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Barclays PLC Director's Dealing 2019
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Director's Dealing
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FORM 8.3 - ABBVIE PLC - AMENDMENT
FORM 8.3
Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 01 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,250,333 | 0.15% | 4,209,986 | 0.28% | ||
| (2) | Derivatives (other than options): | ||||
| 1,574,472 | 0.11% | 0 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,566,100 | 0.17% | 1,005,800 | 0.07% | |
| (4) | TOTAL: | ||||
| 6,390,905 | 0.43% | 5,215,786 | 0.35% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 7 | 81.6000 USD |
| Purchase | 13 | 82.0100 USD |
| Purchase | 50 | 81.6200 USD |
| Purchase | 68 | 80.9704 USD |
| Purchase | 92 | 80.1400 USD |
| Purchase | 100 | 81.7600 USD |
| Purchase | 100 | 81.7200 USD |
| Purchase | 100 | 81.6950 USD |
| Purchase | 100 | 81.6900 USD |
| Purchase | 100 | 81.6400 USD |
| Purchase | 100 | 75.0000 USD |
| Purchase | 100 | 70.0000 USD |
| Purchase | 100 | 69.5000 USD |
| Purchase | 160 | 79.8400 USD |
| Purchase | 200 | 81.7525 USD |
| Purchase | 200 | 81.7050 USD |
| Purchase | 200 | 81.7650 USD |
| Purchase | 200 | 79.8750 USD |
| Purchase | 200 | 71.0000 USD |
| Purchase | 270 | 81.9900 USD |
| Purchase | 300 | 81.7033 USD |
| Purchase | 300 | 75.5000 USD |
| Purchase | 300 | 81.7000 USD |
| Purchase | 334 | 80.1600 USD |
| Purchase | 412 | 80.5124 USD |
| Purchase | 416 | 81.6798 USD |
| Purchase | 500 | 79.9036 USD |
| Purchase | 500 | 81.7070 USD |
| Purchase | 616 | 81.6986 USD |
| Purchase | 648 | 80.1540 USD |
| Purchase | 666 | 80.1282 USD |
| Purchase | 768 | 81.4710 USD |
| Purchase | 926 | 80.1657 USD |
| Purchase | 1,000 | 73.0000 USD |
| Purchase | 1,000 | 81.2720 USD |
| Purchase | 1,000 | 81.9200 USD |
| Purchase | 1,000 | 81.7260 USD |
| Purchase | 1,080 | 81.6300 USD |
| Purchase | 1,100 | 81.3609 USD |
| Purchase | 1,141 | 81.6700 USD |
| Purchase | 1,200 | 81.6933 USD |
| Purchase | 1,200 | 81.0825 USD |
| Purchase | 1,899 | 81.7152 USD |
| Purchase | 1,900 | 81.7300 USD |
| Purchase | 2,276 | 81.7100 USD |
| Purchase | 2,400 | 77.5000 USD |
| Purchase | 2,400 | 77.0000 USD |
| Purchase | 3,200 | 79.0000 USD |
| Purchase | 3,363 | 81.7198 USD |
| Purchase | 4,448 | 80.8196 USD |
| Purchase | 4,500 | 80.0000 USD |
| Purchase | 5,700 | 78.0000 USD |
| Purchase | 6,695 | 81.4290 USD |
| Purchase | 6,700 | 79.9983 USD |
| Purchase | 8,094 | 81.7649 USD |
| Purchase | 12,887 | 81.4346 USD |
| Purchase | 12,946 | 81.1342 USD |
| Purchase | 13,700 | 81.7045 USD |
| Purchase | 14,100 | 81.5679 USD |
| Purchase | 14,443 | 81.6105 USD |
| Purchase | 15,883 | 80.9753 USD |
| Purchase | 18,600 | 81.5383 USD |
| Purchase | 20,800 | 81.0000 USD |
| Purchase | 30,038 | 81.6464 USD |
| Purchase | 32,324 | 81.7074 USD |
| Purchase | 45,154 | 81.4168 USD |
| Purchase | 67,670 | 81.7500 USD |
| Purchase | 78,400 | 81.6186 USD |
| Purchase | 83,082 | 81.5610 USD |
| Purchase | 95,260 | 81.7943 USD |
| Purchase | 102,800 | 81.6525 USD |
| Purchase | 213,807 | 81.7498 USD |
| Sale | 7 | 81.6000 USD |
| Sale | 22 | 81.7700 USD |
| Sale | 28 | 81.6500 USD |
| Sale | 50 | 81.6200 USD |
| Sale | 51 | 81.7600 USD |
| Sale | 60 | 80.0600 USD |
| Sale | 69 | 81.3200 USD |
| Sale | 100 | 81.7350 USD |
| Sale | 100 | 81.9600 USD |
| Sale | 106 | 81.6600 USD |
| Sale | 170 | 81.7400 USD |
| Sale | 200 | 81.7800 USD |
| Sale | 200 | 74.0000 USD |
| Sale | 200 | 81.6625 USD |
| Sale | 237 | 81.7960 USD |
| Sale | 250 | 81.6700 USD |
| Sale | 258 | 81.7238 USD |
| Sale | 267 | 81.6529 USD |
| Sale | 270 | 81.9900 USD |
| Sale | 277 | 81.8689 USD |
| Sale | 278 | 81.2939 USD |
| Sale | 278 | 81.8015 USD |
| Sale | 300 | 81.7433 USD |
| Sale | 300 | 81.7033 USD |
| Sale | 300 | 81.6933 USD |
| Sale | 300 | 80.1016 USD |
| Sale | 300 | 81.6966 USD |
| Sale | 335 | 81.8871 USD |
| Sale | 360 | 79.8594 USD |
| Sale | 365 | 81.6047 USD |
| Sale | 366 | 80.1500 USD |
| Sale | 369 | 81.6771 USD |
| Sale | 382 | 81.2900 USD |
| Sale | 400 | 73.5000 USD |
| Sale | 400 | 81.7362 USD |
| Sale | 416 | 81.6798 USD |
| Sale | 440 | 81.4777 USD |
| Sale | 441 | 81.7200 USD |
| Sale | 443 | 81.8093 USD |
| Sale | 462 | 81.8449 USD |
| Sale | 462 | 81.6886 USD |
| Sale | 499 | 81.7179 USD |
| Sale | 502 | 82.0021 USD |
| Sale | 515 | 81.3038 USD |
| Sale | 600 | 81.6850 USD |
| Sale | 600 | 81.7020 USD |
| Sale | 630 | 81.6860 USD |
| Sale | 650 | 81.7000 USD |
| Sale | 664 | 81.6668 USD |
| Sale | 755 | 81.8572 USD |
| Sale | 800 | 81.7112 USD |
| Sale | 833 | 81.6597 USD |
| Sale | 847 | 81.6680 USD |
| Sale | 855 | 81.6971 USD |
| Sale | 877 | 81.4085 USD |
| Sale | 940 | 82.1196 USD |
| Sale | 1,000 | 81.9200 USD |
| Sale | 1,091 | 81.7071 USD |
| Sale | 1,100 | 81.6836 USD |
| Sale | 1,100 | 81.7281 USD |
| Sale | 1,200 | 81.9012 USD |
| Sale | 1,200 | 81.6283 USD |
| Sale | 1,320 | 81.6256 USD |
| Sale | 1,352 | 81.5454 USD |
| Sale | 1,362 | 81.6801 USD |
| Sale | 1,400 | 81.6549 USD |
| Sale | 1,417 | 81.6928 USD |
| Sale | 1,449 | 81.7897 USD |
| Sale | 1,606 | 81.6794 USD |
| Sale | 1,658 | 81.8082 USD |
| Sale | 1,682 | 81.7629 USD |
| Sale | 1,800 | 81.5786 USD |
| Sale | 1,856 | 81.6889 USD |
| Sale | 2,000 | 81.7250 USD |
| Sale | 2,000 | 81.7300 USD |
| Sale | 2,123 | 81.7445 USD |
| Sale | 2,375 | 81.7115 USD |
| Sale | 2,500 | 81.6506 USD |
| Sale | 2,700 | 80.5722 USD |
| Sale | 2,828 | 81.5656 USD |
| Sale | 2,855 | 81.7485 USD |
| Sale | 2,900 | 76.5000 USD |
| Sale | 3,013 | 81.6923 USD |
| Sale | 3,100 | 81.5000 USD |
| Sale | 3,265 | 81.7784 USD |
| Sale | 4,253 | 81.8023 USD |
| Sale | 4,456 | 81.5292 USD |
| Sale | 4,472 | 81.7385 USD |
| Sale | 4,543 | 81.7890 USD |
| Sale | 4,600 | 81.4855 USD |
| Sale | 4,704 | 81.7194 USD |
| Sale | 4,791 | 81.6004 USD |
| Sale | 5,100 | 81.6998 USD |
| Sale | 6,230 | 81.7170 USD |
| Sale | 6,432 | 81.6455 USD |
| Sale | 6,684 | 81.7502 USD |
| Sale | 7,100 | 81.7603 USD |
| Sale | 8,000 | 81.6132 USD |
| Sale | 11,800 | 81.7007 USD |
| Sale | 14,509 | 81.9049 USD |
| Sale | 15,685 | 81.7932 USD |
| Sale | 17,207 | 81.8498 USD |
| Sale | 20,300 | 81.7483 USD |
| Sale | 21,278 | 81.4484 USD |
| Sale | 22,900 | 81.6556 USD |
| Sale | 23,000 | 81.5811 USD |
| Sale | 25,158 | 81.4803 USD |
| Sale | 26,200 | 81.4841 USD |
| Sale | 34,000 | 81.6457 USD |
| Sale | 47,630 | 81.7943 USD |
| Sale | 57,700 | 81.6050 USD |
| Sale | 83,675 | 81.5557 USD |
| Sale | 88,269 | 81.2647 USD |
| Sale | 311,518 | 81.7500 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 63 USD | American | 15 May 2020 | 19.6500 USD |
| Call Option | Purchasing | 200 | 65 USD | American | 15 May 2020 | 15.3000 USD |
| Call Option | Purchasing | 500 | 70 USD | American | 20 Dec 2019 | 11.8000 USD |
| Call Option | Purchasing | 200 | 73 USD | American | 20 Dec 2019 | 10.1000 USD |
| Call Option | Purchasing | 1,800 | 73 USD | American | 19 Jun 2020 | 11.5466 USD |
| Call Option | Purchasing | 100 | 77 USD | American | 8 Nov 2019 | 4.6600 USD |
| Call Option | Purchasing | 400 | 78 USD | American | 1 Nov 2019 | 2.3500 USD |
| Call Option | Purchasing | 3,700 | 78 USD | American | 1 Nov 2019 | 3.1991 USD |
| Call Option | Purchasing | 1,200 | 78 USD | American | 8 Nov 2019 | 4.0333 USD |
| Call Option | Purchasing | 200 | 78 USD | American | 15 Jan 2021 | 10.2050 USD |
| Call Option | Purchasing | 1,300 | 79 USD | American | 1 Nov 2019 | 2.4107 USD |
| Call Option | Purchasing | 1,000 | 79 USD | American | 8 Nov 2019 | 3.2500 USD |
| Call Option | Purchasing | 100 | 79 USD | American | 15 Nov 2019 | 3.1500 USD |
| Call Option | Purchasing | 7,300 | 80 USD | American | 1 Nov 2019 | 1.4513 USD |
| Call Option | Purchasing | 400 | 80 USD | American | 15 Nov 2019 | 1.4100 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 20 Dec 2019 | 3.3300 USD |
| Call Option | Purchasing | 1,500 | 80 USD | American | 19 Jun 2020 | 7.0000 USD |
| Call Option | Purchasing | 26,300 | 81 USD | American | 1 Nov 2019 | 0.6405 USD |
| Call Option | Purchasing | 1,000 | 81 USD | American | 15 Nov 2019 | 1.4800 USD |
| Call Option | Purchasing | 12,600 | 82 USD | American | 1 Nov 2019 | 0.2012 USD |
| Call Option | Purchasing | 1,400 | 82 USD | American | 1 Nov 2019 | 0.6578 USD |
| Call Option | Purchasing | 5,500 | 82 USD | American | 15 Nov 2019 | 1.0814 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 1 Nov 2019 | 0.0700 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 15 Nov 2019 | 0.8900 USD |
| Call Option | Purchasing | 300 | 83 USD | American | 19 Jun 2020 | 5.2900 USD |
| Call Option | Purchasing | 200 | 85 USD | American | 20 Dec 2019 | 0.7600 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 17 Jan 2020 | 1.0600 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 19 Jun 2020 | 2.7900 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 17 Jan 2020 | 0.1800 USD |
| Call Option | Purchasing | 200 | 95 USD | American | 21 Feb 2020 | 0.4200 USD |
| Call Option | Selling | 100 | 78 USD | American | 15 Nov 2019 | 4.0000 USD |
| Call Option | Selling | 100 | 78 USD | American | 15 Nov 2019 | 4.4300 USD |
| Call Option | Selling | 400 | 79 USD | American | 1 Nov 2019 | 1.4800 USD |
| Call Option | Selling | 200 | 79 USD | American | 15 Nov 2019 | 2.1500 USD |
| Call Option | Selling | 9,800 | 80 USD | American | 1 Nov 2019 | 0.4175 USD |
| Call Option | Selling | 200 | 80 USD | American | 8 Nov 2019 | 0.7400 USD |
| Call Option | Selling | 100 | 80 USD | American | 15 Nov 2019 | 1.8600 USD |
| Call Option | Selling | 300 | 80 USD | American | 17 Jan 2020 | 4.3800 USD |
| Call Option | Selling | 5,900 | 81 USD | American | 1 Nov 2019 | 0.6916 USD |
| Call Option | Selling | 5,400 | 82 USD | American | 1 Nov 2019 | 0.6907 USD |
| Call Option | Selling | 1,000 | 83 USD | American | 15 Nov 2019 | 0.5900 USD |
| Call Option | Selling | 100 | 83 USD | American | 20 Dec 2019 | 1.9300 USD |
| Call Option | Selling | 300 | 84 USD | American | 15 Nov 2019 | 0.2700 USD |
| Call Option | Selling | 100 | 100 USD | American | 19 Jun 2020 | 0.9800 USD |
| Put Option | Purchasing | 1,000 | 70 USD | American | 15 Jan 2021 | 6.1000 USD |
| Put Option | Purchasing | 100 | 73 USD | American | 20 Dec 2019 | 0.4200 USD |
| Put Option | Purchasing | 100 | 74 USD | American | 15 Nov 2019 | 0.0900 USD |
| Put Option | Purchasing | 200 | 77 USD | American | 15 Nov 2019 | 0.2100 USD |
| Put Option | Purchasing | 300 | 78 USD | American | 20 Dec 2019 | 1.0700 USD |
| Put Option | Purchasing | 100 | 81 USD | American | 6 Dec 2019 | 1.5700 USD |
| Put Option | Selling | 100 | 35 USD | American | 15 Jan 2021 | 0.4600 USD |
| Put Option | Selling | 300 | 60 USD | American | 19 Jun 2020 | 1.1700 USD |
| Put Option | Selling | 300 | 65 USD | American | 15 Jan 2021 | 4.4333 USD |
| Put Option | Selling | 200 | 68 USD | American | 17 Jan 2020 | 0.5250 USD |
| Put Option | Selling | 100 | 70 USD | American | 15 Nov 2019 | 0.1100 USD |
| Put Option | Selling | 1,300 | 70 USD | American | 20 Dec 2019 | 0.2500 USD |
| Put Option | Selling | 100 | 71 USD | American | 6 Dec 2019 | 0.1700 USD |
| Put Option | Selling | 100 | 72 USD | American | 8 Nov 2019 | 0.1000 USD |
| Put Option | Selling | 100 | 72 USD | American | 15 Nov 2019 | 0.1400 USD |
| Put Option | Selling | 100 | 73 USD | American | 19 Jun 2020 | 3.4000 USD |
| Put Option | Selling | 100 | 74 USD | American | 15 Nov 2019 | 0.1700 USD |
| Put Option | Selling | 200 | 75 USD | American | 8 Nov 2019 | 0.0600 USD |
| Put Option | Selling | 200 | 75 USD | American | 15 Nov 2019 | 0.1100 USD |
| Put Option | Selling | 100 | 75 USD | American | 15 Nov 2019 | 0.1300 USD |
| Put Option | Selling | 5,800 | 75 USD | American | 21 Feb 2020 | 2.1100 USD |
| Put Option | Selling | 1,100 | 75 USD | American | 19 Jun 2020 | 4.2181 USD |
| Put Option | Selling | 200 | 78 USD | American | 1 Nov 2019 | 0.0200 USD |
| Put Option | Selling | 200 | 79 USD | American | 1 Nov 2019 | 0.0200 USD |
| Put Option | Selling | 100 | 80 USD | American | 8 Nov 2019 | 0.4400 USD |
| Put Option | Selling | 200 | 80 USD | American | 8 Nov 2019 | 0.5200 USD |
| Put Option | Selling | 200 | 80 USD | American | 17 Jan 2020 | 2.7600 USD |
| Put Option | Selling | 3,000 | 81 USD | American | 1 Nov 2019 | 0.0800 USD |
| Put Option | Selling | 1,500 | 81 USD | American | 8 Nov 2019 | 0.8253 USD |
| Put Option | Selling | 1,400 | 82 USD | American | 8 Nov 2019 | 0.8200 USD |
| Put Option | Selling | 1,200 | 82 USD | American | 8 Nov 2019 | 1.0366 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 6 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 99,800 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,900 | 80.0000 | American | Dec 20, 2019 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 74.5000 | American | Nov 1, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,300 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 81.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,900 | 73.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -19,400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 287,200 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,900 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 81.5000 | American | Nov 8, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,400 | 81.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 4,500 | 80.0000 | American | Nov 1, 2019 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 6,000 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 1,100 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 81.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 74.5000 | American | Nov 8, 2019 |
| Call Options | Written | -3,100 | 81.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -200 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 5,400 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 20,800 | 81.0000 | American | Nov 1, 2019 |
| Put Options | Written | 1,500 | 81.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,100 | 78.0000 | American | Nov 8, 2019 |
| Put Options | Written | 100 | 72.0000 | American | Nov 8, 2019 |
| Put Options | Written | 100 | 79.0000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 100 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 79.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -11,900 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 76.5000 | American | Nov 8, 2019 |
| Call Options | Written | -4,800 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -27,000 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 80.0000 | American | Nov 8, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 111,400 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 700 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 7,600 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 151,100 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Written | 3,400 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 75.5000 | American | Nov 1, 2019 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 82.5000 | American | Dec 20, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -17,200 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,400 | 77.5000 | American | Nov 1, 2019 |
| Put Options | Written | 700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 26,300 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 77.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 100 | 69.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,200 | 74.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Dec 6, 2019 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 200 | 80.0000 | American | Nov 8, 2019 |
| Put Options | Written | 200 | 75.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 200 | 84.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 1, 2019 |
| Call Options | Written | -600 | 84.0000 | American | Nov 8, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 84.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,700 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 77.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,400 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 80.0000 | American | Nov 1, 2019 |
| Put Options | Written | 26,400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 73.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 85.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Put Options | Written | 6,300 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Call Options | Written | -2,900 | 76.5000 | American | Nov 1, 2019 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 81.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -200 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 83.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 5,700 | 78.0000 | American | Nov 1, 2019 |
| Put Options | Written | 3,000 | 81.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 14,900 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Nov 1, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -10,500 | 100.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,700 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 12,600 | 82.0000 | American | Nov 1, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,400 | 77.0000 | American | Nov 1, 2019 |
| Put Options | Written | 700 | 77.5000 | American | Nov 8, 2019 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,900 | 78.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 14,800 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 6,000 | 82.5000 | American | Nov 8, 2019 |
| Put Options | Written | 1,200 | 82.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 5,600 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 3,200 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 79.5000 | American | Nov 15, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 75.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 78.5000 | American | Nov 8, 2019 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,700 | 70.0000 | American | Nov 15, 2019 |
Notes
- Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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