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Barclays PLC Director's Dealing 2020
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Director's Dealing
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Form 8.3 - Allergan plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 17 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,994,310 | 1.21% | 3,312,965 | 1.01% | ||
| (2) | Derivatives (other than options): | ||||
| 3,007,529 | 0.91% | 2,594,630 | 0.79% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 552,200 | 0.17% | 320,800 | 0.10% | |
| TOTAL: | |||||
| 7,554,039 | 2.30% | 6,228,395 | 1.89% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 24 | 169.4116 USD |
| Purchase | 31 | 167.1677 USD |
| Purchase | 32 | 170.2506 USD |
| Purchase | 85 | 168.5500 USD |
| Purchase | 100 | 171.5950 USD |
| Purchase | 100 | 172.3300 USD |
| Purchase | 100 | 172.4300 USD |
| Purchase | 100 | 171.9000 USD |
| Purchase | 100 | 169.5100 USD |
| Purchase | 100 | 161.1500 USD |
| Purchase | 101 | 160.9564 USD |
| Purchase | 140 | 162.4678 USD |
| Purchase | 195 | 172.7010 USD |
| Purchase | 199 | 161.4035 USD |
| Purchase | 200 | 161.2075 USD |
| Purchase | 200 | 170.6625 USD |
| Purchase | 200 | 171.8525 USD |
| Purchase | 200 | 167.1200 USD |
| Purchase | 258 | 168.6210 USD |
| Purchase | 284 | 172.0309 USD |
| Purchase | 295 | 171.9455 USD |
| Purchase | 300 | 170.0066 USD |
| Purchase | 300 | 172.2133 USD |
| Purchase | 300 | 172.4150 USD |
| Purchase | 300 | 170.5166 USD |
| Purchase | 300 | 172.7666 USD |
| Purchase | 300 | 171.4400 USD |
| Purchase | 302 | 170.8744 USD |
| Purchase | 374 | 169.7560 USD |
| Purchase | 400 | 161.3200 USD |
| Purchase | 400 | 161.5200 USD |
| Purchase | 400 | 169.4400 USD |
| Purchase | 400 | 172.7275 USD |
| Purchase | 412 | 168.2708 USD |
| Purchase | 500 | 168.7120 USD |
| Purchase | 500 | 162.0040 USD |
| Purchase | 502 | 167.5352 USD |
| Purchase | 600 | 161.4483 USD |
| Purchase | 675 | 170.7425 USD |
| Purchase | 683 | 170.1398 USD |
| Purchase | 694 | 171.9106 USD |
| Purchase | 725 | 163.7379 USD |
| Purchase | 793 | 168.6347 USD |
| Purchase | 802 | 167.4768 USD |
| Purchase | 885 | 165.0941 USD |
| Purchase | 900 | 166.1477 USD |
| Purchase | 900 | 170.1088 USD |
| Purchase | 934 | 168.7432 USD |
| Purchase | 1,000 | 161.1450 USD |
| Purchase | 1,063 | 168.6861 USD |
| Purchase | 1,100 | 161.4300 USD |
| Purchase | 1,196 | 171.4255 USD |
| Purchase | 1,198 | 168.2045 USD |
| Purchase | 1,258 | 166.0435 USD |
| Purchase | 1,309 | 168.2745 USD |
| Purchase | 1,340 | 170.3330 USD |
| Purchase | 1,400 | 171.1125 USD |
| Purchase | 1,432 | 168.6323 USD |
| Purchase | 1,547 | 171.9885 USD |
| Purchase | 1,549 | 169.1924 USD |
| Purchase | 1,600 | 170.9587 USD |
| Purchase | 1,679 | 167.4496 USD |
| Purchase | 2,017 | 170.8694 USD |
| Purchase | 2,129 | 169.2853 USD |
| Purchase | 2,263 | 170.0156 USD |
| Purchase | 2,415 | 168.1029 USD |
| Purchase | 2,480 | 167.9480 USD |
| Purchase | 2,853 | 171.7185 USD |
| Purchase | 3,806 | 171.9249 USD |
| Purchase | 3,814 | 167.4825 USD |
| Purchase | 4,071 | 171.9271 USD |
| Purchase | 4,098 | 169.8993 USD |
| Purchase | 4,100 | 169.4895 USD |
| Purchase | 4,300 | 170.1524 USD |
| Purchase | 4,900 | 171.6682 USD |
| Purchase | 5,000 | 165.7482 USD |
| Purchase | 5,698 | 169.8228 USD |
| Purchase | 6,149 | 166.4389 USD |
| Purchase | 7,200 | 168.6348 USD |
| Purchase | 7,633 | 166.9925 USD |
| Purchase | 8,374 | 167.2578 USD |
| Purchase | 8,600 | 167.0627 USD |
| Purchase | 8,979 | 169.1362 USD |
| Purchase | 9,381 | 166.4413 USD |
| Purchase | 12,382 | 167.3309 USD |
| Purchase | 12,706 | 169.1688 USD |
| Purchase | 13,316 | 167.2593 USD |
| Purchase | 13,690 | 167.4226 USD |
| Purchase | 15,019 | 167.7444 USD |
| Purchase | 16,100 | 166.1118 USD |
| Purchase | 16,300 | 166.4277 USD |
| Purchase | 17,100 | 167.8985 USD |
| Purchase | 20,165 | 169.4468 USD |
| Purchase | 26,736 | 171.8400 USD |
| Purchase | 31,054 | 163.7026 USD |
| Purchase | 35,804 | 168.5550 USD |
| Purchase | 48,330 | 169.0356 USD |
| Purchase | 51,865 | 167.3213 USD |
| Sale | 1 | 169.9700 USD |
| Sale | 14 | 170.8000 USD |
| Sale | 15 | 171.9800 USD |
| Sale | 18 | 172.8000 USD |
| Sale | 100 | 170.6825 USD |
| Sale | 100 | 165.5000 USD |
| Sale | 100 | 170.2700 USD |
| Sale | 100 | 171.9700 USD |
| Sale | 100 | 169.7720 USD |
| Sale | 100 | 165.8800 USD |
| Sale | 100 | 170.6900 USD |
| Sale | 100 | 171.4400 USD |
| Sale | 100 | 171.2750 USD |
| Sale | 100 | 170.8200 USD |
| Sale | 100 | 170.5700 USD |
| Sale | 102 | 171.1505 USD |
| Sale | 117 | 170.8243 USD |
| Sale | 176 | 170.3389 USD |
| Sale | 196 | 170.0702 USD |
| Sale | 200 | 169.8300 USD |
| Sale | 200 | 172.6200 USD |
| Sale | 200 | 170.8650 USD |
| Sale | 200 | 171.0100 USD |
| Sale | 234 | 171.4447 USD |
| Sale | 257 | 172.3219 USD |
| Sale | 300 | 169.2900 USD |
| Sale | 300 | 165.6900 USD |
| Sale | 300 | 165.6433 USD |
| Sale | 300 | 172.4150 USD |
| Sale | 400 | 171.4787 USD |
| Sale | 400 | 165.6597 USD |
| Sale | 400 | 165.4325 USD |
| Sale | 471 | 171.7140 USD |
| Sale | 500 | 162.0180 USD |
| Sale | 500 | 171.8580 USD |
| Sale | 501 | 163.0935 USD |
| Sale | 512 | 173.4110 USD |
| Sale | 576 | 164.2451 USD |
| Sale | 600 | 165.2502 USD |
| Sale | 647 | 169.0335 USD |
| Sale | 652 | 171.1895 USD |
| Sale | 681 | 171.0032 USD |
| Sale | 710 | 168.2543 USD |
| Sale | 764 | 163.4625 USD |
| Sale | 800 | 171.9350 USD |
| Sale | 824 | 164.7103 USD |
| Sale | 900 | 170.9277 USD |
| Sale | 900 | 165.6511 USD |
| Sale | 1,023 | 171.2844 USD |
| Sale | 1,094 | 171.5054 USD |
| Sale | 1,100 | 170.9063 USD |
| Sale | 1,142 | 170.0774 USD |
| Sale | 1,203 | 170.8777 USD |
| Sale | 1,500 | 163.0023 USD |
| Sale | 1,868 | 170.5911 USD |
| Sale | 1,967 | 168.3177 USD |
| Sale | 2,158 | 169.6495 USD |
| Sale | 2,500 | 165.8720 USD |
| Sale | 2,517 | 170.0398 USD |
| Sale | 2,541 | 170.7735 USD |
| Sale | 2,597 | 171.3868 USD |
| Sale | 2,800 | 171.9607 USD |
| Sale | 3,000 | 161.2941 USD |
| Sale | 3,061 | 163.3466 USD |
| Sale | 3,346 | 168.6033 USD |
| Sale | 3,461 | 169.7010 USD |
| Sale | 3,951 | 166.1378 USD |
| Sale | 4,101 | 171.9264 USD |
| Sale | 4,177 | 168.1495 USD |
| Sale | 5,414 | 164.0110 USD |
| Sale | 5,500 | 163.5970 USD |
| Sale | 5,939 | 162.8290 USD |
| Sale | 6,475 | 164.6953 USD |
| Sale | 8,300 | 164.4068 USD |
| Sale | 10,284 | 171.2521 USD |
| Sale | 12,382 | 167.3309 USD |
| Sale | 12,382 | 169.3699 USD |
| Sale | 12,682 | 167.4383 USD |
| Sale | 16,038 | 168.0519 USD |
| Sale | 18,200 | 167.9280 USD |
| Sale | 19,364 | 167.4003 USD |
| Sale | 21,976 | 169.4424 USD |
| Sale | 22,516 | 168.8590 USD |
| Sale | 23,057 | 166.8968 USD |
| Sale | 25,000 | 166.7386 USD |
| Sale | 23,901 | 171.8400 USD |
| Sale | 72,818 | 167.1709 USD |
| Sale | 105,000 | 167.9407 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 150 USD | American | 21 Aug 2020 | 31.6000 USD |
| Call Option | Purchasing | 400 | 165 USD | American | 15 Jan 2021 | 21.9500 USD |
| Call Option | Purchasing | 3,000 | 170 USD | American | 15 May 2020 | 12.8966 USD |
| Call Option | Purchasing | 400 | 170 USD | American | 15 Jan 2021 | 18.9500 USD |
| Call Option | Purchasing | 1,500 | 175 USD | American | 20 Mar 2020 | 3.6666 USD |
| Call Option | Purchasing | 200 | 175 USD | American | 17 Apr 2020 | 9.1000 USD |
| Call Option | Purchasing | 3,300 | 175 USD | American | 15 May 2020 | 10.4333 USD |
| Call Option | Purchasing | 7,000 | 180 USD | American | 20 Mar 2020 | 1.0964 USD |
| Call Option | Purchasing | 6,400 | 180 USD | American | 15 May 2020 | 6.9187 USD |
| Call Option | Purchasing | 200 | 180 USD | American | 21 Aug 2020 | 9.5500 USD |
| Call Option | Purchasing | 1,800 | 185 USD | American | 20 Mar 2020 | 0.1000 USD |
| Call Option | Purchasing | 100 | 190 USD | American | 20 Mar 2020 | 0.1000 USD |
| Call Option | Selling | 100 | 130 USD | American | 21 Jan 2022 | 40.0000 USD |
| Put Option | Purchasing | 100 | 95 USD | American | 15 Jan 2021 | 4.0500 USD |
| Put Option | Purchasing | 200 | 100 USD | American | 15 Jan 2021 | 4.5000 USD |
| Put Option | Purchasing | 100 | 105 USD | American | 15 Jan 2021 | 5.2500 USD |
| Put Option | Purchasing | 1,000 | 110 USD | American | 15 Jan 2021 | 5.0600 USD |
| Put Option | Purchasing | 100 | 115 USD | American | 20 Mar 2020 | 0.0100 USD |
| Put Option | Purchasing | 400 | 115 USD | American | 15 Jan 2021 | 7.8500 USD |
| Put Option | Purchasing | 800 | 120 USD | American | 15 Jan 2021 | 7.2125 USD |
| Put Option | Purchasing | 100 | 120 USD | American | 21 Jan 2022 | 7.9000 USD |
| Put Option | Purchasing | 400 | 125 USD | American | 15 Jan 2021 | 9.3500 USD |
| Put Option | Purchasing | 200 | 130 USD | American | 15 Jan 2021 | 11.3000 USD |
| Put Option | Purchasing | 300 | 135 USD | American | 15 Jan 2021 | 12.6500 USD |
| Put Option | Purchasing | 2,300 | 140 USD | American | 15 May 2020 | 8.8000 USD |
| Put Option | Purchasing | 400 | 140 USD | American | 15 Jan 2021 | 13.8000 USD |
| Put Option | Purchasing | 200 | 145 USD | American | 15 Jan 2021 | 16.1500 USD |
| Put Option | Purchasing | 5,100 | 150 USD | American | 15 Jan 2021 | 14.0068 USD |
| Put Option | Purchasing | 800 | 155 USD | American | 15 Jan 2021 | 19.8000 USD |
| Put Option | Purchasing | 1,500 | 160 USD | American | 15 May 2020 | 11.0000 USD |
| Put Option | Purchasing | 500 | 160 USD | American | 19 Jun 2020 | 15.0500 USD |
| Put Option | Purchasing | 3,200 | 160 USD | American | 15 Jan 2021 | 18.2156 USD |
| Put Option | Purchasing | 200 | 163 USD | American | 27 Mar 2020 | 6.5000 USD |
| Put Option | Purchasing | 5,900 | 165 USD | American | 20 Mar 2020 | 7.3171 USD |
| Put Option | Purchasing | 1,500 | 165 USD | American | 15 May 2020 | 9.9000 USD |
| Put Option | Purchasing | 1,300 | 165 USD | American | 15 Jan 2021 | 20.9000 USD |
| Put Option | Purchasing | 500 | 170 USD | American | 20 Mar 2020 | 4.5500 USD |
| Put Option | Purchasing | 2,500 | 170 USD | American | 15 May 2020 | 11.3000 USD |
| Put Option | Purchasing | 2,500 | 170 USD | American | 19 Jun 2020 | 11.9000 USD |
| Put Option | Purchasing | 1,700 | 170 USD | American | 21 Aug 2020 | 16.0352 USD |
| Put Option | Purchasing | 2,800 | 170 USD | American | 15 Jan 2021 | 24.5928 USD |
| Put Option | Purchasing | 100 | 175 USD | American | 17 Apr 2020 | 13.7800 USD |
| Put Option | Purchasing | 2,600 | 175 USD | American | 15 May 2020 | 13.3461 USD |
| Put Option | Purchasing | 2,900 | 175 USD | American | 15 Jan 2021 | 24.3913 USD |
| Put Option | Purchasing | 800 | 178 USD | American | 20 Mar 2020 | 9.9562 USD |
| Put Option | Purchasing | 500 | 180 USD | American | 20 Mar 2020 | 11.9600 USD |
| Put Option | Purchasing | 2,200 | 180 USD | American | 15 May 2020 | 15.5000 USD |
| Put Option | Purchasing | 6,900 | 180 USD | American | 15 Jan 2021 | 25.5449 USD |
| Put Option | Purchasing | 9,100 | 185 USD | American | 15 May 2020 | 21.7500 USD |
| Put Option | Purchasing | 400 | 185 USD | American | 21 Aug 2020 | 23.5000 USD |
| Put Option | Purchasing | 2,400 | 185 USD | American | 15 Jan 2021 | 29.6916 USD |
| Put Option | Purchasing | 500 | 190 USD | American | 15 Jan 2021 | 38.1500 USD |
| Put Option | Selling | 100 | 140 USD | American | 20 Mar 2020 | 1.6100 USD |
| Put Option | Selling | 5,900 | 160 USD | American | 17 Apr 2020 | 11.5171 USD |
| Put Option | Selling | 2,300 | 160 USD | American | 15 May 2020 | 16.0000 USD |
| Put Option | Selling | 100 | 180 USD | American | 20 Mar 2020 | 11.9800 USD |
| Put Option | Selling | 200 | 195 USD | American | 20 Mar 2020 | 26.2000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 19 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 145.0000 | American | May 15, 2020 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 2,900 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 4,900 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 150.0000 | American | Aug 21, 2020 |
| Put Options | Written | 400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 130.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,300 | 140.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,800 | 170.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -19,000 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Mar 27, 2020 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 220.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 175.0000 | American | May 15, 2020 |
| Put Options | Written | 11,500 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 197.5000 | American | Apr 24, 2020 |
| Call Options | Purchased | 1,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,700 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 17,600 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 100 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 155.0000 | American | Jan 21, 2022 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 162.5000 | American | Mar 27, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -17,000 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 180.0000 | American | Apr 17, 2020 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 6,400 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,400 | 202.5000 | American | Mar 20, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,500 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,900 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,200 | 180.0000 | American | Aug 21, 2020 |
| Put Options | Written | 4,300 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,900 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,300 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -300 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,400 | 165.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 800 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,400 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 207.5000 | American | Apr 9, 2020 |
| Put Options | Written | 900 | 160.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 155.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Purchased | -3,000 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -5,200 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 13,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 182.5000 | American | Mar 20, 2020 |
| Put Options | Written | 6,600 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 400 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,800 | 165.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -39,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 202.5000 | American | Mar 27, 2020 |
| Put Options | Written | 21,600 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 6,600 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,800 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -5,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 185.0000 | American | Apr 17, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 175.0000 | American | Apr 17, 2020 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 170.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 155.0000 | American | Apr 17, 2020 |
| Put Options | Written | 900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -14,300 | 175.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -3,000 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -900 | 177.5000 | American | Mar 20, 2020 |
| Put Options | Purchased | -10,900 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,700 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -10,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 170.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 51,800 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 23,200 | 160.0000 | American | Apr 17, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 2,100 | 187.5000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 200 | 175.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 100 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,400 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,200 | 180.0000 | American | Mar 27, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 130.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,000 | 205.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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