale	100	78.8400 USD
Sale	138	78.6602 USD
Sale	146	78.7038 USD
Sale	151	78.3462 USD
Sale	154	78.6864 USD
Sale	165	78.4850 USD
Sale	200	78.7150 USD
Sale	200	78.6800 USD
Sale	200	78.3100 USD
Sale	300	78.6700 USD
Sale	300	78.6400 USD
Sale	317	78.5045 USD
Sale	339	76.9973 USD
Sale	400	78.5525 USD
Sale	400	78.5762 USD
Sale	400	78.6550 USD
Sale	400	76.6375 USD
Sale	400	78.6525 USD
Sale	437	78.4889 USD
Sale	477	75.6513 USD
Sale	519	76.1610 USD
Sale	525	77.4323 USD
Sale	600	78.3750 USD
Sale	600	78.5800 USD
Sale	600	75.8383 USD
Sale	700	78.6542 USD
Sale	700	78.6414 USD
Sale	708	78.7740 USD
Sale	737	76.7828 USD
Sale	757	77.2310 USD
Sale	758	78.6737 USD
Sale	800	77.6450 USD
Sale	865	76.7416 USD
Sale	1,017	78.7142 USD
Sale	1,230	78.6766 USD
Sale	1,301	78.6880 USD
Sale	1,340	78.6037 USD
Sale	1,400	76.7364 USD
Sale	1,500	78.5820 USD
Sale	1,517	76.4020 USD
Sale	1,702	77.4897 USD
Sale	1,814	76.1609 USD
Sale	2,464	77.2604 USD
Sale	2,959	77.5840 USD
Sale	3,496	77.3110 USD
Sale	9,490	77.7983 USD
Sale	9,978	77.7647 USD
Sale	11,600	77.1599 USD
Sale	11,979	78.5320 USD
Sale	14,053	77.5381 USD
Sale	14,216	78.0956 USD
Sale	14,466	78.5560 USD
Sale	15,551	77.9501 USD
Sale	21,000	77.6127 USD
Sale	25,900	78.3800 USD
Sale	26,459	78.3271 USD
Sale	28,902	77.4186 USD
Sale	32,510	78.4971 USD
Sale	38,494	76.4811 USD
Sale	51,883	78.5600 USD
Sale	59,766	77.6322 USD
Sale	350,010	77.4602 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	70 USD	American	15 Jan 2021	12.8000 USD
Call Option	Purchasing	100	78 USD	American	18 Sep 2020	6.7000 USD
Call Option	Purchasing	1,100	90 USD	American	19 Jun 2020	0.8790 USD
Call Option	Purchasing	100	95 USD	American	15 Jan 2021	2.3000 USD
Call Option	Purchasing	200	100 USD	American	15 Jan 2021	1.4500 USD
Call Option	Purchasing	1,500	105 USD	American	15 May 2020	0.0200 USD
Call Option	Selling	200	78 USD	American	15 May 2020	3.0000 USD
Call Option	Selling	2,900	80 USD	American	17 Apr 2020	0.9400 USD
Call Option	Selling	100	93 USD	American	15 May 2020	0.2000 USD
Call Option	Selling	700	93 USD	American	19 Jun 2020	0.5757 USD
Call Option	Selling	100	93 USD	American	18 Sep 2020	1.2200 USD
Call Option	Selling	200	95 USD	American	18 Sep 2020	1.0150 USD
Put Option	Purchasing	1,000	73 USD	American	19 Jun 2020	4.5000 USD
Put Option	Purchasing	2,200	75 USD	American	19 Jun 2020	4.9000 USD
Put Option	Purchasing	100	80 USD	American	19 Jun 2020	6.6000 USD
Put Option	Purchasing	300	85 USD	American	19 Jun 2020	9.6500 USD
Put Option	Selling	100	50 USD	American	18 Sep 2020	1.1900 USD
Put Option	Selling	800	63 USD	American	15 Jan 2021	5.0000 USD
Put Option	Selling	1,100	70 USD	American	15 Jan 2021	7.6363 USD
Put Option	Selling	100	73 USD	American	15 Jan 2021	10.0000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	9 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	9,300	80.0000	American	May 15, 2020
Put Options	Written	54,100	60.0000	American	Jun 19, 2020
Call Options	Purchased	6,300	105.0000	American	Apr 17, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	2,100	70.0000	American	May 15, 2020
Put Options	Written	900	85.0000	American	Jun 19, 2020
Put Options	Written	500	75.0000	American	Jun 19, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Call Options	Purchased	13,000	87.5000	American	May 15, 2020
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-6,100	90.0000	American	Jun 19, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-2,200	50.0000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	800	92.5000	American	May 15, 2020
Call Options	Purchased	4,700	85.0000	American	Aug 21, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	301,500	60.0000	American	Jan 15, 2021
Put Options	Written	6,000	75.0000	American	Sep 18, 2020
Call Options	Purchased	12,700	95.0000	American	May 15, 2020
Call Options	Purchased	8,700	95.0000	American	Sep 18, 2020
Call Options	Written	-7,100	105.0000	American	May 15, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-5,700	95.0000	American	Apr 17, 2020
Put Options	Purchased	-31,200	62.5000	American	Jan 15, 2021
Call Options	Written	-21,800	110.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	2,200	82.5000	American	May 15, 2020
Put Options	Written	8,600	75.0000	American	May 15, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	16,800	97.5000	American	May 15, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Written	-4,800	100.0000	American	Apr 17, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,800	50.0000	American	Sep 18, 2020
Call Options	Written	-2,000	75.0000	American	Jan 15, 2021
Call Options	Written	-4,300	85.0000	American	May 15, 2020
Call Options	Purchased	4,000	80.0000	American	May 15, 2020
Call Options	Purchased	11,700	90.0000	American	Sep 18, 2020
Put Options	Written	2,000	80.0000	American	Aug 21, 2020
Put Options	Written	6,900	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Call Options	Purchased	5,300	87.5000	American	Jun 19, 2020
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	151,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	1,100	72.5000	American	Jun 19, 2020
Put Options	Written	2,500	80.0000	American	Jun 19, 2020
Put Options	Written	2,000	85.0000	American	May 15, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	4,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-352,300	87.5000	American	Jan 15, 2021
Call Options	Written	-77,300	70.0000	American	Jan 15, 2021
Call Options	Written	-1,800	97.5000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-25,000	92.5000	American	Jan 15, 2021
Call Options	Written	-2,500	100.0000	American	Jan 15, 2021
Call Options	Written	-3,700	90.0000	American	Apr 17, 2020
Put Options	Purchased	-14,300	67.5000	American	Sep 18, 2020
Put Options	Purchased	-1,300	70.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	14,400	75.0000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	6,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	16,600	90.0000	American	May 15, 2020
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Call Options	Written	-100	77.5000	American	May 15, 2020
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-200	92.5000	American	Jun 19, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	80.0000	American	Apr 17, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Written	2,000	57.5000	American	Sep 18, 2020
Put Options	Written	7,200	70.0000	American	Jun 19, 2020
Put Options	Written	45,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,700	75.0000	American	Jan 15, 2021
Put Options	Written	1,500	62.5000	American	May 15, 2020
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-7,900	75.0000	American	Apr 17, 2020
Put Options	Purchased	-5,100	77.5000	American	Apr 17, 2020
Put Options	Purchased	-10,200	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-30,600	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	82.5000	American	Sep 18, 2020
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	1,500	67.5000	American	Jun 19, 2020
Call Options	Purchased	1,600	85.0000	American	Sep 18, 2020
Call Options	Purchased	14,500	80.0000	American	Jun 19, 2020
Put Options	Written	175,000	70.0000	American	Jan 15, 2021
Put Options	Written	8,400	87.5000	American	Jun 19, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	200	85.0000	American	Jan 21, 2022
Call Options	Written	-6,300	100.0000	American	Jun 19, 2020
Put Options	Purchased	-100	77.5000	American	Jun 19, 2020
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Call Options	Written	-2,200	95.0000	American	Aug 21, 2020
Call Options	Written	-14,600	82.5000	American	May 15, 2020
Call Options	Written	-15,900	105.0000	American	Jan 15, 2021
Call Options	Written	-100	77.5000	American	Sep 18, 2020
Call Options	Purchased	1,200	100.0000	American	May 15, 2020
Call Options	Purchased	700	85.0000	American	Jan 15, 2021
Call Options	Purchased	6,300	82.5000	American	Jun 19, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	15,100	72.5000	American	May 15, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-1,400	82.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-4,800	95.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200409005382/en/

BARCLAYS PLC