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Barclays PLC Director's Dealing 2019
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Director's Dealing
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Form 8.3 - ABBVIE INC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 25 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,337,366 | 0.16% | 3,555,534 | 0.24% | ||
| (2) | Derivatives (other than options): | ||||
| 1,551,885 | 0.10% | 0 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,021,100 | 0.14% | 1,068,900 | 0.07% | |
| TOTAL: | |||||
| 5,910,351 | 0.40% | 4,624,434 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 15 | 76.6100 USD |
| Purchase | 20 | 76.5800 USD |
| Purchase | 32 | 76.5400 USD |
| Purchase | 40 | 76.4700 USD |
| Purchase | 90 | 76.5100 USD |
| Purchase | 100 | 76.5650 USD |
| Purchase | 100 | 76.6300 USD |
| Purchase | 100 | 76.6200 USD |
| Purchase | 184 | 76.6252 USD |
| Purchase | 200 | 76.4200 USD |
| Purchase | 200 | 76.4500 USD |
| Purchase | 200 | 76.5700 USD |
| Purchase | 200 | 76.6000 USD |
| Purchase | 200 | 76.6250 USD |
| Purchase | 206 | 76.5794 USD |
| Purchase | 294 | 76.6010 USD |
| Purchase | 300 | 76.4550 USD |
| Purchase | 300 | 76.5200 USD |
| Purchase | 300 | 76.5866 USD |
| Purchase | 300 | 76.5083 USD |
| Purchase | 300 | 76.5900 USD |
| Purchase | 300 | 76.5033 USD |
| Purchase | 300 | 76.4783 USD |
| Purchase | 301 | 76.4835 USD |
| Purchase | 356 | 76.5125 USD |
| Purchase | 376 | 76.5783 USD |
| Purchase | 391 | 76.4760 USD |
| Purchase | 392 | 76.5884 USD |
| Purchase | 400 | 76.5000 USD |
| Purchase | 404 | 76.5996 USD |
| Purchase | 500 | 76.6190 USD |
| Purchase | 600 | 76.5550 USD |
| Purchase | 700 | 76.5871 USD |
| Purchase | 700 | 76.4357 USD |
| Purchase | 705 | 76.5537 USD |
| Purchase | 774 | 76.5495 USD |
| Purchase | 778 | 76.5850 USD |
| Purchase | 800 | 76.6287 USD |
| Purchase | 800 | 76.6737 USD |
| Purchase | 800 | 76.5437 USD |
| Purchase | 801 | 76.4819 USD |
| Purchase | 819 | 76.5245 USD |
| Purchase | 1,000 | 76.5504 USD |
| Purchase | 1,049 | 76.5651 USD |
| Purchase | 1,060 | 76.5889 USD |
| Purchase | 1,206 | 76.5992 USD |
| Purchase | 1,230 | 76.5500 USD |
| Purchase | 1,596 | 76.5556 USD |
| Purchase | 1,700 | 76.5347 USD |
| Purchase | 1,800 | 76.5963 USD |
| Purchase | 1,896 | 76.5690 USD |
| Purchase | 1,900 | 76.4989 USD |
| Purchase | 2,028 | 76.6021 USD |
| Purchase | 2,100 | 76.5076 USD |
| Purchase | 2,835 | 76.5108 USD |
| Purchase | 3,200 | 76.5310 USD |
| Purchase | 3,441 | 76.5008 USD |
| Purchase | 4,262 | 76.5340 USD |
| Purchase | 4,848 | 76.5300 USD |
| Purchase | 6,001 | 76.5484 USD |
| Purchase | 6,296 | 76.5121 USD |
| Purchase | 11,786 | 76.5377 USD |
| Purchase | 13,770 | 76.5153 USD |
| Purchase | 14,500 | 76.5235 USD |
| Purchase | 14,611 | 76.5793 USD |
| Purchase | 17,800 | 76.5145 USD |
| Purchase | 21,650 | 76.5115 USD |
| Purchase | 23,760 | 76.5471 USD |
| Purchase | 24,146 | 76.5232 USD |
| Purchase | 27,633 | 76.5324 USD |
| Purchase | 31,668 | 76.5218 USD |
| Purchase | 35,444 | 76.5197 USD |
| Purchase | 39,305 | 76.5436 USD |
| Sale | 4 | 76.5600 USD |
| Sale | 15 | 76.6400 USD |
| Sale | 20 | 76.5410 USD |
| Sale | 26 | 76.5900 USD |
| Sale | 40 | 76.4700 USD |
| Sale | 45 | 76.5462 USD |
| Sale | 59 | 76.6050 USD |
| Sale | 62 | 76.4800 USD |
| Sale | 90 | 76.5100 USD |
| Sale | 100 | 76.3650 USD |
| Sale | 100 | 76.3000 USD |
| Sale | 100 | 76.6200 USD |
| Sale | 100 | 76.4900 USD |
| Sale | 101 | 76.5800 USD |
| Sale | 109 | 76.4891 USD |
| Sale | 115 | 76.4926 USD |
| Sale | 131 | 76.2700 USD |
| Sale | 157 | 76.5299 USD |
| Sale | 172 | 76.5043 USD |
| Sale | 173 | 76.3801 USD |
| Sale | 174 | 76.5842 USD |
| Sale | 200 | 76.6000 USD |
| Sale | 250 | 76.4846 USD |
| Sale | 295 | 76.4850 USD |
| Sale | 300 | 76.5866 USD |
| Sale | 300 | 76.3950 USD |
| Sale | 300 | 76.5766 USD |
| Sale | 300 | 76.4750 USD |
| Sale | 308 | 76.4975 USD |
| Sale | 335 | 76.5476 USD |
| Sale | 345 | 76.6457 USD |
| Sale | 400 | 76.5200 USD |
| Sale | 400 | 76.6800 USD |
| Sale | 509 | 76.5432 USD |
| Sale | 514 | 76.5342 USD |
| Sale | 520 | 76.5684 USD |
| Sale | 604 | 76.5616 USD |
| Sale | 606 | 76.5400 USD |
| Sale | 800 | 76.6737 USD |
| Sale | 961 | 76.5366 USD |
| Sale | 1,044 | 76.4999 USD |
| Sale | 1,322 | 76.5618 USD |
| Sale | 1,424 | 76.5187 USD |
| Sale | 1,461 | 76.5541 USD |
| Sale | 1,494 | 76.5073 USD |
| Sale | 1,700 | 76.5347 USD |
| Sale | 1,900 | 76.5426 USD |
| Sale | 2,770 | 76.5037 USD |
| Sale | 3,200 | 76.5598 USD |
| Sale | 3,400 | 76.5469 USD |
| Sale | 5,693 | 76.5005 USD |
| Sale | 6,228 | 76.5253 USD |
| Sale | 7,800 | 76.5213 USD |
| Sale | 7,900 | 76.5039 USD |
| Sale | 8,800 | 76.5323 USD |
| Sale | 9,766 | 76.5129 USD |
| Sale | 10,200 | 76.5275 USD |
| Sale | 10,437 | 76.5074 USD |
| Sale | 13,399 | 76.5437 USD |
| Sale | 14,732 | 76.5700 USD |
| Sale | 15,402 | 76.5292 USD |
| Sale | 16,397 | 76.5590 USD |
| Sale | 19,980 | 76.5300 USD |
| Sale | 20,531 | 76.5864 USD |
| Sale | 53,998 | 76.5317 USD |
| Sale | 110,539 | 76.5230 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP | Long | 666 | 76.2573 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 1,500 | 76 USD | American | 25 Oct 2019 | 1.0100 USD |
| Call Option | Purchasing | 1,000 | 82 USD | American | 15 Nov 2019 | 0.2800 USD |
| Call Option | Purchasing | 600 | 83 USD | American | 15 Nov 2019 | 0.2466 USD |
| Call Option | Selling | 100 | 75 USD | American | 25 Oct 2019 | 1.4800 USD |
| Call Option | Selling | 100 | 76 USD | American | 25 Oct 2019 | 0.6400 USD |
| Call Option | Selling | 4,000 | 77 USD | American | 25 Oct 2019 | 0.2000 USD |
| Call Option | Selling | 200 | 78 USD | American | 25 Oct 2019 | 0.0300 USD |
| Call Option | Selling | 600 | 78 USD | American | 1 Nov 2019 | 0.8100 USD |
| Call Option | Selling | 100 | 78 USD | American | 17 Jan 2020 | 3.0000 USD |
| Put Option | Purchasing | 600 | 76 USD | American | 25 Oct 2019 | 0.0200 USD |
| Put Option | Selling | 200 | 75 USD | American | 1 Nov 2019 | 0.8200 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | Dec 20, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,500 | 75.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 6,800 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -9,800 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 80.0000 | American | Oct 25, 2019 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,700 | 73.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,100 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 81.5000 | American | Nov 8, 2019 |
| Call Options | Purchased | 37,600 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 73.0000 | American | Oct 25, 2019 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 900 | 80.0000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -4,100 | 76.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 85.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -300 | 74.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -13,300 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 79.0000 | American | Nov 8, 2019 |
| Put Options | Written | 300 | 77.0000 | American | Nov 8, 2019 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,200 | 79.0000 | American | Nov 1, 2019 |
| Put Options | Written | 900 | 75.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,700 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,400 | 78.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,900 | 80.0000 | American | Oct 25, 2019 |
| Put Options | Written | 500 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -29,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,100 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,500 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 80.0000 | American | Nov 8, 2019 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Call Options | Written | -5,000 | 95.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Call Options | Written | -4,700 | 76.0000 | American | Oct 25, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 77.0000 | American | Nov 22, 2019 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,100 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 112,100 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 1,900 | 82.0000 | American | Nov 15, 2019 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 3,400 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 100.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 73.5000 | American | Nov 29, 2019 |
| Call Options | Written | -87,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,300 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Nov 1, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 31,800 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 75.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 9,300 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 76.5000 | American | Nov 22, 2019 |
| Call Options | Purchased | 500 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Call Options | Written | -200 | 79.0000 | American | Nov 1, 2019 |
| Call Options | Written | -700 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Oct 25, 2019 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -19,800 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,200 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -300 | 77.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 85.0000 | American | Nov 22, 2019 |
| Put Options | Written | 700 | 72.0000 | American | Oct 25, 2019 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 81.0000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 76.0000 | American | Nov 29, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,400 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 24,500 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Put Options | Written | 26,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 12,600 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,200 | 74.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -200 | 75.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 76.5000 | American | Oct 25, 2019 |
| Call Options | Written | -1,700 | 77.0000 | American | Nov 8, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 78.0000 | American | Nov 1, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 75.0000 | American | Nov 22, 2019 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 78.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,200 | 77.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,000 | 76.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 78.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 25, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 2,300 | 77.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,500 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,000 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 300 | 79.0000 | American | Nov 22, 2019 |
| Put Options | Written | 200 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 83.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 14,600 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,900 | 79.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -11,800 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,100 | 77.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -800 | 75.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -39,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 74.0000 | American | Nov 1, 2019 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 76.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Put Options | Written | 8,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 200 | 76.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 100 | 79.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 77.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 5,200 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 14,800 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 900 | 77.5000 | American | Nov 8, 2019 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Put Options | Written | 2,000 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -12,800 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,400 | 76.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -100 | 73.5000 | American | Oct 25, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -12,000 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 79.5000 | American | Nov 8, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
Notes
-
Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
-
For all prices and other monetary amounts,the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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