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Barclays PLC Director's Dealing 2019
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Director's Dealing
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FORM 8.3 - ABBVIE INC
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 04 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,063,930 | 0.14% | 3,993,430 | 0.27% | ||
| (2) | Derivatives (other than options): | ||||
| 1,574,472 | 0.11% | 0 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,528,100 | 0.17% | 997,500 | 0.07% | |
| TOTAL: | |||||
| 6,166,502 | 0.42% | 4,990,930 | 0.34% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 22 | 82.9300 USD |
| Purchase | 26 | 82.9500 USD |
| Purchase | 30 | 83.1600 USD |
| Purchase | 30 | 83.0223 USD |
| Purchase | 37 | 83.0900 USD |
| Purchase | 53 | 83.0532 USD |
| Purchase | 88 | 82.9800 USD |
| Purchase | 100 | 82.7000 USD |
| Purchase | 171 | 82.7985 USD |
| Purchase | 200 | 83.1500 USD |
| Purchase | 200 | 83.1800 USD |
| Purchase | 200 | 82.9750 USD |
| Purchase | 200 | 82.9550 USD |
| Purchase | 266 | 82.6953 USD |
| Purchase | 280 | 83.0171 USD |
| Purchase | 300 | 82.9566 USD |
| Purchase | 313 | 82.7100 USD |
| Purchase | 470 | 82.8561 USD |
| Purchase | 478 | 82.9520 USD |
| Purchase | 493 | 82.8136 USD |
| Purchase | 500 | 82.8060 USD |
| Purchase | 600 | 82.9600 USD |
| Purchase | 640 | 82.2400 USD |
| Purchase | 700 | 82.9571 USD |
| Purchase | 761 | 82.7495 USD |
| Purchase | 800 | 82.9587 USD |
| Purchase | 800 | 82.9050 USD |
| Purchase | 900 | 82.9622 USD |
| Purchase | 1,000 | 82.9000 USD |
| Purchase | 1,000 | 82.8980 USD |
| Purchase | 1,007 | 82.7959 USD |
| Purchase | 1,152 | 82.9035 USD |
| Purchase | 1,412 | 82.9315 USD |
| Purchase | 1,580 | 82.8500 USD |
| Purchase | 1,688 | 82.8433 USD |
| Purchase | 2,100 | 82.9584 USD |
| Purchase | 2,200 | 82.9186 USD |
| Purchase | 2,499 | 82.8207 USD |
| Purchase | 3,835 | 82.7354 USD |
| Purchase | 4,400 | 82.9114 USD |
| Purchase | 4,611 | 82.9818 USD |
| Purchase | 5,957 | 82.7286 USD |
| Purchase | 6,085 | 82.7580 USD |
| Purchase | 7,994 | 82.7569 USD |
| Purchase | 9,027 | 82.7672 USD |
| Purchase | 13,836 | 82.9442 USD |
| Purchase | 14,449 | 83.0888 USD |
| Purchase | 16,500 | 82.8566 USD |
| Purchase | 25,842 | 82.9994 USD |
| Purchase | 26,619 | 82.9664 USD |
| Purchase | 34,700 | 82.9041 USD |
| Purchase | 41,247 | 82.7793 USD |
| Purchase | 51,948 | 82.9267 USD |
| Purchase | 101,518 | 82.9668 USD |
| Purchase | 118,092 | 82.9373 USD |
| Purchase | 181,570 | 82.9888 USD |
| Purchase | 367,413 | 82.9900 USD |
| Sale | 2 | 82.6000 USD |
| Sale | 8 | 83.0300 USD |
| Sale | 14 | 82.9300 USD |
| Sale | 34 | 82.8700 USD |
| Sale | 37 | 83.0900 USD |
| Sale | 61 | 82.5800 USD |
| Sale | 80 | 83.1400 USD |
| Sale | 100 | 82.3300 USD |
| Sale | 100 | 82.7200 USD |
| Sale | 100 | 82.8100 USD |
| Sale | 100 | 82.8450 USD |
| Sale | 100 | 82.8550 USD |
| Sale | 100 | 82.8650 USD |
| Sale | 100 | 82.8800 USD |
| Sale | 100 | 82.8900 USD |
| Sale | 100 | 82.9200 USD |
| Sale | 100 | 83.0800 USD |
| Sale | 100 | 83.2450 USD |
| Sale | 102 | 82.9103 USD |
| Sale | 150 | 82.9133 USD |
| Sale | 170 | 82.9011 USD |
| Sale | 230 | 82.9063 USD |
| Sale | 239 | 82.8828 USD |
| Sale | 240 | 83.0806 USD |
| Sale | 280 | 83.0171 USD |
| Sale | 288 | 82.7048 USD |
| Sale | 298 | 82.9031 USD |
| Sale | 300 | 82.8566 USD |
| Sale | 399 | 82.9486 USD |
| Sale | 400 | 82.5425 USD |
| Sale | 400 | 82.7100 USD |
| Sale | 400 | 82.9087 USD |
| Sale | 439 | 82.6530 USD |
| Sale | 466 | 82.9800 USD |
| Sale | 500 | 82.8060 USD |
| Sale | 500 | 82.8260 USD |
| Sale | 500 | 82.9500 USD |
| Sale | 500 | 82.8640 USD |
| Sale | 510 | 82.8470 USD |
| Sale | 600 | 83.0316 USD |
| Sale | 600 | 82.9083 USD |
| Sale | 600 | 82.9316 USD |
| Sale | 600 | 82.6166 USD |
| Sale | 601 | 82.9710 USD |
| Sale | 604 | 82.9402 USD |
| Sale | 640 | 82.2400 USD |
| Sale | 823 | 82.8483 USD |
| Sale | 850 | 83.1247 USD |
| Sale | 900 | 82.9466 USD |
| Sale | 900 | 82.9544 USD |
| Sale | 900 | 82.9588 USD |
| Sale | 985 | 82.9921 USD |
| Sale | 1,000 | 82.9000 USD |
| Sale | 1,007 | 82.9226 USD |
| Sale | 1,050 | 82.9185 USD |
| Sale | 1,094 | 82.7261 USD |
| Sale | 1,254 | 82.9055 USD |
| Sale | 1,300 | 82.9609 USD |
| Sale | 1,328 | 82.6106 USD |
| Sale | 1,400 | 82.9407 USD |
| Sale | 1,442 | 82.4012 USD |
| Sale | 1,446 | 82.8500 USD |
| Sale | 1,500 | 82.9846 USD |
| Sale | 1,625 | 82.9129 USD |
| Sale | 1,627 | 83.0865 USD |
| Sale | 1,800 | 82.9138 USD |
| Sale | 1,816 | 82.6240 USD |
| Sale | 1,900 | 83.1021 USD |
| Sale | 1,900 | 82.7649 USD |
| Sale | 1,988 | 82.9281 USD |
| Sale | 2,100 | 82.9584 USD |
| Sale | 2,126 | 82.9598 USD |
| Sale | 2,249 | 82.9415 USD |
| Sale | 2,400 | 82.9533 USD |
| Sale | 2,558 | 83.0663 USD |
| Sale | 3,300 | 82.9333 USD |
| Sale | 3,640 | 82.9445 USD |
| Sale | 4,141 | 82.7745 USD |
| Sale | 4,188 | 82.8889 USD |
| Sale | 4,198 | 82.3665 USD |
| Sale | 4,230 | 82.9872 USD |
| Sale | 4,300 | 82.9658 USD |
| Sale | 4,317 | 82.8737 USD |
| Sale | 5,957 | 82.7286 USD |
| Sale | 6,300 | 82.9612 USD |
| Sale | 6,500 | 82.9355 USD |
| Sale | 7,274 | 83.0899 USD |
| Sale | 7,398 | 83.0212 USD |
| Sale | 7,700 | 82.8873 USD |
| Sale | 7,789 | 82.9170 USD |
| Sale | 9,051 | 82.8940 USD |
| Sale | 12,491 | 82.9336 USD |
| Sale | 13,500 | 82.9550 USD |
| Sale | 13,600 | 82.8678 USD |
| Sale | 15,065 | 82.9125 USD |
| Sale | 16,282 | 82.9515 USD |
| Sale | 16,300 | 82.8458 USD |
| Sale | 16,600 | 82.9537 USD |
| Sale | 19,836 | 82.9621 USD |
| Sale | 22,489 | 82.9025 USD |
| Sale | 25,612 | 82.9672 USD |
| Sale | 26,250 | 82.9481 USD |
| Sale | 28,032 | 82.9228 USD |
| Sale | 81,553 | 82.8738 USD |
| Sale | 106,881 | 82.9671 USD |
| Sale | 179,527 | 82.9898 USD |
| Sale | 327,922 | 82.9900 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 65 USD | American | 15 Jan 2021 | 19.1500 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 19 Jun 2020 | 14.2500 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 15 May 2020 | 12.0500 USD |
| Call Option | Purchasing | 100 | 77 USD | American | 8 Nov 2019 | 6.1000 USD |
| Call Option | Purchasing | 100 | 78 USD | American | 15 May 2020 | 8.6000 USD |
| Call Option | Purchasing | 400 | 79 USD | American | 8 Nov 2019 | 3.9700 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 8 Nov 2019 | 3.5700 USD |
| Call Option | Purchasing | 100 | 80 USD | American | 17 Jan 2020 | 5.0000 USD |
| Call Option | Purchasing | 5,000 | 80 USD | American | 21 Feb 2020 | 5.6500 USD |
| Call Option | Purchasing | 200 | 80 USD | American | 15 May 2020 | 6.9400 USD |
| Call Option | Purchasing | 100 | 82 USD | American | 6 Dec 2019 | 2.5000 USD |
| Call Option | Purchasing | 600 | 83 USD | American | 15 Nov 2019 | 1.1000 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 15 Nov 2019 | 1.2400 USD |
| Call Option | Purchasing | 400 | 83 USD | American | 22 Nov 2019 | 1.5000 USD |
| Call Option | Purchasing | 4,900 | 83 USD | American | 22 Nov 2019 | 1.8100 USD |
| Call Option | Purchasing | 100 | 83 USD | American | 20 Dec 2019 | 2.7200 USD |
| Call Option | Purchasing | 100 | 84 USD | American | 8 Nov 2019 | 0.2900 USD |
| Call Option | Purchasing | 2,700 | 85 USD | American | 8 Nov 2019 | 0.1592 USD |
| Call Option | Purchasing | 100 | 85 USD | American | 22 Nov 2019 | 0.6400 USD |
| Call Option | Purchasing | 1,600 | 85 USD | American | 29 Nov 2019 | 0.7818 USD |
| Call Option | Purchasing | 1,200 | 85 USD | American | 20 Dec 2019 | 1.6583 USD |
| Call Option | Purchasing | 2,000 | 86 USD | American | 22 Nov 2019 | 0.4400 USD |
| Call Option | Purchasing | 100 | 87 USD | American | 13 Dec 2019 | 0.7200 USD |
| Call Option | Purchasing | 200 | 88 USD | American | 20 Dec 2019 | 0.7600 USD |
| Call Option | Purchasing | 100 | 88 USD | American | 17 Jan 2020 | 1.2800 USD |
| Call Option | Purchasing | 100 | 90 USD | American | 6 Dec 2019 | 0.1700 USD |
| Call Option | Purchasing | 200 | 90 USD | American | 20 Dec 2019 | 0.3700 USD |
| Call Option | Purchasing | 1,900 | 90 USD | American | 18 Sep 2020 | 4.0000 USD |
| Call Option | Purchasing | 1,000 | 93 USD | American | 17 Jan 2020 | 0.4100 USD |
| Call Option | Purchasing | 1,000 | 95 USD | American | 21 Feb 2020 | 0.5300 USD |
| Call Option | Purchasing | 500 | 95 USD | American | 15 May 2020 | 1.3800 USD |
| Call Option | Purchasing | 100 | 100 USD | American | 21 Feb 2020 | 0.2100 USD |
| Call Option | Purchasing | 400 | 100 USD | American | 15 May 2020 | 0.7400 USD |
| Call Option | Purchasing | 200 | 100 USD | American | 15 Jan 2021 | 2.3800 USD |
| Call Option | Selling | 200 | 71 USD | American | 1 Nov 2019 | 10.5000 USD |
| Call Option | Selling | 100 | 80 USD | American | 8 Nov 2019 | 3.0200 USD |
| Call Option | Selling | 400 | 80 USD | American | 22 Nov 2019 | 3.5300 USD |
| Call Option | Selling | 100 | 80 USD | American | 17 Jan 2020 | 4.9500 USD |
| Call Option | Selling | 4,900 | 82 USD | American | 8 Nov 2019 | 1.4800 USD |
| Call Option | Selling | 500 | 82 USD | American | 8 Nov 2019 | 1.7000 USD |
| Call Option | Selling | 500 | 83 USD | American | 29 Nov 2019 | 1.9500 USD |
| Call Option | Selling | 100 | 83 USD | American | 17 Jan 2020 | 3.4500 USD |
| Call Option | Selling | 100 | 85 USD | American | 15 Jan 2021 | 7.1000 USD |
| Call Option | Selling | 100 | 86 USD | American | 8 Nov 2019 | 0.0800 USD |
| Call Option | Selling | 200 | 95 USD | American | 20 Dec 2019 | 0.0700 USD |
| Call Option | Selling | 100 | 130 USD | American | 15 Jan 2021 | 0.3300 USD |
| Put Option | Purchasing | 1,100 | 48 USD | American | 17 Jan 2020 | 0.0200 USD |
| Put Option | Purchasing | 500 | 73 USD | American | 19 Jun 2020 | 3.0500 USD |
| Put Option | Purchasing | 1,400 | 73 USD | American | 18 Sep 2020 | 4.3500 USD |
| Put Option | Purchasing | 100 | 75 USD | American | 1 Nov 2019 | 0.0100 USD |
| Put Option | Purchasing | 300 | 80 USD | American | 8 Nov 2019 | 0.1000 USD |
| Put Option | Purchasing | 3,900 | 80 USD | American | 17 Jan 2020 | 2.2700 USD |
| Put Option | Purchasing | 300 | 81 USD | American | 8 Nov 2019 | 0.2366 USD |
| Put Option | Purchasing | 1,000 | 81 USD | American | 6 Dec 2019 | 1.0000 USD |
| Put Option | Purchasing | 500 | 82 USD | American | 8 Nov 2019 | 0.7700 USD |
| Put Option | Purchasing | 700 | 82 USD | American | 22 Nov 2019 | 0.9028 USD |
| Put Option | Purchasing | 100 | 84 USD | American | 8 Nov 2019 | 1.5300 USD |
| Put Option | Purchasing | 200 | 87 USD | American | 15 Nov 2019 | 4.1500 USD |
| Put Option | Selling | 100 | 48 USD | American | 19 Jun 2020 | 0.3500 USD |
| Put Option | Selling | 1,100 | 50 USD | American | 17 Jan 2020 | 0.0500 USD |
| Put Option | Selling | 200 | 58 USD | American | 17 Jan 2020 | 0.1100 USD |
| Put Option | Selling | 100 | 60 USD | American | 17 Jan 2020 | 0.1500 USD |
| Put Option | Selling | 500 | 60 USD | American | 19 Jun 2020 | 1.0100 USD |
| Put Option | Selling | 100 | 63 USD | American | 21 Feb 2020 | 0.3500 USD |
| Put Option | Selling | 300 | 63 USD | American | 18 Sep 2020 | 2.0100 USD |
| Put Option | Selling | 4,000 | 65 USD | American | 17 Jan 2020 | 0.2705 USD |
| Put Option | Selling | 4,400 | 65 USD | American | 19 Jun 2020 | 1.5600 USD |
| Put Option | Selling | 100 | 68 USD | American | 21 Feb 2020 | 0.7100 USD |
| Put Option | Selling | 200 | 68 USD | American | 19 Jun 2020 | 2.0150 USD |
| Put Option | Selling | 800 | 70 USD | American | 19 Jun 2020 | 2.4500 USD |
| Put Option | Selling | 100 | 73 USD | American | 17 Jan 2020 | 0.7800 USD |
| Put Option | Selling | 600 | 73 USD | American | 19 Jun 2020 | 3.1000 USD |
| Put Option | Selling | 200 | 75 USD | American | 1 Nov 2019 | 0.0100 USD |
| Put Option | Selling | 100 | 76 USD | American | 1 Nov 2019 | 0.0100 USD |
| Put Option | Selling | 100 | 78 USD | American | 22 Nov 2019 | 0.2200 USD |
| Put Option | Selling | 100 | 78 USD | American | 17 Jan 2020 | 1.6300 USD |
| Put Option | Selling | 100 | 78 USD | American | 19 Jun 2020 | 4.6000 USD |
| Put Option | Selling | 1,000 | 80 USD | American | 21 Feb 2020 | 3.3000 USD |
| Put Option | Selling | 1,400 | 83 USD | American | 18 Sep 2020 | 8.6200 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 5 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 500 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 350,300 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,900 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 100 | 87.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 2,700 | 85.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 2,500 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Nov 22, 2019 |
| Put Options | Written | 100,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,400 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 800 | 78.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,900 | 82.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 3,600 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 81.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 71.0000 | American | Dec 6, 2019 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,900 | 73.0000 | American | Nov 15, 2019 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,600 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Written | -19,400 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,900 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 287,200 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 6,000 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 6, 2019 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,200 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | May 15, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,700 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 82.0000 | American | Dec 13, 2019 |
| Put Options | Written | 1,400 | 81.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 80.5000 | American | Dec 6, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 74.5000 | American | Nov 8, 2019 |
| Put Options | Purchased | -100 | 72.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 81.0000 | American | Dec 6, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Dec 20, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,200 | 81.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 79.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,400 | 85.0000 | American | Dec 20, 2019 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,000 | 83.0000 | American | Nov 29, 2019 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Written | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,000 | 86.0000 | American | Nov 22, 2019 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Dec 13, 2019 |
| Call Options | Purchased | 1,100 | 78.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,800 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,900 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 87.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -600 | 76.5000 | American | Nov 8, 2019 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -26,900 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 80.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 700 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 1,600 | 85.0000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,200 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 80.0000 | American | May 15, 2020 |
| Put Options | Written | 3,500 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 155,500 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 7,600 | 82.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 111,400 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -13,200 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Nov 22, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 82.5000 | American | Nov 29, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -17,200 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 26,300 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 74.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Put Options | Written | 500 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 80.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 100 | 85.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,100 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,900 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,900 | 82.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 84.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 77.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 84.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 85.0000 | American | Nov 22, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 14,400 | 75.0000 | American | Dec 20, 2019 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Written | 27,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 17,600 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 2,400 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -200 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 81.0000 | American | Nov 8, 2019 |
| Call Options | Written | -200 | 95.0000 | American | Dec 20, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -52,900 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Call Options | Written | -400 | 81.5000 | American | Nov 8, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,100 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 90.0000 | American | Dec 6, 2019 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 600 | 83.0000 | American | Nov 15, 2019 |
| Put Options | Written | 14,900 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 200 | 90.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 200 | 87.5000 | American | Dec 20, 2019 |
| Put Options | Written | 200 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 72.5000 | American | Dec 20, 2019 |
| Call Options | Purchased | 5,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,200 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 78.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,500 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -11,600 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 400 | 100.0000 | American | May 15, 2020 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 900 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 700 | 82.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 700 | 77.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 400 | 83.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Put Options | Written | 6,000 | 82.5000 | American | Nov 8, 2019 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 1,900 | 78.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,300 | 70.0000 | American | Dec 20, 2019 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 5,600 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 14,800 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Written | -400 | 78.5000 | American | Nov 8, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 81.5000 | American | Nov 22, 2019 |
| Put Options | Purchased | -200 | 79.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 84.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,000 | 75.0000 | American | Dec 6, 2019 |
| Call Options | Written | -5,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 86.0000 | American | Nov 8, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -12,700 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
Notes
-
Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
-
For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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