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Barclays PLC Director's Dealing 2020
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Director's Dealing
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FORM 8.3 - ALLERGAN PLC AMENDMENT
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ALLERGAN PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 30 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 4,216,290 | 1.28% | 3,103,085 | 0.95% | ||
| (2) | Derivatives (other than options): | ||||
| 3,017,027 | 0.92% | 2,574,753 | 0.78% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 514,600 | 0.16% | 262,800 | 0.08% | |
| TOTAL: | |||||
| 7,747,917 | 2.36% | 5,940,638 | 1.81% |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 2 | 187.3050 USD |
| Purchase | 14 | 187.2200 USD |
| Purchase | 89 | 187.4900 USD |
| Purchase | 100 | 187.1100 USD |
| Purchase | 100 | 187.1200 USD |
| Purchase | 100 | 187.1300 USD |
| Purchase | 100 | 187.4100 USD |
| Purchase | 100 | 187.6300 USD |
| Purchase | 100 | 188.0100 USD |
| Purchase | 100 | 188.0200 USD |
| Purchase | 100 | 188.2400 USD |
| Purchase | 102 | 187.1296 USD |
| Purchase | 187 | 187.4400 USD |
| Purchase | 200 | 187.2400 USD |
| Purchase | 200 | 187.8800 USD |
| Purchase | 200 | 187.3600 USD |
| Purchase | 200 | 188.1675 USD |
| Purchase | 214 | 188.0807 USD |
| Purchase | 250 | 188.1500 USD |
| Purchase | 268 | 187.3391 USD |
| Purchase | 298 | 187.1434 USD |
| Purchase | 300 | 187.4033 USD |
| Purchase | 300 | 187.4333 USD |
| Purchase | 396 | 187.5418 USD |
| Purchase | 400 | 187.3387 USD |
| Purchase | 400 | 187.6425 USD |
| Purchase | 500 | 188.1200 USD |
| Purchase | 651 | 188.0933 USD |
| Purchase | 700 | 187.5157 USD |
| Purchase | 700 | 187.3628 USD |
| Purchase | 1,052 | 188.1267 USD |
| Purchase | 1,130 | 187.6567 USD |
| Purchase | 1,330 | 187.4626 USD |
| Purchase | 1,833 | 188.1244 USD |
| Purchase | 3,126 | 187.4106 USD |
| Purchase | 3,700 | 187.5531 USD |
| Purchase | 4,140 | 187.5276 USD |
| Purchase | 4,568 | 187.3927 USD |
| Purchase | 4,600 | 187.5917 USD |
| Purchase | 8,117 | 187.6100 USD |
| Purchase | 16,000 | 187.5989 USD |
| Purchase | 45,129 | 187.6007 USD |
| Sale | 1 | 187.3700 USD |
| Sale | 14 | 187.2200 USD |
| Sale | 72 | 187.1900 USD |
| Sale | 89 | 187.4900 USD |
| Sale | 100 | 188.3700 USD |
| Sale | 101 | 187.2400 USD |
| Sale | 200 | 187.1700 USD |
| Sale | 1,000 | 187.3180 USD |
| Sale | 1,000 | 187.9182 USD |
| Sale | 1,038 | 187.6679 USD |
| Sale | 1,112 | 187.6481 USD |
| Sale | 1,196 | 187.6487 USD |
| Sale | 1,878 | 187.7093 USD |
| Sale | 1,998 | 187.5397 USD |
| Sale | 2,070 | 187.5276 USD |
| Sale | 3,600 | 187.5304 USD |
| Sale | 3,700 | 187.4994 USD |
| Sale | 5,000 | 188.1195 USD |
| Sale | 5,054 | 187.5625 USD |
| Sale | 5,777 | 187.3854 USD |
| Sale | 6,777 | 187.6100 USD |
| Sale | 6,938 | 187.5814 USD |
| Sale | 11,435 | 187.7064 USD |
| Sale | 18,430 | 187.5971 USD |
| Sale | 20,846 | 187.4985 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Short | 5,000 | 187.4177 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 600 | 185 USD | American | 21 Aug 2020 | 7.9000 USD |
| Call Option | Purchasing | 300 | 188 USD | American | 31 Jan 2020 | 0.6000 USD |
| Call Option | Purchasing | 100 | 190 USD | American | 31 Jan 2020 | 0.2000 USD |
| Call Option | Purchasing | 1,000 | 190 USD | American | 21 Aug 2020 | 5.0800 USD |
| Call Option | Selling | 900 | 200 USD | American | 20 Mar 2020 | 0.4900 USD |
| Put Option | Purchasing | 3,100 | 160 USD | American | 15 Jan 2021 | 2.6496 USD |
| Put Option | Purchasing | 1,100 | 170 USD | American | 15 Jan 2021 | 4.1000 USD |
| Put Option | Purchasing | 100 | 180 USD | American | 19 Jun 2020 | 3.9500 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Feb 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 9,100 | 185.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 190.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,600 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Written | 900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 180.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,500 | 190.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,000 | 115.0000 | American | Mar 20, 2020 |
| Put Options | Written | 700 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 135.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 155.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 165.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,800 | 180.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 140.0000 | American | Jan 21, 2022 |
| Call Options | Written | -600 | 220.0000 | American | May 15, 2020 |
| Put Options | Purchased | -4,500 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -50,000 | 160.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,400 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 11,700 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Written | 66,500 | 140.0000 | American | Mar 20, 2020 |
| Put Options | Written | 36,400 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 195.0000 | American | Jun 19, 2020 |
| Put Options | Written | 18,500 | 150.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Aug 21, 2020 |
| Call Options | Written | -300 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 155.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 185.0000 | American | Jan 21, 2022 |
| Call Options | Written | -30,100 | 165.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -16,600 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 180.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,700 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 185.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,100 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 150.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 9,500 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 190.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 195.0000 | American | May 15, 2020 |
| Put Options | Written | 600 | 185.0000 | American | May 15, 2020 |
| Put Options | Written | 400 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 6,600 | 185.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 3,300 | 165.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 190.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 200.0000 | American | Mar 6, 2020 |
| Call Options | Purchased | 30,100 | 175.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 145.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -66,500 | 160.0000 | American | Mar 20, 2020 |
| Call Options | Written | -200 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,600 | 170.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 195.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 270.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 195.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 240.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 300 | 145.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Written | 48,000 | 140.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,400 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,800 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,500 | 200.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 2,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 160.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 220.0000 | American | Jan 21, 2022 |
| Call Options | Written | -2,000 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,300 | 170.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 220.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,700 | 190.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 195.0000 | American | Aug 21, 2020 |
| Put Options | Written | 14,300 | 160.0000 | American | Mar 20, 2020 |
| Put Options | Written | 54,100 | 140.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 115.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,400 | 180.0000 | American | Jan 21, 2022 |
| Put Options | Written | 14,400 | 160.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,200 | 120.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,800 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 7,000 | 120.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 200.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 190.0000 | American | Mar 20, 2020 |
| Call Options | Written | -2,000 | 260.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,400 | 150.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 140.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 165.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 190.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 185.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 180.0000 | American | May 15, 2020 |
| Put Options | Written | 3,300 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 100 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 500 | 190.0000 | American | Jan 31, 2020 |
| Put Options | Written | 900 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 4,000 | 160.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 165.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,300 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,400 | 165.0000 | American | Mar 20, 2020 |
| Call Options | Written | -100 | 160.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 150.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 185.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 170.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -3,900 | 160.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 185.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 180.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 165.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 185.0000 | American | Aug 21, 2020 |
| Put Options | Purchased | -400 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 192.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -500 | 120.0000 | American | Aug 21, 2020 |
| Call Options | Written | -900 | 175.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 220.0000 | American | Mar 20, 2020 |
| Put Options | Written | 8,400 | 170.0000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 190.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,700 | 185.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 700 | 200.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 175.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 180.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,100 | 200.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 185.0000 | American | Mar 20, 2020 |
| Put Options | Purchased | -100 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 175.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 160.0000 | American | Feb 28, 2020 |
| Put Options | Purchased | -1,000 | 180.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 180.0000 | American | Mar 20, 2020 |
| Call Options | Purchased | 11,400 | 195.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 300 | 187.5000 | American | Jan 31, 2020 |
| Put Options | Written | 11,200 | 145.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 190.0000 | American | Jan 31, 2020 |
| Put Options | Written | 200 | 120.0000 | American | May 15, 2020 |
| Call Options | Purchased | 4,100 | 190.0000 | American | Aug 21, 2020 |
| Put Options | Written | 100 | 150.0000 | American | Mar 20, 2020 |
| Put Options | Written | 49,500 | 150.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 195.0000 | American | Mar 20, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 130.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -8,500 | 140.0000 | American | Mar 20, 2020 |
| Call Options | Written | -600 | 250.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 185.0000 | American | May 15, 2020 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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