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Barclays PLC Director's Dealing 2020
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Director's Dealing
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Form 8.3 - Abbvie Plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchases & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 10 January 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 3,037,406 | 0.21% | 4,193,357 | 0.28% | ||
| (2) | Derivatives (other than options): | ||||
| 2,195,410 | 0.15% | 599,700 | 0.04% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,413,000 | 0.16% | 1,307,800 | 0.09% | |
| TOTAL: | |||||
| 7,645,816 | 0.52% | 6,100,857 | 0.41% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 22 | 90.2600 USD |
| Purchase | 25 | 89.8600 USD |
| Purchase | 26 | 89.0500 USD |
| Purchase | 100 | 88.8800 USD |
| Purchase | 100 | 88.8700 USD |
| Purchase | 100 | 89.9500 USD |
| Purchase | 100 | 89.0300 USD |
| Purchase | 100 | 89.0050 USD |
| Purchase | 100 | 89.4100 USD |
| Purchase | 100 | 89.6450 USD |
| Purchase | 100 | 89.9100 USD |
| Purchase | 103 | 89.6494 USD |
| Purchase | 113 | 89.7367 USD |
| Purchase | 120 | 88.8883 USD |
| Purchase | 145 | 89.6100 USD |
| Purchase | 200 | 88.8900 USD |
| Purchase | 201 | 88.8898 USD |
| Purchase | 254 | 88.9256 USD |
| Purchase | 262 | 89.6680 USD |
| Purchase | 300 | 88.9200 USD |
| Purchase | 300 | 88.8633 USD |
| Purchase | 300 | 89.9700 USD |
| Purchase | 300 | 89.6500 USD |
| Purchase | 313 | 89.5246 USD |
| Purchase | 355 | 89.6297 USD |
| Purchase | 400 | 88.9050 USD |
| Purchase | 453 | 89.9125 USD |
| Purchase | 500 | 88.9380 USD |
| Purchase | 500 | 89.6270 USD |
| Purchase | 500 | 88.9820 USD |
| Purchase | 500 | 88.9000 USD |
| Purchase | 602 | 89.6400 USD |
| Purchase | 608 | 88.9461 USD |
| Purchase | 632 | 89.1941 USD |
| Purchase | 648 | 89.9200 USD |
| Purchase | 748 | 89.9187 USD |
| Purchase | 800 | 90.2163 USD |
| Purchase | 800 | 90.2162 USD |
| Purchase | 800 | 89.7500 USD |
| Purchase | 885 | 89.6712 USD |
| Purchase | 900 | 89.5850 USD |
| Purchase | 900 | 88.9516 USD |
| Purchase | 1,000 | 89.7220 USD |
| Purchase | 1,000 | 89.6310 USD |
| Purchase | 1,200 | 89.6375 USD |
| Purchase | 1,200 | 89.4941 USD |
| Purchase | 1,230 | 89.3235 USD |
| Purchase | 2,100 | 89.0000 USD |
| Purchase | 3,400 | 90.0147 USD |
| Purchase | 3,500 | 86.5000 USD |
| Purchase | 4,137 | 89.5322 USD |
| Purchase | 4,320 | 89.1745 USD |
| Purchase | 4,439 | 89.1940 USD |
| Purchase | 4,950 | 89.0723 USD |
| Purchase | 7,475 | 89.2102 USD |
| Purchase | 8,087 | 89.6027 USD |
| Purchase | 8,800 | 89.4827 USD |
| Purchase | 9,230 | 89.4350 USD |
| Purchase | 9,466 | 89.0600 USD |
| Purchase | 13,630 | 90.0317 USD |
| Purchase | 20,146 | 90.0110 USD |
| Purchase | 20,200 | 89.4860 USD |
| Purchase | 20,884 | 89.6954 USD |
| Purchase | 25,239 | 89.8058 USD |
| Purchase | 25,373 | 89.6371 USD |
| Purchase | 29,300 | 89.5097 USD |
| Purchase | 48,071 | 89.4976 USD |
| Purchase | 87,988 | 89.3115 USD |
| Sale | 22 | 90.2600 USD |
| Sale | 33 | 89.5433 USD |
| Sale | 92 | 89.5500 USD |
| Sale | 100 | 87.0000 USD |
| Sale | 100 | 88.0000 USD |
| Sale | 100 | 89.3700 USD |
| Sale | 100 | 89.5400 USD |
| Sale | 100 | 89.9600 USD |
| Sale | 100 | 89.9900 USD |
| Sale | 100 | 90.0500 USD |
| Sale | 100 | 90.1900 USD |
| Sale | 100 | 90.2400 USD |
| Sale | 100 | 90.2700 USD |
| Sale | 100 | 90.5000 USD |
| Sale | 106 | 89.0418 USD |
| Sale | 148 | 89.5464 USD |
| Sale | 200 | 89.3300 USD |
| Sale | 200 | 89.1375 USD |
| Sale | 200 | 90.2450 USD |
| Sale | 200 | 89.3000 USD |
| Sale | 200 | 89.9300 USD |
| Sale | 200 | 89.9500 USD |
| Sale | 200 | 89.5100 USD |
| Sale | 200 | 90.0700 USD |
| Sale | 200 | 89.3200 USD |
| Sale | 200 | 90.1600 USD |
| Sale | 300 | 89.9700 USD |
| Sale | 300 | 90.0150 USD |
| Sale | 300 | 89.0933 USD |
| Sale | 300 | 90.1800 USD |
| Sale | 300 | 88.5000 USD |
| Sale | 300 | 88.8633 USD |
| Sale | 300 | 89.6433 USD |
| Sale | 300 | 89.8933 USD |
| Sale | 400 | 89.3075 USD |
| Sale | 400 | 89.5862 USD |
| Sale | 400 | 89.6900 USD |
| Sale | 400 | 89.7550 USD |
| Sale | 400 | 89.6762 USD |
| Sale | 407 | 89.7814 USD |
| Sale | 450 | 89.6600 USD |
| Sale | 464 | 89.5551 USD |
| Sale | 497 | 88.8850 USD |
| Sale | 500 | 89.0840 USD |
| Sale | 500 | 89.1560 USD |
| Sale | 552 | 89.0802 USD |
| Sale | 580 | 89.9645 USD |
| Sale | 600 | 89.4950 USD |
| Sale | 750 | 89.9933 USD |
| Sale | 800 | 90.2162 USD |
| Sale | 800 | 89.9925 USD |
| Sale | 850 | 89.1182 USD |
| Sale | 900 | 89.5000 USD |
| Sale | 902 | 89.5038 USD |
| Sale | 906 | 89.3496 USD |
| Sale | 1,000 | 89.5655 USD |
| Sale | 1,200 | 89.9250 USD |
| Sale | 1,208 | 89.4565 USD |
| Sale | 1,366 | 89.8712 USD |
| Sale | 1,406 | 89.9671 USD |
| Sale | 1,496 | 89.9187 USD |
| Sale | 1,600 | 90.0280 USD |
| Sale | 1,624 | 89.1298 USD |
| Sale | 1,700 | 90.0147 USD |
| Sale | 2,095 | 89.2631 USD |
| Sale | 2,341 | 90.0221 USD |
| Sale | 2,442 | 89.0681 USD |
| Sale | 2,727 | 90.0181 USD |
| Sale | 2,800 | 90.0000 USD |
| Sale | 3,829 | 89.8619 USD |
| Sale | 3,886 | 88.9850 USD |
| Sale | 4,309 | 88.9364 USD |
| Sale | 4,320 | 89.1745 USD |
| Sale | 4,750 | 89.8581 USD |
| Sale | 5,000 | 89.3735 USD |
| Sale | 8,100 | 89.2853 USD |
| Sale | 10,600 | 89.5315 USD |
| Sale | 10,700 | 89.4209 USD |
| Sale | 12,813 | 89.7140 USD |
| Sale | 14,430 | 90.0310 USD |
| Sale | 17,320 | 89.9496 USD |
| Sale | 20,784 | 89.6927 USD |
| Sale | 21,500 | 89.5631 USD |
| Sale | 22,733 | 89.0600 USD |
| Sale | 186,884 | 89.4249 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 19,730 | 89.9687 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 200 | 85 USD | American | 7 Feb 2020 | 5.0000 USD |
| Call Option | Purchasing | 4,500 | 90 USD | American | 21 Feb 2020 | 2.2193 USD |
| Call Option | Purchasing | 6,300 | 90 USD | American | 21 Aug 2020 | 5.4900 USD |
| Call Option | Purchasing | 1,000 | 91 USD | American | 10 Jan 2020 | 0.0200 USD |
| Call Option | Purchasing | 3,800 | 95 USD | American | 21 Feb 2020 | 0.6239 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 15 May 2020 | 2.2500 USD |
| Call Option | Selling | 300 | 75 USD | American | 21 Feb 2020 | 14.6700 USD |
| Call Option | Selling | 100 | 80 USD | American | 17 Jan 2020 | 9.6900 USD |
| Call Option | Selling | 100 | 83 USD | American | 21 Feb 2020 | 8.0500 USD |
| Call Option | Selling | 100 | 85 USD | American | 17 Jan 2020 | 4.8900 USD |
| Call Option | Selling | 1,500 | 89 USD | American | 10 Jan 2020 | 1.0800 USD |
| Call Option | Selling | 1,300 | 89 USD | American | 10 Jan 2020 | 1.4792 USD |
| Call Option | Selling | 13,100 | 90 USD | American | 10 Jan 2020 | 0.1892 USD |
| Call Option | Selling | 2,000 | 90 USD | American | 10 Jan 2020 | 0.4400 USD |
| Call Option | Selling | 1,000 | 90 USD | American | 17 Jan 2020 | 0.3830 USD |
| Call Option | Selling | 100 | 90 USD | American | 31 Jan 2020 | 1.5100 USD |
| Call Option | Selling | 700 | 90 USD | American | 31 Jan 2020 | 1.5628 USD |
| Call Option | Selling | 6,100 | 91 USD | American | 10 Jan 2020 | 0.1098 USD |
| Call Option | Selling | 500 | 91 USD | American | 17 Jan 2020 | 0.2900 USD |
| Call Option | Selling | 800 | 91 USD | American | 31 Jan 2020 | 1.0300 USD |
| Call Option | Selling | 200 | 91 USD | American | 31 Jan 2020 | 1.1000 USD |
| Call Option | Selling | 400 | 92 USD | American | 31 Jan 2020 | 0.9600 USD |
| Call Option | Selling | 1,100 | 93 USD | American | 31 Jan 2020 | 0.5400 USD |
| Put Option | Purchasing | 200 | 89 USD | American | 17 Jan 2020 | 1.6400 USD |
| Put Option | Purchasing | 900 | 90 USD | American | 10 Jan 2020 | 0.1833 USD |
| Put Option | Purchasing | 500 | 90 USD | American | 10 Jan 2020 | 0.4500 USD |
| Put Option | Purchasing | 100 | 90 USD | American | 17 Jan 2020 | 2.5300 USD |
| Put Option | Purchasing | 400 | 91 USD | American | 17 Jan 2020 | 2.7100 USD |
| Put Option | Purchasing | 400 | 92 USD | American | 31 Jan 2020 | 4.2800 USD |
| Put Option | Selling | 100 | 85 USD | American | 19 Jun 2020 | 4.2000 USD |
| Put Option | Selling | 200 | 88 USD | American | 17 Jan 2020 | 1.1000 USD |
| Put Option | Selling | 100 | 89 USD | American | 10 Jan 2020 | 0.0400 USD |
| Put Option | Selling | 100 | 89 USD | American | 17 Jan 2020 | 1.7800 USD |
| Put Option | Selling | 600 | 89 USD | American | 31 Jan 2020 | 2.4300 USD |
| Put Option | Selling | 400 | 90 USD | American | 31 Jan 2020 | 2.9600 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 14 Jan 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 1,200 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,100 | 89.5000 | American | Jan 10, 2020 |
| Put Options | Written | 13,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 4,500 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,000 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 2,600 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 11,700 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 2,900 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 80.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 87.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 91.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,000 | 86.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,600 | 89.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -11,700 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -3,300 | 93.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -48,100 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 3,700 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 4,200 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 89.0000 | American | Jan 31, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 9,100 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,600 | 88.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 88.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,800 | 92.5000 | American | May 15, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,400 | 95.0000 | American | May 15, 2020 |
| Call Options | Purchased | 33,600 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 88.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -600 | 87.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 82.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 86.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -12,100 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 95.0000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 91.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,500 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,600 | 89.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,200 | 95.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,300 | 80.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 3,000 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 22,200 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 16,000 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -23,300 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -7,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Call Options | Written | -13,400 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 90.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -6,300 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 85.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 84.0000 | American | Jan 10, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 6,400 | 90.0000 | American | Aug 21, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,700 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,500 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 7,800 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 156,100 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 85.0000 | American | Feb 7, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 87.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -12,500 | 90.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Written | -4,200 | 93.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 85.5000 | American | Jan 17, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -9,100 | 87.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,500 | 88.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -3,000 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -900 | 89.5000 | American | Jan 10, 2020 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Call Options | Written | -10,900 | 92.5000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 87.5000 | American | Jan 10, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 12,100 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,500 | 91.0000 | American | Jan 10, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 35,100 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 13,800 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,300 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,800 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 67.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -200 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,700 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,200 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Call Options | Written | -3,600 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 94.5000 | American | Feb 7, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 84.0000 | American | Feb 7, 2020 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,200 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 25,200 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 90.0000 | American | Jan 31, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 23,100 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 13,500 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,600 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,000 | 93.5000 | American | Feb 14, 2020 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 30,000 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 86.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 88.5000 | American | Jan 10, 2020 |
| Call Options | Written | -100 | 89.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -6,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -18,000 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 15,400 | 89.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Put Options | Written | 18,800 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 12,100 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 8,600 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,800 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,500 | 86.5000 | American | Jan 10, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -400 | 87.0000 | American | Feb 14, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -7,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,900 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -15,400 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 83.0000 | American | Jan 31, 2020 |
| Call Options | Written | -10,400 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 8,000 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 5,000 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,500 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,900 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,700 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Call Options | Written | -7,200 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 92.0000 | American | Jan 31, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,600 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -13,300 | 86.5000 | American | Jan 10, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -700 | 96.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,900 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100,000 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -24,900 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 87.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,500 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,700 | 95.0000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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