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Barclays PLC Director's Dealing 2020
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Director's Dealing
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Form 8.3 - Allergan plc
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 02 April 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,151,596 | 1.26% | 3,006,122 | 0.91% | ||
| (2) | Derivatives (other than options): | ||||
| 2,687,345 | 0.82% | 2,844,446 | 0.86% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 248,000 | 0.08% | 168,500 | 0.05% | |
| TOTAL: | |||||
| 7,086,941 | 2.15% | 6,019,068 | 1.83% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 8 | 174.9200 USD |
| Purchase | 28 | 175.4500 USD |
| Purchase | 58 | 177.7801 USD |
| Purchase | 100 | 174.4100 USD |
| Purchase | 100 | 174.8200 USD |
| Purchase | 112 | 173.9939 USD |
| Purchase | 200 | 174.0350 USD |
| Purchase | 200 | 176.8572 USD |
| Purchase | 267 | 177.0743 USD |
| Purchase | 368 | 175.7491 USD |
| Purchase | 429 | 174.5592 USD |
| Purchase | 462 | 176.4765 USD |
| Purchase | 466 | 174.8492 USD |
| Purchase | 500 | 175.5350 USD |
| Purchase | 600 | 176.6454 USD |
| Purchase | 700 | 176.5816 USD |
| Purchase | 938 | 175.3657 USD |
| Purchase | 1,183 | 176.4202 USD |
| Purchase | 1,590 | 176.8175 USD |
| Purchase | 1,696 | 176.1485 USD |
| Purchase | 1,783 | 177.1142 USD |
| Purchase | 3,500 | 176.0799 USD |
| Purchase | 3,515 | 175.9596 USD |
| Purchase | 5,104 | 177.5400 USD |
| Purchase | 8,815 | 176.8130 USD |
| Purchase | 8,977 | 175.6451 USD |
| Purchase | 9,159 | 176.1590 USD |
| Purchase | 9,512 | 176.8292 USD |
| Purchase | 13,220 | 177.2827 USD |
| Purchase | 14,352 | 174.9000 USD |
| Purchase | 46,236 | 176.4255 USD |
| Sale | 7 | 176.6100 USD |
| Sale | 8 | 174.5400 USD |
| Sale | 14 | 175.4300 USD |
| Sale | 66 | 176.5800 USD |
| Sale | 67 | 177.5200 USD |
| Sale | 93 | 176.5900 USD |
| Sale | 99 | 176.2800 USD |
| Sale | 100 | 176.7400 USD |
| Sale | 100 | 176.0600 USD |
| Sale | 100 | 176.9700 USD |
| Sale | 100 | 176.8800 USD |
| Sale | 171 | 176.1494 USD |
| Sale | 192 | 176.1015 USD |
| Sale | 200 | 176.8450 USD |
| Sale | 240 | 175.8593 USD |
| Sale | 258 | 175.7984 USD |
| Sale | 292 | 175.7705 USD |
| Sale | 300 | 176.1816 USD |
| Sale | 349 | 176.1080 USD |
| Sale | 350 | 176.0885 USD |
| Sale | 390 | 174.9874 USD |
| Sale | 400 | 175.8775 USD |
| Sale | 500 | 175.7830 USD |
| Sale | 557 | 175.5657 USD |
| Sale | 606 | 176.7199 USD |
| Sale | 800 | 175.8000 USD |
| Sale | 811 | 175.9338 USD |
| Sale | 848 | 176.1485 USD |
| Sale | 1,100 | 175.4427 USD |
| Sale | 1,142 | 176.5718 USD |
| Sale | 1,202 | 174.2909 USD |
| Sale | 2,400 | 176.3719 USD |
| Sale | 2,963 | 176.2781 USD |
| Sale | 3,000 | 175.9690 USD |
| Sale | 4,864 | 175.6163 USD |
| Sale | 5,691 | 175.8935 USD |
| Sale | 5,865 | 177.5400 USD |
| Sale | 6,315 | 177.1854 USD |
| Sale | 7,242 | 175.4103 USD |
| Sale | 9,233 | 177.4656 USD |
| Sale | 13,279 | 177.3127 USD |
| Sale | 14,990 | 176.8521 USD |
| Sale | 32,483 | 176.2418 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 130 USD | American | 21 Jan 2022 | 46.5000 USD |
| Call Option | Purchasing | 100 | 150 USD | American | 15 May 2020 | 26.9250 USD |
| Call Option | Purchasing | 100 | 160 USD | American | 19 Jun 2020 | 20.1000 USD |
| Call Option | Purchasing | 100 | 165 USD | American | 19 Jun 2020 | 16.2000 USD |
| Call Option | Purchasing | 500 | 173 USD | American | 17 Apr 2020 | 6.2500 USD |
| Call Option | Purchasing | 600 | 175 USD | American | 17 Apr 2020 | 4.7500 USD |
| Call Option | Purchasing | 900 | 175 USD | American | 19 Jun 2020 | 9.2000 USD |
| Call Option | Purchasing | 400 | 180 USD | American | 19 Jun 2020 | 6.2500 USD |
| Call Option | Purchasing | 1,000 | 185 USD | American | 15 May 2020 | 2.8750 USD |
| Call Option | Purchasing | 100 | 185 USD | American | 19 Jun 2020 | 4.1250 USD |
| Call Option | Purchasing | 300 | 200 USD | American | 15 May 2020 | 0.3500 USD |
| Call Option | Purchasing | 100 | 200 USD | American | 21 Jan 2022 | 2.9800 USD |
| Call Option | Purchasing | 1,000 | 205 USD | American | 15 Jan 2021 | 2.5050 USD |
| Call Option | Purchasing | 600 | 220 USD | American | 15 May 2020 | 2.4550 USD |
| Call Option | Purchasing | 200 | 220 USD | American | 15 Jan 2021 | 2.5050 USD |
| Call Option | Purchasing | 100 | 240 USD | American | 19 Jun 2020 | 0.0500 USD |
| Call Option | Purchasing | 600 | 250 USD | American | 15 Jan 2021 | 2.5000 USD |
| Call Option | Purchasing | 700 | 270 USD | American | 15 Jan 2021 | 0.2800 USD |
| Call Option | Selling | 200 | 110 USD | American | 15 Jan 2021 | 65.5000 USD |
| Call Option | Selling | 100 | 140 USD | American | 15 Jan 2021 | 37.5000 USD |
| Call Option | Selling | 300 | 145 USD | American | 15 Jan 2021 | 33.0000 USD |
| Call Option | Selling | 3,000 | 150 USD | American | 15 Jan 2021 | 29.0000 USD |
| Call Option | Selling | 300 | 155 USD | American | 19 Jun 2020 | 24.2250 USD |
| Call Option | Selling | 400 | 160 USD | American | 17 Apr 2020 | 16.2500 USD |
| Call Option | Selling | 3,000 | 160 USD | American | 15 Jan 2021 | 21.0000 USD |
| Call Option | Selling | 1,300 | 160 USD | American | 21 Jan 2022 | 22.0000 USD |
| Call Option | Selling | 3,000 | 165 USD | American | 15 Jan 2021 | 17.4000 USD |
| Call Option | Selling | 1,400 | 170 USD | American | 15 Jan 2021 | 14.0000 USD |
| Call Option | Selling | 100 | 170 USD | American | 21 Jan 2022 | 15.5000 USD |
| Call Option | Selling | 200 | 175 USD | American | 21 Aug 2020 | 10.2000 USD |
| Call Option | Selling | 2,000 | 175 USD | American | 15 Jan 2021 | 11.0000 USD |
| Call Option | Selling | 10,000 | 175 USD | American | 21 Jan 2022 | 12.7500 USD |
| Call Option | Selling | 300 | 180 USD | American | 9 Apr 2020 | 2.4550 USD |
| Call Option | Selling | 100 | 180 USD | American | 17 Apr 2020 | 2.6450 USD |
| Call Option | Selling | 7,000 | 180 USD | American | 15 May 2020 | 5.7000 USD |
| Call Option | Selling | 300 | 180 USD | American | 21 Aug 2020 | 7.6000 USD |
| Call Option | Selling | 2,000 | 180 USD | American | 15 Jan 2021 | 8.8250 USD |
| Call Option | Selling | 1,300 | 180 USD | American | 21 Jan 2022 | 10.0000 USD |
| Call Option | Selling | 9,100 | 185 USD | American | 21 Aug 2020 | 4.2150 USD |
| Call Option | Selling | 2,000 | 185 USD | American | 15 Jan 2021 | 6.3250 USD |
| Call Option | Selling | 1,000 | 190 USD | American | 15 May 2020 | 2.6250 USD |
| Call Option | Selling | 1,100 | 190 USD | American | 19 Jun 2020 | 2.9500 USD |
| Call Option | Selling | 3,300 | 190 USD | American | 21 Aug 2020 | 3.3250 USD |
| Call Option | Selling | 3,000 | 190 USD | American | 15 Jan 2021 | 4.4800 USD |
| Call Option | Selling | 200 | 190 USD | American | 21 Jan 2022 | 6.0000 USD |
| Call Option | Selling | 200 | 195 USD | American | 15 May 2020 | 0.6500 USD |
| Call Option | Selling | 3,000 | 195 USD | American | 21 Aug 2020 | 1.9800 USD |
| Call Option | Selling | 2,000 | 195 USD | American | 15 Jan 2021 | 2.1400 USD |
| Call Option | Selling | 100 | 198 USD | American | 24 Apr 2020 | 2.4500 USD |
| Call Option | Selling | 700 | 200 USD | American | 19 Jun 2020 | 1.7550 USD |
| Call Option | Selling | 1,400 | 200 USD | American | 15 Jan 2021 | 2.5050 USD |
| Call Option | Selling | 200 | 208 USD | American | 9 Apr 2020 | 2.4500 USD |
| Call Option | Selling | 100 | 210 USD | American | 17 Apr 2020 | 2.4500 USD |
| Call Option | Selling | 300 | 210 USD | American | 15 May 2020 | 0.2800 USD |
| Call Option | Selling | 100 | 210 USD | American | 15 Jan 2021 | 2.0050 USD |
| Call Option | Selling | 1,800 | 220 USD | American | 21 Jan 2022 | 2.6000 USD |
| Call Option | Selling | 100 | 225 USD | American | 15 Jan 2021 | 2.5000 USD |
| Call Option | Selling | 300 | 235 USD | American | 15 Jan 2021 | 2.5000 USD |
| Put Option | Purchasing | 1,900 | 90 USD | American | 15 May 2020 | 2.3750 USD |
| Put Option | Purchasing | 2,100 | 90 USD | American | 19 Jun 2020 | 0.5500 USD |
| Put Option | Purchasing | 5,400 | 95 USD | American | 15 May 2020 | 2.4500 USD |
| Put Option | Purchasing | 6,400 | 95 USD | American | 19 Jun 2020 | 2.4500 USD |
| Put Option | Purchasing | 600 | 95 USD | American | 15 Jan 2021 | 2.4500 USD |
| Put Option | Purchasing | 100 | 100 USD | American | 17 Apr 2020 | 2.4500 USD |
| Put Option | Purchasing | 2,700 | 100 USD | American | 15 May 2020 | 2.2750 USD |
| Put Option | Purchasing | 7,000 | 105 USD | American | 15 May 2020 | 0.4500 USD |
| Put Option | Purchasing | 1,000 | 120 USD | American | 17 Apr 2020 | 0.5250 USD |
| Put Option | Purchasing | 7,400 | 120 USD | American | 19 Jun 2020 | 0.8500 USD |
| Put Option | Purchasing | 300 | 125 USD | American | 19 Jun 2020 | 2.3750 USD |
| Put Option | Purchasing | 100 | 140 USD | American | 17 Apr 2020 | 0.7500 USD |
| Put Option | Purchasing | 10,000 | 140 USD | American | 19 Jun 2020 | 3.4750 USD |
| Put Option | Purchasing | 100 | 140 USD | American | 21 Aug 2020 | 3.7500 USD |
| Put Option | Purchasing | 100 | 140 USD | American | 21 Jan 2022 | 7.0000 USD |
| Put Option | Purchasing | 100 | 145 USD | American | 17 Apr 2020 | 0.7500 USD |
| Put Option | Purchasing | 400 | 145 USD | American | 19 Jun 2020 | 2.5750 USD |
| Put Option | Purchasing | 600 | 150 USD | American | 17 Apr 2020 | 1.2500 USD |
| Put Option | Purchasing | 10,000 | 150 USD | American | 15 May 2020 | 3.7000 USD |
| Put Option | Purchasing | 2,000 | 155 USD | American | 17 Apr 2020 | 2.3750 USD |
| Put Option | Purchasing | 500 | 160 USD | American | 15 May 2020 | 5.1000 USD |
| Put Option | Purchasing | 10,000 | 160 USD | American | 19 Jun 2020 | 5.4500 USD |
| Put Option | Purchasing | 700 | 168 USD | American | 17 Apr 2020 | 2.7500 USD |
| Put Option | Purchasing | 200 | 170 USD | American | 21 Aug 2020 | 9.6500 USD |
| Put Option | Purchasing | 1,700 | 173 USD | American | 17 Apr 2020 | 4.1500 USD |
| Put Option | Purchasing | 200 | 175 USD | American | 9 Apr 2020 | 3.9500 USD |
| Put Option | Purchasing | 500 | 175 USD | American | 19 Jun 2020 | 9.6500 USD |
| Put Option | Purchasing | 300 | 180 USD | American | 21 Jan 2022 | 21.5000 USD |
| Put Option | Purchasing | 100 | 190 USD | American | 15 Jan 2021 | 22.5000 USD |
| Put Option | Purchasing | 1,000 | 195 USD | American | 15 Jan 2021 | 26.2500 USD |
| Put Option | Purchasing | 100 | 200 USD | American | 15 May 2020 | 26.0500 USD |
| Put Option | Selling | 400 | 80 USD | American | 15 Jan 2021 | 2.2500 USD |
| Put Option | Selling | 2,300 | 90 USD | American | 15 Jan 2021 | 2.3750 USD |
| Put Option | Selling | 200 | 100 USD | American | 15 Jan 2021 | 0.9200 USD |
| Put Option | Selling | 200 | 100 USD | American | 21 Jan 2022 | 2.5000 USD |
| Put Option | Selling | 400 | 105 USD | American | 21 Jan 2022 | 2.5000 USD |
| Put Option | Selling | 100 | 110 USD | American | 15 May 2020 | 0.6500 USD |
| Put Option | Selling | 2,700 | 110 USD | American | 15 Jan 2021 | 1.2500 USD |
| Put Option | Selling | 200 | 110 USD | American | 21 Jan 2022 | 3.0000 USD |
| Put Option | Selling | 1,000 | 115 USD | American | 15 Jan 2021 | 1.5000 USD |
| Put Option | Selling | 400 | 115 USD | American | 21 Jan 2022 | 3.5000 USD |
| Put Option | Selling | 500 | 120 USD | American | 21 Aug 2020 | 2.4500 USD |
| Put Option | Selling | 2,100 | 120 USD | American | 15 Jan 2021 | 1.8950 USD |
| Put Option | Selling | 200 | 120 USD | American | 21 Jan 2022 | 4.0000 USD |
| Put Option | Selling | 600 | 125 USD | American | 15 Jan 2021 | 3.3500 USD |
| Put Option | Selling | 300 | 125 USD | American | 21 Jan 2022 | 2.4500 USD |
| Put Option | Selling | 100 | 130 USD | American | 15 Jan 2021 | 3.7500 USD |
| Put Option | Selling | 300 | 135 USD | American | 15 Jan 2021 | 3.5050 USD |
| Put Option | Selling | 1,300 | 145 USD | American | 15 Jan 2021 | 5.0000 USD |
| Put Option | Selling | 3,000 | 145 USD | American | 21 Jan 2022 | 8.0000 USD |
| Put Option | Selling | 1,000 | 150 USD | American | 15 Jan 2021 | 6.1500 USD |
| Put Option | Selling | 2,100 | 150 USD | American | 21 Jan 2022 | 9.5000 USD |
| Put Option | Selling | 1,000 | 155 USD | American | 15 Jan 2021 | 7.0000 USD |
| Put Option | Selling | 500 | 155 USD | American | 21 Jan 2022 | 10.5000 USD |
| Put Option | Selling | 200 | 160 USD | American | 9 Apr 2020 | 0.6000 USD |
| Put Option | Selling | 3,000 | 160 USD | American | 15 Jan 2021 | 8.5000 USD |
| Put Option | Selling | 100 | 165 USD | American | 9 Apr 2020 | 0.8000 USD |
| Put Option | Selling | 2,300 | 165 USD | American | 15 Jan 2021 | 10.0000 USD |
| Put Option | Selling | 3,000 | 170 USD | American | 15 Jan 2021 | 12.0000 USD |
| Put Option | Selling | 100 | 170 USD | American | 21 Jan 2022 | 16.5000 USD |
| Put Option | Selling | 100 | 175 USD | American | 17 Apr 2020 | 5.1500 USD |
| Put Option | Selling | 3,000 | 175 USD | American | 15 Jan 2021 | 14.1500 USD |
| Put Option | Selling | 400 | 180 USD | American | 17 Apr 2020 | 7.7500 USD |
| Put Option | Selling | 2,000 | 180 USD | American | 15 Jan 2021 | 16.5750 USD |
| Put Option | Selling | 10,000 | 185 USD | American | 15 May 2020 | 13.4250 USD |
| Put Option | Selling | 500 | 185 USD | American | 19 Jun 2020 | 14.4500 USD |
| Put Option | Selling | 1,100 | 185 USD | American | 21 Aug 2020 | 15.5500 USD |
| Put Option | Selling | 3,000 | 185 USD | American | 15 Jan 2021 | 19.2500 USD |
| Put Option | Selling | 400 | 185 USD | American | 21 Jan 2022 | 24.2500 USD |
| Put Option | Selling | 1,000 | 190 USD | American | 15 May 2020 | 17.0500 USD |
| Put Option | Selling | 700 | 190 USD | American | 19 Jun 2020 | 17.6500 USD |
| Put Option | Selling | 400 | 190 USD | American | 21 Aug 2020 | 19.7500 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 3 Apr 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 7,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 172.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Call Options | Written | -2,200 | 170.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 2,400 | 185.0000 | American | Apr 3, 2020 |
| Put Options | Written | 43,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 8,200 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,400 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,700 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -500 | 177.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,100 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 32,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,200 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Call Options | Written | -100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 1,400 | 167.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 38,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,200 | 175.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,700 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 192.5000 | American | Apr 3, 2020 |
| Put Options | Written | 300 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 4,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 157.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -38,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 177.5000 | American | Apr 17, 2020 |
| Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 1,300 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,000 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,300 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -2,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,400 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 180.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 600 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,500 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -800 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 175.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 9,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 24,000 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,900 | 175.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 145.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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