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Barclays PLC Director's Dealing 2020
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Director's Dealing
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Form 8.3 - ALLERGAN - AMENDMENT
Ap19
FORM 8.3 Amendment to Purchases
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 26 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,109,255 | 1.25% | 3,607,273 | 1.10% | ||
| (2) | Derivatives (other than options): | ||||
| 3,347,027 | 1.02% | 2,586,455 | 0.79% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 461,100 | 0.14% | 224,100 | 0.07% | |
| TOTAL: | |||||
| 7,917,382 | 2.41% | 6,417,828 | 1.95% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 4 | 194.6800 USD |
| Purchase | 10 | 194.8870 USD |
| Purchase | 48 | 193.4400 USD |
| Purchase | 100 | 193.3600 USD |
| Purchase | 100 | 193.2500 USD |
| Purchase | 100 | 194.9700 USD |
| Purchase | 100 | 195.2650 USD |
| Purchase | 100 | 193.2000 USD |
| Purchase | 100 | 193.7300 USD |
| Purchase | 100 | 193.5000 USD |
| Purchase | 115 | 193.4930 USD |
| Purchase | 120 | 194.1400 USD |
| Purchase | 163 | 193.4622 USD |
| Purchase | 194 | 195.1025 USD |
| Purchase | 200 | 193.3800 USD |
| Purchase | 200 | 193.4900 USD |
| Purchase | 300 | 194.2700 USD |
| Purchase | 300 | 194.3366 USD |
| Purchase | 318 | 195.0917 USD |
| Purchase | 356 | 193.9189 USD |
| Purchase | 400 | 194.7687 USD |
| Purchase | 400 | 195.0882 USD |
| Purchase | 400 | 195.0400 USD |
| Purchase | 467 | 193.7700 USD |
| Purchase | 489 | 193.4779 USD |
| Purchase | 500 | 195.1540 USD |
| Purchase | 500 | 195.1340 USD |
| Purchase | 500 | 195.0390 USD |
| Purchase | 600 | 195.0716 USD |
| Purchase | 634 | 195.0850 USD |
| Purchase | 700 | 194.3914 USD |
| Purchase | 703 | 195.0772 USD |
| Purchase | 721 | 195.0875 USD |
| Purchase | 900 | 194.5011 USD |
| Purchase | 1,451 | 194.4548 USD |
| Purchase | 1,728 | 194.1286 USD |
| Purchase | 2,465 | 194.4135 USD |
| Purchase | 2,500 | 195.1026 USD |
| Purchase | 2,584 | 193.2248 USD |
| Purchase | 2,799 | 194.6775 USD |
| Purchase | 3,099 | 194.5619 USD |
| Purchase | 3,430 | 195.1010 USD |
| Purchase | 3,500 | 194.1225 USD |
| Purchase | 5,400 | 194.7849 USD |
| Purchase | 6,700 | 194.9601 USD |
| Purchase | 6,900 | 194.7414 USD |
| Purchase | 8,825 | 193.1900 USD |
| Purchase | 10,000 | 195.0915 USD |
| Purchase | 10,983 | 193.8153 USD |
| Purchase | 11,236 | 193.7959 USD |
| Purchase | 15,452 | 193.9179 USD |
| Purchase | 20,220 | 193.6836 USD |
| Purchase | 28,104 | 193.9605 USD |
| Sale | 3 | 194.9466 USD |
| Sale | 4 | 194.3600 USD |
| Sale | 5 | 194.9500 USD |
| Sale | 42 | 194.1000 USD |
| Sale | 59 | 194.2000 USD |
| Sale | 73 | 194.3230 USD |
| Sale | 81 | 193.3738 USD |
| Sale | 87 | 194.6400 USD |
| Sale | 99 | 194.1342 USD |
| Sale | 100 | 194.7600 USD |
| Sale | 100 | 194.3750 USD |
| Sale | 100 | 193.4200 USD |
| Sale | 100 | 194.5800 USD |
| Sale | 100 | 194.7300 USD |
| Sale | 100 | 193.1150 USD |
| Sale | 104 | 194.4576 USD |
| Sale | 120 | 194.1400 USD |
| Sale | 143 | 195.1289 USD |
| Sale | 200 | 193.8200 USD |
| Sale | 200 | 193.9900 USD |
| Sale | 200 | 195.2450 USD |
| Sale | 230 | 193.3465 USD |
| Sale | 256 | 193.7407 USD |
| Sale | 257 | 194.5615 USD |
| Sale | 260 | 193.3553 USD |
| Sale | 300 | 194.7433 USD |
| Sale | 300 | 193.5300 USD |
| Sale | 300 | 195.1300 USD |
| Sale | 316 | 193.5025 USD |
| Sale | 400 | 194.0325 USD |
| Sale | 400 | 195.1087 USD |
| Sale | 400 | 193.6775 USD |
| Sale | 400 | 194.5687 USD |
| Sale | 400 | 194.7500 USD |
| Sale | 404 | 194.0092 USD |
| Sale | 433 | 194.9886 USD |
| Sale | 700 | 194.5685 USD |
| Sale | 800 | 194.5006 USD |
| Sale | 991 | 194.7779 USD |
| Sale | 1,400 | 194.2888 USD |
| Sale | 1,516 | 194.0226 USD |
| Sale | 1,778 | 194.0418 USD |
| Sale | 1,800 | 195.0966 USD |
| Sale | 2,500 | 193.1940 USD |
| Sale | 2,750 | 194.7400 USD |
| Sale | 2,799 | 194.6775 USD |
| Sale | 2,932 | 193.2554 USD |
| Sale | 3,450 | 194.7414 USD |
| Sale | 4,200 | 193.8924 USD |
| Sale | 5,100 | 194.8728 USD |
| Sale | 2,799 | 194.6776 USD |
| Sale | 5,800 | 194.7503 USD |
| Sale | 6,444 | 194.0958 USD |
| Sale | 8,402 | 193.1900 USD |
| Sale | 10,518 | 193.8773 USD |
| Sale | 16,636 | 193.8906 USD |
| Sale | 17,279 | 193.9638 USD |
| Sale | 20,000 | 195.0915 USD |
| Sale | 34,877 | 193.8664 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 570,600 | 193.1900 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 195 USD | American | 20 Mar 2020 | 2.8500 USD |
| Call Option | Selling | 100 | 210 USD | American | 20 Mar 2020 | 0.2200 USD |
| Put Option | Purchasing | 21,700 | 150 USD | American | 15 Jan 2021 | 0.9632 USD |
| Put Option | Selling | 100 | 140 USD | American | 17 Apr 2020 | 0.3400 USD |
| Put Option | Selling | 2,500 | 150 USD | American | 20 Mar 2020 | 0.2400 USD |
| Put Option | Selling | 200 | 155 USD | American | 17 Apr 2020 | 0.7000 USD |
| Put Option | Selling | 18,800 | 180 USD | American | 20 Mar 2020 | 1.4584 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 2 Mar 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 2,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 3,200 | 170.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 230.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -900 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 230.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Put Options | Written | 12,000 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,900 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,200 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 200 | 202.5000 | American | Feb 28, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,300 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
| Put Options | Purchased | -200 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 210.0000 | American | May 15, 2020 |
| Put Options | Written | 500 | 175.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,100 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,000 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Written | 2,100 | 185.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 3,000 | 180.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Put Options | Written | 5,100 | 145.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -4,700 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -700 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 210.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 200.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 200.0000 | American | Feb 28, 2020 |
| Call Options | Written | -200 | 205.0000 | American | Apr 3, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 197.5000 | American | Apr 3, 2020 |
| Put Options | Written | 1,500 | 170.0000 | American | May 15, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 10,500 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 600 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 5,400 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Mar 13, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 190.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,300 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 600 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 7,400 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Written | -7,200 | 260.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 175.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 197.5000 | American | Feb 28, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 185.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -34,000 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 135.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Jan 15, 2021 |
| Put Options | Written | 23,200 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,900 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 200.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 210.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,400 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,000 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 140.0000 | American | Apr 17, 2020 |
| Put Options | Written | 3,700 | 215.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,500 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 125.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 155.0000 | American | Apr 17, 2020 |
| Call Options | Purchased | 8,200 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -300 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -400 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Written | -300 | 210.0000 | American | Mar 6, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Call Options | Written | -700 | 202.5000 | American | Mar 6, 2020 |
| Put Options | Purchased | -1,200 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,700 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,300 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 7,000 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | May 15, 2020 |
| Put Options | Written | 4,500 | 195.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 3,300 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 14,600 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,200 | 140.0000 | American | Mar 20, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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