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Barclays PLC Director's Dealing 2020
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Director's Dealing
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Form 8.3 - ALLERGAN PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 March 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,084,347 | 1.24% | 3,297,075 | 1.00% | ||
| (2) | Derivatives (other than options): | ||||
| 3,347,027 | 1.02% | 2,579,128 | 0.78% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 480,300 | 0.15% | 235,100 | 0.07% | |
| TOTAL: | |||||
| 7,911,674 | 2.40% | 6,111,303 | 1.86% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 194.2100 USD |
| Purchase | 16 | 194.7600 USD |
| Purchase | 100 | 194.7700 USD |
| Purchase | 100 | 195.4500 USD |
| Purchase | 100 | 195.6200 USD |
| Purchase | 101 | 194.8407 USD |
| Purchase | 200 | 195.1575 USD |
| Purchase | 200 | 195.1450 USD |
| Purchase | 200 | 195.5000 USD |
| Purchase | 210 | 195.3734 USD |
| Purchase | 300 | 195.7952 USD |
| Purchase | 300 | 193.9833 USD |
| Purchase | 400 | 194.1025 USD |
| Purchase | 418 | 195.7514 USD |
| Purchase | 500 | 195.6920 USD |
| Purchase | 595 | 194.8450 USD |
| Purchase | 1,598 | 195.0104 USD |
| Purchase | 3,047 | 194.8967 USD |
| Purchase | 3,713 | 194.9341 USD |
| Purchase | 5,290 | 195.6443 USD |
| Purchase | 6,500 | 194.6374 USD |
| Purchase | 7,435 | 194.4550 USD |
| Purchase | 8,769 | 194.3552 USD |
| Purchase | 19,050 | 194.3955 USD |
| Purchase | 20,558 | 195.9148 USD |
| Purchase | 22,400 | 194.2684 USD |
| Purchase | 27,538 | 194.3559 USD |
| Purchase | 31,162 | 195.2002 USD |
| Purchase | 47,641 | 195.9400 USD |
| Purchase | 71,169 | 194.7813 USD |
| Purchase | 100,000 | 194.0960 USD |
| Sale | 1 | 194.1700 USD |
| Sale | 16 | 194.7600 USD |
| Sale | 76 | 194.8100 USD |
| Sale | 100 | 193.8400 USD |
| Sale | 100 | 195.9100 USD |
| Sale | 100 | 195.6200 USD |
| Sale | 100 | 195.4700 USD |
| Sale | 100 | 195.4500 USD |
| Sale | 100 | 195.4300 USD |
| Sale | 100 | 194.9300 USD |
| Sale | 100 | 194.7800 USD |
| Sale | 100 | 194.7000 USD |
| Sale | 145 | 194.4824 USD |
| Sale | 200 | 194.3750 USD |
| Sale | 200 | 193.7200 USD |
| Sale | 201 | 195.2350 USD |
| Sale | 284 | 194.6562 USD |
| Sale | 300 | 194.5766 USD |
| Sale | 300 | 195.2966 USD |
| Sale | 450 | 194.2999 USD |
| Sale | 484 | 194.5034 USD |
| Sale | 543 | 194.4706 USD |
| Sale | 635 | 195.2360 USD |
| Sale | 638 | 193.9688 USD |
| Sale | 701 | 195.2513 USD |
| Sale | 710 | 194.6910 USD |
| Sale | 878 | 194.2083 USD |
| Sale | 940 | 194.3787 USD |
| Sale | 1,177 | 194.3745 USD |
| Sale | 2,778 | 194.3322 USD |
| Sale | 3,000 | 194.6208 USD |
| Sale | 3,300 | 194.3266 USD |
| Sale | 3,500 | 194.0599 USD |
| Sale | 3,600 | 194.6752 USD |
| Sale | 3,678 | 194.3295 USD |
| Sale | 3,902 | 194.1500 USD |
| Sale | 4,419 | 194.1197 USD |
| Sale | 4,637 | 194.1013 USD |
| Sale | 4,704 | 194.5298 USD |
| Sale | 4,842 | 194.3896 USD |
| Sale | 4,908 | 195.7169 USD |
| Sale | 5,384 | 194.0965 USD |
| Sale | 5,643 | 194.1416 USD |
| Sale | 7,492 | 195.5018 USD |
| Sale | 7,602 | 194.4892 USD |
| Sale | 8,430 | 194.0594 USD |
| Sale | 9,582 | 195.9321 USD |
| Sale | 10,019 | 194.0178 USD |
| Sale | 16,200 | 194.1087 USD |
| Sale | 17,430 | 194.1468 USD |
| Sale | 18,900 | 194.3070 USD |
| Sale | 21,369 | 195.8918 USD |
| Sale | 22,220 | 194.0716 USD |
| Sale | 47,185 | 195.9400 USD |
| Sale | 124,772 | 194.6484 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 200 USD | American | 20 Mar 2020 | 0.8500 USD |
| Call Option | Selling | 1,200 | 200 USD | American | 15 May 2020 | 3.5000 USD |
| Put Option | Purchasing | 2,200 | 185 USD | American | 20 Mar 2020 | 0.9500 USD |
| Put Option | Purchasing | 2,000 | 190 USD | American | 20 Mar 2020 | 1.5550 USD |
| Put Option | Purchasing | 16,400 | 195 USD | American | 20 Mar 2020 | 3.3231 USD |
| Put Option | Selling | 9,100 | 150 USD | American | 20 Mar 2020 | 0.3598 USD |
| Put Option | Selling | 100 | 150 USD | American | 17 Apr 2020 | 0.5700 USD |
| Put Option | Selling | 200 | 155 USD | American | 20 Mar 2020 | 0.4000 USD |
| Put Option | Selling | 600 | 155 USD | American | 17 Apr 2020 | 0.6800 USD |
| Put Option | Selling | 100 | 160 USD | American | 20 Mar 2020 | 0.5000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing |
| and any other person relating to the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or future acquisition or disposal of any |
| relevant securities to which any derivative referred to on this form is referenced. If none, this |
| should be stated. |
| NONE |
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 190.0000 | American | Mar 27, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 800 | 130.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 197.5000 | American | Mar 6, 2020 |
| Call Options | Purchased | 1,000 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 187.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -42,500 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 42,500 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 210.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,700 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 7,100 | 145.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,700 | 180.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,800 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 202.5000 | American | Mar 20, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 120.0000 | American | Apr 17, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 7,200 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 160.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,500 | 190.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,000 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 90.0000 | American | May 15, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 24,100 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,400 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Call Options | Written | -800 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -6,500 | 190.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Apr 17, 2020 |
| Put Options | Written | 200 | 155.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 155.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 200.0000 | American | May 15, 2020 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,900 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 31,200 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 400 | 160.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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