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Barclays PLC Director's Dealing 2020
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Director's Dealing
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FORM 8.3 - ALLERGAN PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 05 February 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,196,210 | 1.28% | 3,409,622 | 1.04% | ||
| (2) | Derivatives (other than options): | ||||
| 3,347,027 | 1.02% | 2,571,455 | 0.78% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 534,400 | 0.16% | 278,200 | 0.08% | |
| TOTAL: | |||||
| 8,077,637 | 2.46% | 6,259,277 | 1.91% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total |
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 1 | 192.2000 USD |
| Purchase | 18 | 192.0622 USD |
| Purchase | 34 | 192.1400 USD |
| Purchase | 98 | 192.4100 USD |
| Purchase | 99 | 191.7700 USD |
| Purchase | 100 | 192.4000 USD |
| Purchase | 100 | 192.2300 USD |
| Purchase | 100 | 192.1500 USD |
| Purchase | 102 | 192.2225 USD |
| Purchase | 150 | 191.9312 USD |
| Purchase | 200 | 192.2700 USD |
| Purchase | 300 | 192.1366 USD |
| Purchase | 300 | 192.3566 USD |
| Purchase | 300 | 192.3183 USD |
| Purchase | 301 | 192.1740 USD |
| Purchase | 400 | 192.3787 USD |
| Purchase | 499 | 192.3157 USD |
| Purchase | 500 | 192.2400 USD |
| Purchase | 500 | 192.1819 USD |
| Purchase | 552 | 192.2372 USD |
| Purchase | 811 | 192.2280 USD |
| Purchase | 1,000 | 192.3220 USD |
| Purchase | 1,114 | 192.1992 USD |
| Purchase | 2,663 | 192.2042 USD |
| Purchase | 3,620 | 192.1511 USD |
| Purchase | 3,854 | 192.2974 USD |
| Purchase | 6,081 | 192.2360 USD |
| Purchase | 7,518 | 192.1315 USD |
| Purchase | 8,600 | 192.1947 USD |
| Purchase | 8,967 | 192.1000 USD |
| Purchase | 9,000 | 192.1927 USD |
| Purchase | 21,704 | 192.1161 USD |
| Purchase | 24,140 | 192.1009 USD |
| Purchase | 26,964 | 192.1478 USD |
| Sale | 7 | 192.0700 USD |
| Sale | 13 | 190.8000 USD |
| Sale | 13 | 192.0930 USD |
| Sale | 43 | 192.1900 USD |
| Sale | 100 | 192.3100 USD |
| Sale | 249 | 191.8671 USD |
| Sale | 400 | 192.1600 USD |
| Sale | 470 | 192.1326 USD |
| Sale | 500 | 192.2000 USD |
| Sale | 534 | 192.1568 USD |
| Sale | 756 | 192.1418 USD |
| Sale | 990 | 192.1670 USD |
| Sale | 1,000 | 192.0340 USD |
| Sale | 1,464 | 192.1823 USD |
| Sale | 2,167 | 192.1946 USD |
| Sale | 5,316 | 192.0454 USD |
| Sale | 7,405 | 192.3054 USD |
| Sale | 8,000 | 192.2125 USD |
| Sale | 8,800 | 192.1960 USD |
| Sale | 8,991 | 192.1000 USD |
| Sale | 16,334 | 192.1034 USD |
| Sale | 66,955 | 192.1479 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 180 USD | American | 21 Jan 2022 | 16.4000 USD |
| Call Option | Purchasing | 1,000 | 200 USD | American | 15 May 2020 | 1.4000 USD |
| Put Option | Selling | 3,000 | 145 USD | American | 20 Mar 2020 | 0.3333 USD |
| Put Option | Selling | 100 | 150 USD | American | 15 Jan 2021 | 2.0000 USD |
| Put Option | Selling | 600 | 185 USD | American | 21 Feb 2020 | 1.7900 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,400 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -42,400 | 165.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 177.5000 | American | Feb 28, 2020 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 145.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,400 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 42,400 | 175.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 195.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,600 | 170.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,500 | 200.0000 | American | Mar 20, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,500 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 190.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,300 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Written | 1,100 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,100 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 7,700 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -900 | 185.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,800 | 150.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,000 | 200.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,100 | 190.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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